Mohan Munuswamy
Chennai
Summary
To be one among all and lead team on opportunity in a competitive, challenging environment and contribute to the best of my ability for the development of the organization.
Overview
19
19
years of professional experience
Work History
Senior Analyst
Barclays Global Service Centre
03.2022 - Current
- Process: AML/Screening/PEP/Adverse media/Sanction
- Skills used: Lexis Nexis, OneSource, SAR database, World Check, Allegra, FCI, FACTIVA, Service Link, Customer link, Doc-Viewer, TSYS, 3R Apps, Oracle, SAP Application, Microsoft Word, MS Excel, MS Power Point
- Reviewed screening alerts that result in possible matches requiring compliance advisement (level 1 and level 2)
- Disposition of high-risk name screening escalation and conducted name searches through different business lines
- Escalated true matches identified to proper units such as AML investigations, Client OnBoarding and maintenance, Global sanctions compliance
- Documented and reported follow up on investigation findings
- Analyzed and conducted more complex EDD for alerts involving matches with SDN, PEP, Adverse media
- Provided training and support to new team members
- Participated in maker checker program providing assistance and support to peers in training
- Provided ideas and implementation assistance and actively participated in process development and simplification
- Completed day-to-day work within Turn Around Time (TAT)
- Client: Barclays Bank
F&A Operations Processing Associate
NTT DATA Information Processing Pvt Ltd
02.2017 - 03.2022
- Process: AML/KYC/IDD/Transaction Monitoring
- Handled various activities under Customer Due Diligence (CDD) such as document review for onboarding and periodic review based on risk factors as per Central Bank of Ireland regulation
- Verified customer occupation, education details, sole trader business classification and contacted source or branch as needed
- Conducted periodic review based on risk categorized customers (Low, Medium, High risk)
- Investigated transactions and raised Suspicious Activity Reports (SAR) to MLRO Head when necessary
- Performed unwrapping to find Ultimate Beneficial Owner (UBO) of the business
- Performed screening against Company's Registration Office (CRO) data and identified suspicious clients under politically exposed person (PEP), sanctions, or adverse media and reported to AML Compliance Officer
- Monitored customer transactions, calculated risk, and made appropriate decisions with notes delivered to client
- Raised SAR for irregular transactions
- Checked associated risks concerning anti-money laundering, terrorist financing, sanctions, OFAC, FATF guidelines
- Received Best Production Improvement Ideas award in 2017
- Client: Bank of Ireland
Process Advisor
Barclays Shared Services India Private Ltd
02.2010 - 03.2015
- Process: KYC/IDD/Account Opening
- Handled various activities under KYC including document review for onboarding and periodic review based on risk factors
- Processed bank transactions, accessed customer database, performed necessary actions including account opening for CASA (current and savings account)
- Trained in various processes like GOGW, PPI, MT1 ISA transfer out
- Updated daily management information reports
- Conducted process training for new joiners
- Solved queries raised by team members on process
- Handled Customer Declaration cases for Individual Savings Accounts
- Contributed ideas to Think Smart; Think Customer projects
- Achieved good productivity with quality scores monthly
- Recognized as a creative and practical problem solver
- Active participant in team building activities and competitions; received awards
- Maintained reports daily
- Received 'Super Star', 'Extra Miler' awards (2010, 2012, 2013)
- Received 'Think Smart' award for 7 ideas implemented
- Client: Barclays Bank
Officer
Scope International Pvt. Ltd
10.2006 - 02.2010
- Department: Wealth Management Services (Finance Services)
- Processed financial transactions for Hong Kong branch, Overseas Business Division
- Responsibilities included credit card and loan account opening
- Verified unsecured card & loan MLRP and risk status
- Handled credit card settlements, bankruptcy, and account closures
- Performed currency conversions using Forex methods
- Processed online transactions for credit and debit accounts
- Managed branch daily customer account service charges refunds
- Ensured accuracy and compliance with In-house service level standards (SLS)
- Completed day-to-day work within turnaround times (TAT)
- Communicated with country processing center regarding daily queries
- Prepared daily and monthly MIS reports for overall and individual performance
- Monitored job flow to meet SLA without backlog
- Conducted end-of-day batch key control system checks for audit alerts
- Strengths: Customer satisfaction focus, compliance, forecasting, planning, teamwork, cost control, resource efficiency, positive attitude
- Achievements: Business Champ-Icon Team Award (March, year not specified), Community Social Responsibility Award (Q2 2008), Sustainable CSR Initiative of CB-GSSC Award for voluntary dance classes for unable students in Tamil Nadu, Spot Award (Oct 2006) for outstanding performance
- A Group of Standard Chartered Bank
Education
Bachelor of Computer Application (B.CA) - Undergraduate degree in computer applications
Diploma in Computer Application (D.C.A) - undefined
Skills
AML/KYC/EDD Compliance
Risk & Compliance
Screening (Individual/Entity)
Internal and Crossborder transaction calculation for Risk rate
Transactions Monitoring SEPA/SWIFT
Adverse media Screening
Process Development
Training and Support
Accomplishments
- Best Production Improvement Ideas Award, 2017, Awarded for submitting best production improvement ideas.
- Super Star Award, 2010, Received for performance excellence.
- Extra Miler Award, 2012, Received for performance excellence.
- Extra Miler Award, 2013, Received for performance excellence.
- Think Smart Award, Awarded for 7 ideas approved by the team and implemented live.
- Business Champ-Icon Award (Team Award), unspecified, Awarded for overall team performance meeting volume and timeliness without compromising quality.
- Community Social Responsibility Award, 2008, Received for community social responsibility.
- Sustainable CSR Initiative of CB-GSSC Award, Awarded for voluntary efforts in conducting dance class for unable students in Tamil Nadu.
- Spot Award, 2006, For outstanding team performance meeting volumes and timeliness with quality.
Personal Information
- Date of Birth: 17.04.1979
- Nationality: Indian
- Marital Status: Married
Interests
- Melody Songs
- Playing Carom
Personal data processing
I certify that above-mentioned particulars are true to the best of my knowledge & belief.
Languages
English
Tamil
Timeline
Senior Analyst
Barclays Global Service Centre
03.2022 - Current
F&A Operations Processing Associate
NTT DATA Information Processing Pvt Ltd
02.2017 - 03.2022
Process Advisor
Barclays Shared Services India Private Ltd
02.2010 - 03.2015
Officer
Scope International Pvt. Ltd
10.2006 - 02.2010