Nirmala Kumari D.R
Bangalore
Summary
Dynamic professional with extensive experience in trade lifecycle management at Societe Generale. Proven track record in operational leadership and process automation, successfully spearheading STP implementation. Adept at regulatory compliance and MI reporting, with strong client engagement skills. Recognized for enhancing efficiency and resolving complex trade discrepancies.
Overview
14
14
years of professional experience
Work History
Team Lead
Societe Generale
08.2023 - Current
- Company Overview: Investment Banking Operations
- Leading a team of 4 analysts; accountable for work allocation, escalations, and daily operations oversight.
- Conduct training on updated SOPs and operational best practices; ensure compliance with client-approved protocols.
- Monitor and report key financial metrics, including fees, commissions, penalties, and unapplied funds.
- Oversee trade fail management, buy-ins, and escalation of short positions to minimize CSDR exposure.
- Generate daily/weekly/monthly reports: KPIs, audit trails, reconciliation, and performance decks.
- Spearheaded STP implementation and break flow automation using NXG and GDS platforms.
- Managed account migrations under UIT environment and collaborated with TSU for resolution of trade discrepancies.
- Investment Banking Operations
Senior Analyst
Accenture
07.2013 - 08.2023
- Company Overview: Capital Markets Operations
- Managed trade settlement processes for US brokerage firm; ensured accuracy in booking and settlement of equity trades.
- Investigated and resolved unmatched trades, stock breaks, and cash breaks, liaising with front/middle offices and custodians.
- Executed corporate actions and trade reconciliation with SG, DGO, FLB, and other custodians.
- Streamlined back-office operations by developing standard processes for trade matching, claim processing, and client instruction validation.
- Key contributor to QA process migration from San Diego; responsible for process stabilization and knowledge transfer.
- Capital Markets Operations
Senior Analyst
Wipro
07.2011 - 06.2013
- Company Overview: Wholesale Banking Division (Citi Bank)
- Handled dividend settlements for fixed income and equity securities; reconciled trades and validated custodian payout data.
- Verified critical data: pay/record dates, ex-dividend date, quantity, tax withholdings, and net calculations.
- Processed income events through SWIFT, email, and fax, ensuring timely confirmations and tax compliance.
- Calculated tax liabilities for multiple currencies (USD, CAD, BRL) and coordinated with the tax team for postings.
- Wholesale Banking Division (Citi Bank)
Sr. Transaction Processing Officer
Mphasis
02.2011 - 07.2011
- Company Overview: Investment Banking Process
- Led reconciliation and reporting for client positions using BP&T and SPARKS systems.
- Managed a 7-member team overseeing corporate actions including mergers, redemptions, and interest accruals on fixed income securities.
- Processed actions across multiple instruments: MBS, variable/floating/fixed-rate notes, with full/partial redemptions.
- Generated gain/loss statements, maintained client databases, and addressed escalations from onshore teams.
- Investment Banking Process
Education
M.Com - Financial & Management Accounting
Bangalore University
BangaloreDiploma - Computer Financial Accounting
Skills
- Trade lifecycle management
- Break and risk resolution
- Process automation and STP
- Operational leadership
- Regulatory compliance
- MI reporting and analytics
- Client engagement
Awards
- Star of the Quarter
- Star Performer
- Best Performance
- Highest Productivity with Minimal Errors
- Summit Award
- Spot Award
- Star of Business Award
- Monthly & Quarterly Client Recognition for Quality
Languages
- English
- Hindi
- Telugu
- Kannada
Certifications And Projects
- Lean Project, Wipro, Enhanced efficiency in settlements process
- Green Belt Certified, Accenture
Timeline
Team Lead
Societe Generale
08.2023 - Current
Senior Analyst
Accenture
07.2013 - 08.2023
Senior Analyst
Wipro
07.2011 - 06.2013
Sr. Transaction Processing Officer
Mphasis
02.2011 - 07.2011
M.Com - Financial & Management Accounting
Bangalore University
Diploma - Computer Financial Accounting
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