Mukesh Uniyal

• Supervised day-to-day operations to meet performance, quality and service expectations
• Conducting Monthly Performance reviews,Ratings,Proving feedbacks and conducting daily hurdles with Team
• Monitored and reported on key performance indicators (KPls) to track TAT and accuracy Removing dependency on entity level with proper approvals and coordination with different lines of businesses
• Managing daily BAU activity as a manager while planing successful completion of Adhoc activities and daily reporting for internal & External LOB
• Daily call with LOB for reportings,updates & SOP enhancements
• Overseeing the quality of work,Production and opportunity for improvement and managing resource
• Managing Trainers and Quality reviewer for Team
• Handling Specific Corporate Functions & Support For Events like Mergers, Dissolutions and Acquisitions for Bank of America Platforms
• Onboarding of Legal Entity and Vendor Corporate Action
• Mentoring team members to enhance professional development and accountability in workplace
• Developed a quality control process to ensure the accuracy of all Transacting CA events
• Collaborated with the management team to develop strategic plans for business growth and improvement
• Mentored junior staff members in their professional development by offering guidance/support in their assigned roles
• Implemented staff training programs, enhancing knowledge
• Promoted teamwork within the workplace by encouraging collaboration among staff members on various Tasks
• Developed strong working relationships with staff, fostering a positive work environment

• Set performance expectations for the team, monitoring progress towards goals and providing constructive feedback as needed
• Onboarding different types of product like Global Card,DDA Cash management for Bank
• Client Onboarding for different region EMEA,AMRS &APAC
• Connecting with LOB for updates, SOP enhancement,best practices & Reportings
• Developed team members'' skills through targeted coaching sessions, resulting in improved individual performance.
• Enhanced team productivity by implementing efficient work processes and regularly reviewing performance metrics.
• Mentored junior staff members, helping them develop their leadership potential and advance in their careers.

• Worked with the Global KYC Refresh and Monitoring/Inspection team in BA Continuum India Pvt Ltd

(A non-bank subsidiary of Bank of America Corporation) for different regions (APAC, EMEA, CANADA, and the US) under different lines of business

• Interact with the Anti-Money Laundering Compliance team concerning the determination of appropriate escalation on research and negative media and also attain approval for beneficiaries identified as PEP
• Performing an overall risk assessment of client due diligence files based on country, nature of business, reputational, and product/services risk
• Ensuring quality of KYCs done by the team with at most vigilance and providing opt feedback to team members
• Performing screening on all the accounts regardless of risk rating, and all the negative information using, World Check, Lexis Nexis, Google, and OFAC searches
• Working as Compliance Auditor in Customer Identification Program (CIP) of USA PATRIOT Act, under Anti Money Laundering Regulations
• Reporting all the negative news attached with alerts to LOB
• Performed periodic reviews of existing client files, ensuring continued adherence to AML/KYC requirements.
• Conducted comprehensive risk assessments and due diligence on customers for AML/KYC compliance.
• Conducted comprehensive research on clients'' backgrounds, verifying identities and assessing risks for potential financial crimes.
• Provided guidance to junior team members, helping them grow their expertise in AML/KYC analysis techniques.