SAURABH NAIR
Mumbai
Summary
Associate Company Secretary (ACS 81562) with over 10 years of professional experience in Corporate Secretarial, Corporate Governance, Regulatory Compliance, Board Processes, Merchant Banking, Audit and Financial Reporting. Currently serving as Deputy Manager (Secretarial) at LIC Housing Finance Limited, one of India's leading listed Housing Finance Companies. Experienced in advising senior management and the Board on regulatory and governance matters, managing Board and Committee processes, ensuring compliance with the Companies Act, 2013, SEBI (LODR) Regulations, RBI Directions applicable to Housing Finance Companies, Secretarial Standards and listed debt compliances. Strong drafting expertise in Board agenda notes, minutes, corporate policies, governance documents, regulatory filings and Board resolutions.
Overview
1
1
Certification
2027
2027
years of professional experience
Work History
Deputy Manager (Secretarial)
LIC Housing Finance Limited
Mumbai, Maharashtra
05.2026 - Current
- Managing end-to-end Board and Committee processes.
- Drafting Board Agenda Notes, Minutes and Resolutions.
- Ensuring compliance with the Companies Act, SEBI (LODR), RBI Directions and Secretarial Standards.
- Reviewing Board Policies, Governance Framework and Committee Charters.
- Coordinating regulatory approvals and statutory disclosures.
- Managing listed debt compliances including NCDs and Commercial Papers.
- Liaising with Stock Exchanges, Debenture Trustees, Statutory Auditors and Secretarial Auditors.
- Monitoring Related Party Transactions and governance approvals.
- Tracking regulatory developments and advising management on compliance implications.
- One of India's leading listed Housing Finance Companies.
Assistant Manager (Secretarial)
LIC Housing Finance Limited
Mumbai, Maharashtra
06.2023 - 04.2026
- Managed Secretarial compliance calendar.
- Prepared Board and Committee agenda papers.
- Drafted Minutes of Meetings.
- Reviewed MCA filings and Stock Exchange disclosures.
- Coordinated Secretarial Audit.
- Reviewed governance policies.
- Assisted the Company Secretary in Board governance matters.
- One of India's leading listed Housing Finance Companies.
Assistant Manager (Finance)
LIC Housing Finance Limited
Mumbai, Maharashtra
06.2021 - 05.2023
- Managed public deposit portfolio.
- Reviewed deposit products and interest rates.
- Oversaw NHB regulatory compliances.
- Managed reconciliation of deposit portfolio.
- Reviewed TDS, brokerage, Ind-AS workings and maturity payments.
- Addressed customer grievance escalations.
- One of India's leading listed Housing Finance Companies.
Associate - Loan Sanction
LIC Housing Finance Limited
Mumbai, Maharashtra
02.2021 - 07.2021
- Credit appraisal of retail housing loan proposals.
- Loan underwriting.
- Recommendation of sanction conditions.
- One of India's leading listed Housing Finance Companies.
Management Trainee - Merchant Banking
Monarch Networth Capital Limited
03.2020 - 02.2021
- Due diligence for SME IPOs.
- Drafting Offer Documents.
- SEBI (SAST) compliance assignments.
- Valuation assignments.
- Regulatory filings with SEBI, NSE and BSE.
Data Research Analyst
Morningstar India Pvt. Ltd.
- Financial statement analysis.
- Fundamental data research.
- Global financial reporting.
- Financial database management.
Audit Assistant
Aman Boonlia & Co.
- Statutory Audit.
- Tax Audit.
- Accounting.
- Financial Review Reports.
Articled Assistant
Mukund & Rohit Chartered Accountants
- Statutory Audits.
- Bank Audits.
- Internal Audits.
- Taxation.
- Accounting.
Education
Associate Company Secretary (ACS) -
The Institute of Company Secretaries of India
Post Graduate Programme in Securities Market (PGPSM) -
National Institute of Securities Markets
Master of Commerce - Accounting & Financial Management
The Maharaja Sayajirao University of Baroda
CA Intermediate -
The Institute of Chartered Accountants of India
Bachelor of Commerce -
The Maharaja Sayajirao University of Baroda
Skills
- Corporate Governance
- Secretarial Compliance
- Board & Committee Management
- Companies Act, 2013
- SEBI (LODR) Regulations
- RBI Regulatory Framework
- Housing Finance Regulations
- Board Agenda & Minutes
- Regulatory Filings
- Listed Debt Compliance
- Corporate Policies & Charters
- Related Party Transactions
- Secretarial Audit
- Stakeholder Management
- Corporate Law
- Compliance Monitoring
- MCA V3
- SEBI Compliance
- Oracle
- SAP
- Finacle
- Banks24
- Microsoft Excel (Advanced)
- Microsoft Word
- Microsoft PowerPoint
Certification
- NISM Merchant Banking Certification
- NISM Issuers Compliance Certification
- NISM Securities Intermediaries Compliance Certification
- NISM Research Analyst Certification
- NISM Investment Adviser (Level I)
- NISM Securities Operations & Risk Management
- NISM Equity Derivatives Certification
Personal Information
Membership Number: 81562
Affiliations
The Institute of Company Secretaries of India, Associate Company Secretary (ACS), ACS 81562
Timeline
Deputy Manager (Secretarial)
LIC Housing Finance Limited
05.2026 - Current
Assistant Manager (Secretarial)
LIC Housing Finance Limited
06.2023 - 04.2026
Assistant Manager (Finance)
LIC Housing Finance Limited
06.2021 - 05.2023
Associate - Loan Sanction
LIC Housing Finance Limited
02.2021 - 07.2021
Management Trainee - Merchant Banking
Monarch Networth Capital Limited
03.2020 - 02.2021
Data Research Analyst
Morningstar India Pvt. Ltd.
Audit Assistant
Aman Boonlia & Co.
Articled Assistant
Mukund & Rohit Chartered Accountants
Associate Company Secretary (ACS) -
The Institute of Company Secretaries of India
Post Graduate Programme in Securities Market (PGPSM) -
National Institute of Securities Markets
Master of Commerce - Accounting & Financial Management
The Maharaja Sayajirao University of Baroda
CA Intermediate -
The Institute of Chartered Accountants of India
Bachelor of Commerce -
The Maharaja Sayajirao University of Baroda