Mukesh Uniyal

• Handling Specific Corporate Functions & Support For Events like Mergers, Dissolutions and Acquisitions for Bank of America Platforms
• Managing Trainers and Quality reviewer for Team
• Process Onboarding of Vendor Corporate Action
• Daily hurdle sessions & updated with in the team
• Mentoring team members to enhance professional development and accountability in workplace
• Managing daily BAU activity as a manager while planing successful completion of Adhoc activities and daily reporting for internal & External LOB
• Developed a quality control process to ensure the accuracy of all Transacting CA events
• Monitored and reported on key performance indicators (KPls) to track TAT and accuracy Removing dependency on entity level with proper approvals and coordination with different lines of businesses
• Supervised day-to-day operations to meet performance, quality and service expectations
• Collaborated with the management team to develop strategic plans for business growth and improvement
• Mentored junior staff members in their professional development by offering guidance/support in their assigned roles
• Conducted employee performance evaluations, providing constructive feedback for growth and development
• Implemented staff training programs, enhancing knowledge
• Promoted teamwork within the workplace by encouraging collaboration among staff members on various Tasks
• Developed strong working relationships with staff, fostering a positive work environment

• Worked with the Global KYC Refresh and Monitoring/Inspection team in BA Continuum India Pvt Ltd

(A non-bank subsidiary of Bank of America Corporation) for different regions (APAC, EMEA, CANADA, and the US) under different lines of business

• Interact with the Anti-Money Laundering Compliance team concerning the determination of appropriate escalation on research and negative media and also attain approval for beneficiaries identified as PEP
• Performing an overall risk assessment of client due diligence files based on country, nature of business, reputational, and product/services risk
• Ensuring quality of KYCs done by the team with at most vigilance and providing opt feedback to team members
• Performing screening on all the accounts regardless of risk rating, and all the negative information using, World Check, Lexis Nexis, Google, and OFAC searches
• Working as Compliance Auditor in Customer Identification Program (CIP) of USA PATRIOT Act, under Anti Money Laundering Regulations.