Nikhil Sunil Yadav

• Regulatory Compliance: Demonstrating a comprehensive understanding of global fund and banking KYC/AML regulations, including FATF, OFAC, AnaCredit, and EU directives.
• KYC Process Improvement: Developed internal SOPs, training modules, and team structures to streamline operations and enhance efficiency, incorporating best practices for CDD, EDD, periodic review, screening workflows, and regulatory reporting.
• Quality Control: Conducting QC and sampling checks using Alteryx, achieving a 98% data accuracy rate. Focusing on data cleansing and blending to deliver high-quality, error-free datasets, consistently meeting client expectations.
• Team Leadership: Led and mentored a team of over 15 analysts, fostering collaboration and providing subject matter expertise to resolve processing team queries.
• Client Interaction: Managed escalations in JIRA, facilitated communication with clients, clarified requirements, and tracked issue resolution.
• Pilot Project Management: Managing proof of concept (POC) and pilot projects. Assisting Project Manager in preparing executive summaries and reports.
• Collaboration: Liaising with development teams to deliver tools aligned with client needs while anticipating future requirements. Incorporating regex and AI automation to enhance tool adaptability, streamline processes, and improve user experience.
• Providing data solutions services to BNY Mellon.

Executed KYC remediation processes for Barclays PLC, enhancing compliance with regulations.

Performed comprehensive assessments on entity onboarding to guarantee regulatory compliance.

Evaluated internal and external systems to validate KYC information for clients.

Conducted onboarding for sole traders, partnerships, and individuals, facilitating smooth integration into systems.

Engaged directly with clients via telephone to resolve inquiries and deliver timely support.

• Mentoring and User Experience Team
• Communicated with clients directly through telephonic interaction and emails.
• Maintained real-time records of legal documents of customers and performed client outreach to ensure client retention.
• Conducted Level 1 and Level 2 audits to comply with regulatory requirements.
• An Indian based Ed-Tech company based in Bangalore.

• Executed promotional and marketing events for luxury automotive and banks, enhancing brand engagement.
• Planned and organized successful events, boosting brand visibility across PAN India corporates.
• Coordinated logistics and human resources for seamless event execution, ensuring operational efficiency.