Mona Chawla
Hyderabad
Summary
To work in a globally competitive environment on challenging assignments that provides me a wide spectrum of experience and exposure to execute my expertise is Risk and Audit knowledge and serve the organization with positive attitude and efficiency to bring dynamic and versatile portfolio of skills at workplace.
Highly Motivates and detail-orientated professional with 12 years of experience across various processes, including audit, reporting, testing and risk management. Possesses experience in Risk management and skilled in testing, monitoring and internal control validation to identify gaps, assess vulnerabilities and drive corrective actions. Demonstrates excellent knowledge of Risk management framework, compliance standards and Internal control methodologies.
Overview
1
1
Certification
Work History
Senior Operations Analyst
wells fargo
Hyderabad
08.2013 - 08.2013
- Analyzed operational data to identify trends and recommend improvements.
- Collaborated with cross-functional teams to streamline processes and enhance efficiency.
- Developed reports to track key performance indicators for senior management review.
- Implemented process changes to optimize resource allocation and reduce waste.
- Facilitated training sessions for team members on new systems and procedures.
- Performed root cause analysis to resolve complex operational issues quickly and effectively.
- Documented standard operating procedures for consistent operational practices across departments.
- Collaborated with cross-functional teams on projects requiring input from multiple disciplines within the organization.
- Provided technical support on various systems related to operations processes.
Senior Enterprise Risk Specialist
- Assess completed risk assessments in Enterprise Risk Management tool to determine adherence to policy requirements, data completeness and documentary evidence for new product launches/product modifications/product retirement across all business lines.
- Develop and implemented Enterprise Risk programs to identify, assess and mitigate the risk across the organization.
- New Business Initiative Management program reviews and assesses adherence by performing Policy Adherence monitoring reviews, establishes to control and monitor risks associated with Product changes and to evaluate risks of a product change against the company’s risk appetite.
- Executed risk-based control testing to assess the effectiveness of internal processes and recommending process improvements.
- Ensure Adherence to Internal policies, regulatory guidelines through continuous monitoring.
- Supported audit and regulatory inspections, ensuring smooth coordination and timely remediation of findings.
- Conducted risk assessments and gap analyses to identify potential areas of vulnerability and implement controls to reduce risk.
- Participate in implementation and monitoring of risk-based governance programs across the enterprise.
- Perform reviewing of New Business Initiatives Risk Management policy and conduct oversight of product change activity and confirm Adherence to Policy requirements.
- Evaluating the risk assessments workflow on monthly basis housed in the Risk Assessment of New Business Initiatives (RANBI) solution, guides business groups in the identification and consistent and standardized assessment of applicable risks associated with a product change.
- Perform Policy Adherence of Product Portfolio Monitoring for accuracy and performance of products in the product inventory and capture any changes to product modification and specific details to the Product changes.
- Provides support on Enterprise Program Integration within process between the NBI system of record, and ERIA, the Risk Identification system of record for applicable risk types to ensure impacts to Risk Identification are identified and considered prior to implementation.
- Provided Strategic oversight for embedding a risk appetite and key indicators within the enterprise risk program, ensuring aligning with strategic expansion of new business Initiatives.
- Knowledge on SHRP Platform which is the system of record is the system of record that maintains the enterprise product inventory and upholds the standardized product change/product portfolio monitoring due diligence and risk assessment process.
- Supported working on creating reports to monitor the timely Implementation of assessments that align with Policy requirements.
- Demonstrated ability to lead stakeholder calls through effective communication and engagement have proven opportunity with managing on Reporting activity in the process.
- Assisted in creating and monitoring reports for the Business and Stakeholders ensuring their needs and concerns are addressed in a timely manner.
- Develop and/or update and maintain internal standards, policies, and procedures to ensure processes are clearly documented.
- Review and support management with the new product approval process, risk data aggregation programs, basic tactical issues, policies, procedures related to risk, products, tasks, and deliverables.
- Responsible for performing risk assessments Testing and ensuring the effectiveness of the process and validating the completeness and accuracy.
- Identify training opportunities, assist in training delivery run regular risk reporting and perform research.
- Established and maintained oversight of Internal control testing for product changes, ensuring adherence to Policy requirements and audit standards.
- Collaborate with risk colleagues, internal partners and stakeholder and supported on other activities as CDDR, MIRRC Initiative work.
Education
Bachelor of Arts - Commerce
Badruka College of Commerce
Hyderabad04-2013
Skills
- Data analysis
- Process optimization
- Risk assessment
- Policy adherence
Certification
- ISO
Personal Details
- Hobbies: Cooking, travelling
- Lanugagesknow:
Timeline
Senior Operations Analyst
wells fargo
08.2013 - 08.2013
Senior Enterprise Risk Specialist
Bachelor of Arts - Commerce
Badruka College of Commerce