Nandha Kishore Gvs
Team Leader
Nellore
Summary
Experienced in regulatory compliance within the banking and financial industry, with exceptional knowledge of regulations, policies, and laws governing this sector. Eager to acquire the skills necessary to oversee daily operations, ensuring adherence to requirements and guidelines while effectively managing all aspects of compliance. Clear understanding of tasks and trained as a mentor, now seeking new opportunities with a thriving financial enterprise.
Overview
5
5
years of professional experience
4
4
years of post-secondary education
Work History
Cross Border Payments - Team Leader
Standard Chartered Bank
07.2023 - Current
- Ensured adherence to the Group’s Money Laundering Prevention Policy and Procedures.
- Conducted sanctions-related checks and monitored compliance with AML regulations.
- Verified and approved transactions in line with AML policies.
- Managed operational, system, and channel risks related to Cash Management Operations.
- Escalated control breakdowns and reported risks promptly.
- Oversaw compliance with local banking laws and ethical standards.
- Handled audit and risk control requirements for Cash Management Operations.
- Maintained due processes to minimize operational risks and achieve AML and FEMA compliance.
- Led process improvement initiatives related to compliance.
- Provided regular training to team members on AML and FEMA measures.
- Promoted a compliance culture within the team.
- Collaborated closely with customers and stakeholders to address AML and compliance issues promptly.
- Reviewed and updated policies and procedures to align with changing regulations and business needs.
- Set performance expectations for the team, monitoring progress towards goals and providing constructive feedback as needed.
- Enhanced team productivity by implementing efficient work processes and regularly reviewing performance metrics.
- Mentored junior staff members, helping them develop their leadership potential and advance in their careers.
- Empowered team members by delegating responsibilities according to individual strengths and areas of expertise.
- Managed conflict resolution among team members, fostering a positive and collaborative work environment.
- Evaluated team member performance against established objectives during regular reviews, offering praise for achievements or identifying areas requiring further development.
- Established open and professional relationships with team members to achieve quick resolutions for various issues.
- Collaborated with other department leaders to establish shared goals and ensure alignment across teams.
Transaction Compliance Officer
ICICI Bank Ltd
09.2021 - 06.2023
- Trade Finance Operation Group Monitored and ensured compliance with internal and external audits to confirm compliance with applicable laws and regulations., including AML, PMLA, OFAC, and FATF
- Researched, interpreted, and provided advice to the company on compliance with laws and regulations
- Examine high quality and accuracy compliance prior to the processing of capital account transactions with respective to trade transaction
- To review circulars issued by various regulatory authorities and implement the same by incorporating revised guidelines into the existing Process Instructions
- Performing document scrutiny to ensure the compliance in accordance with the FEMA regulations and statutory requirements according to the proposed transactions
- Doing research, gathering information from multiple sources and providing clarification to process the transactions in accordance with regulatory guidelines of Home country and Host country
- Handling Inward and Outward remittances, primarily in connection with capital account transactions
- Drafting and writing AD Letters to the RBI to process the transactions under Approval Route
- Name Screening all the Nouns in the transactions
- Identifying and organizing compliance trainings as a mentor, needs for company units and groups
- Reporting Transactions in RBI OID portal
- Stay up-to-date on regulatory changes and update processes and procedures accordingly
- Conduct customer due diligence CDD to verify the identity of customers and identify any potential risks
- Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
Associate Trainer
Exide Life Insurance Company Limited
12.2020 - 02.2021
- To review applications for life insurance policies and determine whether or not to approve them
- Primary responsibility is to sell life insurance policies to potential clients
- Evaluate the applicant's medical history, lifestyle, and other risk factors to assess their eligibility for coverage
- Policy administration, to manage the administrative tasks associated with life insurance policies
- It include processing policy changes, handling customer inquiries, and maintaining accurate records
Associate Seller Growth
SELLinALL
04.2020 - 11.2020
- Assisting retail sellers in transitioning to e-commerce platforms.
- Guiding them through the process of setting up their accounts and profiles on platforms like Amazon, Lazada, Zalora, Shopify, Q10, Shopee, and others.
- Helping sellers list their products effectively on e-commerce websites.
- Optimizing product descriptions, images, and other details for better visibility.
- Leveraging SEO techniques to improve search rankings and increase product discoverability.
- Regularly checking listed products for accuracy and consistency.
- Ensuring that product information remains up-to-date.
- Monitoring stock levels and making necessary adjustments based on inventory changes.
Education
PGDB - Banking And Finance
Manipal University
Bangalore 02.2021 - 02.2022
Bachelor of Business Administration And Management - Finance
S.v. University
Tirupati 06.2017 - 11.2020
Skills
- Risk Analysis
- Regulatory Compliance
- Risk Management
- Anti Money Laundering
- Operational Risk Management
- Auditing Skill
- Operations Management
Timeline
Cross Border Payments - Team Leader
Standard Chartered Bank
07.2023 - Current
Transaction Compliance Officer
ICICI Bank Ltd
09.2021 - 06.2023
PGDB - Banking And Finance
Manipal University
02.2021 - 02.2022
Associate Trainer
Exide Life Insurance Company Limited
12.2020 - 02.2021
Associate Seller Growth
SELLinALL
04.2020 - 11.2020
Bachelor of Business Administration And Management - Finance
S.v. University
06.2017 - 11.2020
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