NEHA KUMARI
Associate Analyst II
Kolkata
Summary
Experienced Compliance Analyst specializing in banking and fraud compliance. Adept at generating essential reports such as Suspicious Transactions and Activities Reports. Proficient in monitoring transactions to uncover potential structuring or illicit activities, as well as identifying trends in AML practices within the industry. Skilled at recognizing opportunities for process enhancements to ensure optimal compliance measures.
Overview
3
3
years of professional experience
6
6
years of post-secondary education
2
2
Certifications
2
2
Languages
Work History
Associate Analyst II
AML Right Source
10.2024 - Current
- Supervised and guided junior analysts in conducting fraud investigations and SAR drafting.
- Provided quality assurance review and feedback on SARs and case documentation.
- Led high-priority and complex investigations involving layered transactions and international exposure.
- Trained new team members on investigative techniques, typologies, and regulatory standards.
- Developed investigative workflows and contributed to enhancing internal fraud detection models.
- Participated in calibration meetings and contributed to policy updates and risk control initiatives.
- Reported key investigation metrics and trends to management for risk mitigation strategies.
Associate Analyst
AML Right Source
03.2023 - 09.2024
- Created detailed Suspicious Activity Reports (SARs) based on investigation findings.
- Recommended relationship retention or termination depending on the severity of activity.
- Tracked and ensured proper closure of flagged accounts as per regulatory requirements.
- Conducted internal fraud investigations for correspondent banking clients by analyzing Account statements, Cash transactions, Check activity, ATM usage, ACH and Wire transfers.
- Reviewed transaction flows to identify suspicious patterns and red flags.
- Documented all investigation findings thoroughly in line with internal protocols.
- Provided second-tier approvals for escalation of complex or high-risk cases.
- Conducted global transaction surveillance to detect and prevent Money laundering, Terrorist financing, Multinational criminal activity and Fraudulent financial behavior.
Compliance Analyst
KPMG
08.2022 - 01.2023
- Reviewed and updated information the KYC database for existing clients when necessary according to Compliance guidelines.
- Subject matter expert area KYC and CDD. checking adverse media, pep screening and sanction list.
- Creating SAR reports and recommending relationship retention or termination and tracking account closures as required.
- Conducting internal fraud investigations of correspondent banking customer's account statements, cash, checks, ATM, ACH and wire transfers by reviewing client transactions flow of payments for suspicious activity.
- Documenting all investigative findings and providing second tier approval for investigation escalation of cases meriting further review.
- Conduct global transaction surveillance to prevent the use of money laundering, terrorist financing, multinational crimes and fraud activities.
Education
MBA - International Business Management
L.N Mishra College
04.2019 - 01.2021
BBA - Finance
L.N Mishra College
04.2015 - 01.2018
12TH - Science
R.L.S.Y College
01.2014 - 01.2015
10TH -
Trident Public School
Patna, India 01.2012 - 01.2013
Skills
- Know your customer compliance
- CDD & EDD
- Sanction & PEP Screening
- Adverse Media
- Transaction monitoring
- Fraud Investigation
- Identify potential suspicious activity
- CTR & STR
- SAR Drafting
- Advance Excel
- Strong Communication
- Bank audit and Compliance
- SAS
- Manupatra
- World-Check analysis
- Imagesoft
- Bixer
Certification
AML Concepts Certification
Timeline
Associate Analyst II
AML Right Source
10.2024 - Current
Associate Analyst
AML Right Source
03.2023 - 09.2024
Compliance Analyst
KPMG
08.2022 - 01.2023
MBA - International Business Management
L.N Mishra College
04.2019 - 01.2021
BBA - Finance
L.N Mishra College
04.2015 - 01.2018
12TH - Science
R.L.S.Y College
01.2014 - 01.2015
10TH -
Trident Public School
01.2012 - 01.2013
Similar Profiles
HIMANSHU KUMARHIMANSHU KUMAR
Team Lead AML/KYC at AML Right SourceTeam Lead AML/KYC at AML Right Source
Abhishek NairAbhishek Nair
Senior Analyst (AML Trainer) at AML Right SourceSenior Analyst (AML Trainer) at AML Right Source
Brianca GordonBrianca Gordon
Remote AML Financial Crimes Analyst at AML Right SourceRemote AML Financial Crimes Analyst at AML Right Source
Andrew JoyceAndrew Joyce
Senior AML Analyst II at AML Right SourceSenior AML Analyst II at AML Right Source
NITISH KUMARNITISH KUMAR
Business Development Manager (EdTech & FinTech) at Lorien Business Management Pvt. Ltd.Business Development Manager (EdTech & FinTech) at Lorien Business Management Pvt. Ltd.