Niraj Singh

• Managed end-to-end back-office operations, including trade settlements, account reconciliations, and compliance reporting, ensuring 100% accuracy and regulatory adherence.
• Analyzed financial transactions and account discrepancies to identify risks, reduce errors, and implement process improvements that enhanced efficiency.
• Prepared and reviewed daily, weekly, and monthly MIS and operational reports for senior management, and collaborated with cross-functional teams to support business decision-making.
• Collaborated with financial advisors and cross-functional teams to streamline client onboarding, account servicing, and portfolio updates.
• Ensured compliance with FINRA, SEC, and internal audit requirements by maintaining accurate records and timely reporting.
• Supported data analysis initiatives by extracting insights from large datasets to highlight operational trends and client behavior.
• Contributed to cost reduction and efficiency by recommending workflow automation opportunities, and improving turnaround times.