RAHUL DHOK
Pune
Summary
Lead Business Analyst with 15+ years of experience in Investment Banking and Asset Management across Equities, Fixed Income, and Derivatives. Strong expertise in front-to-back trade lifecycle including order management, portfolio management, FIX messaging, client and SSI reference data, trade reconciliation, product control, and Bloomberg data services. Proven delivery of regulatory reporting, trading compliance, and market surveillance initiatives. Extensive experience across full SDLC encompassing business requirements, functional specifications, system design, UAT, and stakeholder management.
Overview
20
20
years of professional experience
Work History
Lead Business Analyst
HSBC
09.2021 - Current
- Partnered with Compliance, Risk, and Front Office stakeholders to define market abuse detection requirements
- Translated regulatory obligations into functional specifications, user stories, and data mappings
- Driven end-to-end delivery across analysis, UAT, release, and post-production support
- Led UAT cycles including scenario design, exception analysis, and defect triage
- Supported product roadmap planning, regulatory prioritization, and budget estimation
- Lead Business Analyst for Equity Trading Surveillance platform (Tradinghub) covering Cash Equities and Derivatives
Senior Business Analyst
FIS Global (SunGard)
11.2019 - 09.2021
- Led FINRA CAT implementation initiatives, including regulatory interpretation and data validation
- Engaged directly in FINRA regulatory calls and change discussions
- Designed FIX, CSV, and PTC ingestion mappings for trade and order data
- Supported client onboarding, regulatory testing, and production go-lives
- Delivered Trading Compliance and Surveillance solutions for Tier-1 investment banks
Senior Business Analyst
Synechron Technologies (Client: HSBC)
06.2017 - 11.2019
- Owned business impact assessments, regulatory gap analysis, and functional documentation
- Worked with Compliance, Legal, Operations, and Technology teams to redesign operating models
- Supported risk mitigation and regulatory readiness initiatives
- Key contributor to Brexit regulatory change program enabling new EU trading capabilities
Business Analyst / CRIMS Consultant
Syntel Pvt. Ltd.
09.2014 - 05.2017
- Delivered automation, FIX integration, and custom compliance workflows
- Led CRIMS version upgrades, configuration, and regulatory enhancements
- Supported UAT, client sign-offs, and post-implementation support
- Subject Matter Expert for Charles River IMS (CRIMS) across Equities and Fixed Income
Analyst / CRIMS Consultant
Barclays Technology Centre India
01.2013 - 09.2014
- Conducted FIX and XML message analysis and trade data reconciliation
- Integrated trading systems with Bloomberg and downstream compliance systems
- Onboarded US Fixed Income trading desks onto CRIMS compliance platform
UAT Business Analyst
Eclerx Services Ltd.
04.2011 - 12.2012
- Defined test strategies, test cases, and executed end-to-end UAT cycles
- Managed defect tracking and reporting using HP Quality Center
- Led UAT initiatives for Credit Suisse regulatory and client data platforms
Technical Consultant
Mphasis
01.2006 - 05.2009
- Developed Java-based solutions and supported production systems
- Delivered system enhancements for global banking clients post-merger integration
Education
MBA - Information Technology
Symbiosis International University
Pune, IndiaBachelor of Engineering - Electronics & Telecommunication
Nagpur University
Skills
- Business Analysis
- Functional Requirements Documentation
- Risk and Control Assessment
- Stakeholder Engagement
- Domain and Delivery
- Trade Lifecycle Management
- Market Abuse Surveillance
- Regulatory Change Oversight
- Equities
- Fixed Income
- Derivatives
- Agile Methodology
- FINRA CAT
- OATS
- SEC 605 / 606
- Trade Surveillance
- Best Execution
- Transaction Reporting
- Post-Trade Controls
- Data Analysis
- Data Reconciliation Techniques
- FIX/XML Messaging
- SQL Server
- Oracle Databases
- Jira
- Confluence
- Microsoft Excel
- Microsoft Visio
Timeline
Lead Business Analyst
HSBC
09.2021 - Current
Senior Business Analyst
FIS Global (SunGard)
11.2019 - 09.2021
Senior Business Analyst
Synechron Technologies (Client: HSBC)
06.2017 - 11.2019
Business Analyst / CRIMS Consultant
Syntel Pvt. Ltd.
09.2014 - 05.2017
Analyst / CRIMS Consultant
Barclays Technology Centre India
01.2013 - 09.2014
UAT Business Analyst
Eclerx Services Ltd.
04.2011 - 12.2012
Technical Consultant
Mphasis
01.2006 - 05.2009
MBA - Information Technology
Symbiosis International University
Bachelor of Engineering - Electronics & Telecommunication
Nagpur University