Niranjan Udayasingh
Associate Manager - Investment Banking Operation
Bengaluru,KA
Summary
Results-driven finance professional with 14 years of experience across investment operations, trade finance, corporate actions, and wealth management. Proven expertise in managing complex financial processes, mitigating risk, and delivering high-quality services to global clients across the US, Europe, and the Middle East. Strong leader with deep financial market knowledge, recognized for driving operational efficiency, ensuring regulatory compliance, and executing strategic initiatives in fast-paced environments.
Overview
15
15
years of professional experience
4
4
Certificates
Work History
Associate manager
AXA GO Business Operations
02.2019 - Current
- Managed end-to-end BAU execution across trade lifecycle and asset servicing functions, ensuring consistent SLA/KPI adherence and optimized TAT performance.
- Provided strategic operational oversight across investment operations, ensuring process stability, risk-controlled execution, and service delivery excellence.
- Strengthened governance architecture by embedding risk management frameworks, control validation mechanisms, and continuous improvement methodologies.
- Led multi-geography process migrations, executing structured knowledge transfer, risk assessment, parallel testing, and go-live stabilization with zero critical incidents.
- Managed internal and external regulatory audits (IFC, QMS, ISMS) in coordination with global audit firms, ensuring full compliance and timely remediation of findings.
- Designed and operationalized RCSA and RCM frameworks, enhancing preventive and detective controls to mitigate operational risk exposure.
- Served as QMS Internal Audit SPOC, driving audit readiness, root cause analysis, and implementation of corrective and preventive action plans (CAPA).
- Oversaw Internal Financial Controls (IFC) and end-user control testing to ensure control effectiveness and regulatory compliance.
- Driven process optimization and control automation initiatives to reduce defects, improve efficiency, and enhance quality metrics.
- Managed a 15-member operations team, implementing performance governance frameworks, competency mapping, and productivity tracking to drive high-performance delivery.
- Managed global client escalations through structured resolution governance, maintaining stakeholder alignment and service continuity.
- Partnered with senior leadership to align operational strategy with risk governance, compliance objectives, and business growth initiatives.
Process Leader
AXA GO Business Operations
08.2015 - 02.2019
- Involved in day to day investment operation in trade support and asset servicedepartment
- Booking of daily trade from the asset managers, recording in the books, providing signoff to support in effective investment decision taken by the asset managers
- Experience in handling equity, bond, MF, derivatives, FX, Asset & cash transfer etc
- Handle corporate action like merger, stock swap, spinoff etc
- Monitor the overall function of the process & the team member to meet the daily SLA
- Part of new process migration
- 4 projects from Japan, Hong-Kong, Singapore, US AXA XL
- Ensure to publish monthly performance report & conduct meeting and planning
- Prepare business MI reports and discuss with internal & external stake holder
- Conduct training and development session for the team partner (internal/external) onperiodic basis
- Handle client meeting and operational calls.
Senior Analyst
Standard Chartered global operation
05.2012 - 08.2015
- Involved in the process of middle office operation activities in private banking wealthmanagement department which was providing their services to Middle East & Africaregion
- Processing of trades, post settlement & clearance (Bond, Fund, FX, Asset & cash transferetc)
- Processing of corporate action, customer portfolio update, Loan & interest a/c clearance
- Clearstream (SCB custodian) activities Nostro cash withdrawals for settled trades, tradeinput or match, pre-advice for cash remittance, Failing trade report generation &
- Corporate action announcement
- Posting of coupon or dividend payouts
- Reconciliation of Transactions, Suspense a/c & currency
Transaction processing officer
Mphasis Pvt Ltd
10.2010 - 04.2012
- Processing of corporate actions like Stock split, Merger & acquisition, Spin off, Stock
- Swap for US based clients in Cost basis operation department
- Research & analysis on Equity, Mutual fund & Fixed income to find the major holdings &followed by corporate action to update customer's portfolio
- Processing client request (Versus purchase & Journal)
- Calculation of Corporate action taxable & non taxable
- Processing of Date of death, Joint account & Divorce
Education
MBA - Finance
Biju Patnaik University of Technology
06.2006 - 05.2008
Bachelor of Commerce - Accounting
Utkal University
06.2003 - 05.2006
Intermediate of Commerce - Commerce
Council For Higher Secondary Education
06.2001 - 05.2003
Matriculation -
Padma Kumuda Vidya Niketan
06.2000 - 05.2001
Skills
Investment Operations & Asset Servicing
Trade Finance & Cash Operations
Trade Lifecycle Management
Derivatives Operations
Financial Reconciliation & Break Management
Internal Financial Controls (IFC) & Audit Governance
Risk Control Frameworks (RCSA, RCM)
Regulatory Compliance (QMS, ISMS)
Process Migration & Transition Management
Operational Excellence & Process Optimization
Client & Stakeholder Relationship Management
SLA / KPI Performance Management
Team Management, Hiring & Capability Development
Accomplishments
- Awarded as best performer
- Successfully migrated process from US, Hong Kong, Japan, Singapore
Certification
DELF A1 France Education International
Personal data
Date of Birth: 05th March 1986
Nationality: Indian
Language proficiency: English, French, Hindi, Oriya
Timeline
DELF A1 France Education International
01-2026
Certified in Generative AI by LinkedIn Learning
03-2025
Certified in Lean six sigma Blue belt
05-2019
Associate manager
AXA GO Business Operations
02.2019 - Current
Process Leader
AXA GO Business Operations
08.2015 - 02.2019
Senior Analyst
Standard Chartered global operation
05.2012 - 08.2015
Certified from NSE in financial market module
01-2012
Transaction processing officer
Mphasis Pvt Ltd
10.2010 - 04.2012
MBA - Finance
Biju Patnaik University of Technology
06.2006 - 05.2008
Bachelor of Commerce - Accounting
Utkal University
06.2003 - 05.2006
Intermediate of Commerce - Commerce
Council For Higher Secondary Education
06.2001 - 05.2003
Matriculation -
Padma Kumuda Vidya Niketan
06.2000 - 05.2001
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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