Nitin B. Bhasme
Sr Associate (Finance)
Pune
Summary
Results-driven Financial Services Professional with 18+ years of experience in Asset Servicing, Transfer Agency, Custody Operations, and KYC/AML. Demonstrated expertise in managing global operations across UK, Ireland, Singapore, and US markets, supporting high-net-worth and institutional clients. Strong background in regulatory compliance, interest rate validation, reconciliations, and operational risk mitigation. Known for accuracy, process improvement, and consistent delivery in high-volume, deadline-driven environments.
Overview
18
18
years of professional experience
1
1
Language
Work History
Sr Associate-Transfer Agency, Validation IR & KYC
BNY (Bank of New York Mellon)
12.2012 - Current
- Lead end-to-end Transfer Agency operations across UK, Ireland, and Singapore, ensuring strict adherence to regional regulatory and fund-specific requirements.
- Execute complex investment transactions including subscriptions, redemptions, switches, and conversions, aligned with valuation cut-offs and NAV timelines.
- Manage and service high-net-worth individual and institutional investor accounts, maintaining complex ownership and account structures.
- Perform Box Management and Manager’s Book activities, delivering accurate trial balances, liquidity positions, and cash flow forecasts.
- Support Custody and Deposit Operations by interpreting Global Custody Agreements (GCA) and Fee Schedules for accurate interest rate application and reconciliation.
- Conduct comprehensive KYC/AML reviews, including customer onboarding, identity verification, customer screening, and Enhanced Due Diligence (EDD) for high-risk profiles.
- Ensure effective CDD execution across Lines of Business and perform due diligence using internal systems and third-party databases.
Senior Transaction Processing Officer – Complex Processing
Mphasis BPO
11.2007 - 12.2012
- Performed end-to-end reconciliation of Equity, Fixed Income, and Mutual Fund transactions with high accuracy and compliance standards.
- Handled cost basis calculations and proceeds adjustments, supporting accurate financial and tax reporting.
- Processed corporate actions and prepared detailed estate and portfolio valuations for high-net-worth clients.
- Supported operations for a Tier-1 US brokerage firm, maintaining service quality, regulatory compliance, and turnaround benchmarks.
Education
Master of Commerce (M.Com) - Accounts & Costing
Garware College of Commerce
Pune01.2006
Skills
Global Transfer Agency Operations
Asset Servicing & Custody Operations
KYC / AML / CDD / EDD Compliance
Corporate Actions Processing
Interest Rate Validation & Reconciliation
Box Management & Manager’s Book
Cash Flow Forecasting & Trial Balance
Multi-Asset Reconciliation (Equity, Fixed Income, Mutual Funds)
Applications: MS Word, Excel, PowerPoint, Access, Outlook
Accounting Tools: Tally
Additional: Computer Hardware Fundamentals
Key Achievements
- Received multiple Bravo and Applause Awards along with direct client appreciation for consistent high performance.,
- Recognized for maintaining exceptional data accuracy and timeliness across high-volume workloads.
- Actively contributed to team knowledge sharing and continuous process improvement initiatives.
Additional Information
- Date of Birth: 23 June 1983
- Marital Status: Married
- Location: Pune, India
Timeline
Sr Associate-Transfer Agency, Validation IR & KYC
BNY (Bank of New York Mellon)
12.2012 - Current
Senior Transaction Processing Officer – Complex Processing
Mphasis BPO
11.2007 - 12.2012
Master of Commerce (M.Com) - Accounts & Costing
Garware College of Commerce