Namrata Rai
Bangalore
Summary
A goal-oriented finance professional with 9+ years of experience in financial reporting, fund accounting and investment compliance.
Overview
10
10
years of professional experience
5
5
years of post-secondary education
1
1
Certification
Work History
Team Lead
State Street
2021.10 - Current
- Monitoring the overall functioning of investment compliance, identifying improvement areas and implementing adequate measures to maximize client’s satisfaction
- Manage and oversee the post-trade portfolio compliance monitoring which includes reviewing compliance reporting and analyzing investment compliance and regulatory issues impacting the Fund
- Liaise with internal teams to streamline the potential resolution for investment restriction breaches
- Onboarding of new clients for investment compliance by understanding the client requirements, interpreting the prospectus / investment mandate and extracting compliance restrictions to create a compliance rule matrix
- Ensuring SLA’s are meet with the high level efficiency
- Ensuring SOP validation and client audit process is smooth and document.
Senior Fund Accountant
Citco Group Services (India) LLP
2020.10 - 2021.09
- Quarterly Reporting of US and Lux Real Estate Funds (Transition Ongoing)
- Recording Daily cash movement per Citco/JPM bank statement in Yardi/ Investran
- Preparation of Weekly/Monthly/Quarterly Cash File, NAV Pack, Accrual Schedule, VAT File and Investor Allocation File
- Preparation of Intercompany/Investment/Loan (IBL and PPL) files and updating transactions accordingly in Yardi/Investran
- Providing documentation (SOP), automation and MIS support to AVP.
Assistant Manager
WNS Global Services
2015.04 - 2020.10
- Conducting credibility checks through financial assessment and operational review of the companies using financial statements and market credit reports, any other available information and provide recommendations through detailed report which helps finance mangers in taking investment decision for prospective tenants/suppliers
- Monthly pricing of indirect real estate property funds and reporting (Yardi)
- Fund Accounting for UK Real Asset Funds
- Preparation of Debt Schedule for Committee Meetings
- Supporting Real Estate Strategy and Research team, by providing detailed domain specific documents of various market research reports
- Creating governance deck, risk and control register for internal and external requirement and conducting monthly governance calls with client.
Client Solutions Analyst
Aviva
2017.11 - 2018.02
- Onshore Stints- Project Transition – MIFID II
- Support for Marketing, documenting the inventory landscape for MIFID II collaterals and also GDPR documents inventory for FNP's
- Support for RCSAs/ I care changes/ updates to reflect MIFID II changes
- Support for issuance and receipt of communication with distributors, collation and tracking of respective responses and follow up through completion
- Engaging with suppliers/contractors, fund managers to understand the operations and the requirements
- Created cross functional process maps across divisions
- Identified the risks and controls of the processes and helped to create and maintain a central repository of the same.
Management Trainee
Pramartha Investment Partners
2014.05 - 2014.10
- Equity Research & Financial Modeling
- Company & Industry analysis for Symphony Limited
- DCF valuation through advanced modeling
- Market Research
- Qualitative and quantitative risk analysis of Angels Investors, Venture Capitalists & Entrepreneurs.
Education
MBA - Finance
Indus Business Academy
Bangalore, Karnataka 2013.06 - 2015.05
B. Com - Commerce
Mahatma Gandhi Kashi Vidyapith
Varanasi, India 2010.03 - 2013.05
Skills
Post trade compliance reporting
Financial reporting
Fund accounting
Client service management
Automation
Research
Certification
08/01/13, O'level by "DOEACC"
Additionalinformation - Applicationsknowledge
- State Street - CRD (Charles River) , MCH, Jira, MDP & Bloomberg
- CITCO Group - (Yardi & Investran)
- WNS - (Dow Jones Risk and Compliance, Oracle Watchlist, Bloomberg & Yardi)
Timeline
Team Lead
State Street
2021.10 - Current
Senior Fund Accountant
Citco Group Services (India) LLP
2020.10 - 2021.09
Client Solutions Analyst
Aviva
2017.11 - 2018.02
Assistant Manager
WNS Global Services
2015.04 - 2020.10
Management Trainee
Pramartha Investment Partners
2014.05 - 2014.10
MBA - Finance
Indus Business Academy
2013.06 - 2015.05
B. Com - Commerce
Mahatma Gandhi Kashi Vidyapith
2010.03 - 2013.05
08/01/13, O'level by "DOEACC"
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