Summary
Overview
Work History
Education
Skills
Certification
Languages
Timeline
Generic

Meet Soni

Mumbai

Summary


Proficient Associate with 1.5 years of experience in Risk monitoring and Trade Settlements in Equity & Derivatives, Identifying and monitoring queries related to Risk & Trade. Overall experience in Banking and finance is more than 3 years.

Looking for an opportunity to utilize my strength to build my career that would intrinsically help in achieving greater practical excellence in the domain, exceptional hardworking nature along with good communication skill to explore the requirements and come up with innovative solutions.

Overview

3
3
years of professional experience
1
1
Certification

Work History

Risk Monitring

Sharekhan Ltd.
Mumbai
01.2023 - Current
  • Monitored stocks, options, commodities, and other investments daily to identify potential opportunities.
  • Developed and implemented effective stock trading systems for the team.
  • Identified discrepancies between trade orders and executed trades promptly.
  • Reviewed customer account information regularly to ensure accuracy and compliance with regulations.
  • Monitoring risk in live market fluctuation (SPAN, MTM, VAR) etc.
  • Identifying and managing client shortfall demanding/Recovering of Mark to Market loss in
    Derivative.
  • Responsible for all components of the daily Trade settlement and funding, ensuring accurate and timely processing, through adherence of internal control policies and procedures, trade
    captured.
  • Decision making with regards squaring off position on account of MTM loss or Margin shortfall with any other reason that may come across.
  • Scrutiny of the Risk report to track on Uncovered & Debit margin of clients.
  • Preparing various reports related to Risk Management and Exchange audit like Risk square off
    report and 5 days sq. off reports etc.
  • Handling Risk square off, Five days square off and monthly physical expiry process of stocks
    as per guidelines.
  • Scrip management changing of Haircut Equity & blocking & unblocking BAN Period and analysis of illiquid (GSM/ASM) scripts through Exchanges.
  • Pay in & pay out of fund & securities operation shall be done within the time frame given.
  • Execution off-line Trades as requested by clients & provide Non cash limit to the client.

Assistant Operations Manager

Kotak mahindra bank
Mumbai
01.2021 - 10.2023
  • Email Chat Process.
  • Taking request and complaints like Chargeback disputes, Tag replacement request, Tag not working on plaza, Process to Recharge, Process to apply, Fastag KYC registration.
  • Per day actioning mails 60-80 mails.
  • Creating MIS reports and making files for the team.
  • Worked on escalation mails done by customer to RBI or Nodal Officer.
  • Directed Day to day collection functions and make reports of collection team.
  • Generated and distributed current statements of customers.

Education

B.com(Accounting And Finance)

SIES College of Commerce And Economics
Mumbai
03-2019

HSC

K.J Somaiya Science And Commerce
MUMBAI
03-2016

R.A.V High School
MUMBAI
03-2014

Skills

  • Basic & Advance Excel
  • MS OFFICE (Word, Excel, Outlook, Power Point)
  • Operating Terminals and Risk monitoring applications
  • Talisma Web Client Operating
  • Accounting (Tally ERP 90)
  • MySQL(Basics)

Certification

  • Ms Excel
  • NISM series 8 and series 7

Languages

Gujarati
First Language
Hindi
Intermediate (B1)
B1
English
Intermediate (B1)
B1

Timeline

Risk Monitring

Sharekhan Ltd.
01.2023 - Current

Assistant Operations Manager

Kotak mahindra bank
01.2021 - 10.2023

B.com(Accounting And Finance)

SIES College of Commerce And Economics

HSC

K.J Somaiya Science And Commerce

R.A.V High School

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