PRAKASH JOSHI
Chennai
Summary
Senior Vice President with extensive experience at BNY, specializing in regulatory change management and liquidity reporting. Proficient in Python and SQL, enhanced compliance frameworks and improved operational efficiencies, resulting in increased reporting accuracy. Skilled in stakeholder engagement, fostering collaboration to achieve significant outcomes.
Overview
17
17
years of professional experience
Work History
Senior Vice President
BNY
Chennai
01.2025 - Current
- Developed product-level reconciliation between FR Y-9C and FR 2052a, improving consistency and reducing reporting breaks.
- Built a control framework for CVA, firm shorts, and cumulative liquidity gaps to strengthen liquidity reporting.
- Lead production and submission of FR2052a; manage internal audit, SOX reviews, and regulatory queries.
- Drove regulatory change by partnering with BAs to design BRDs for counterparty and liquidity products.
- Provided technical guidance on regulatory interpretations and reporting methodologies.
- Designed liquidity dashboards (Funding Profile, HQLA, Loans & Commitments) to enhance management insights.
Vice President
HSBC
Bengaluru
08.2023 - 01.2025
- Successfully led the SVB integration into HSBC within 3 months, ensuring seamless operational continuity.
- Developed a Change Tracker Tool to improve project governance and accelerate issue resolution.
- Delivered key regulatory reports including BoE returns, Large Exposures, and Leverage Ratio submissions.
Senior Manager
Silicon Valley Bank
Bengaluru
05.2022 - 08.2023
- Designed KDEs, FRDs, SOPs, and risk assessments to enhance accuracy in capital and liquidity reporting.
- Led UAT cycles for RWA, LCR, NSFR, AMM, and PRA 110 regulatory returns.
- Advised leadership on liquidity planning, scenario analysis, and deposit funding strategy.
- Launched capability-building and talent-development initiatives for reporting teams.
Associate Vice President
Credit Suisse
Pune
02.2019 - 05.2022
- Built and implemented an internal compliance program, improving regulatory adherence.
- Automated liquidity reporting processes using VBA, reducing turnaround time by approximately 20%.
- Optimized HQLA and OBS assessments, achieving ~3% savings in LCR.
Assistant Manager
Nomura
Mumbai
06.2017 - 02.2019
- Led daily RWA reporting processes for senior management.
- Prepared high-impact presentations for executive stakeholders on risk and capital metrics.
ENO
Credit Suisse
Pune
10.2013 - 06.2017
- Delivered Basel-compliant regulatory returns (LCR, NSFR, EMR).
- Strengthened control environment through reconciliations, variance analysis, and exception management.
- Produced MIS insights using advanced database-driven solutions.
Consultant / Senior Consultant
PwC
Pune
11.2011 - 10.2013
- Managed statutory audits, internal audits, and due diligence across BFSI, Manufacturing, and IT/ITeS sectors.
- Introduced process improvements that enhanced audit efficiency and quality.
Senior
Walker Chandiok & Co
Mumbai
11.2008 - 07.2011
- Conducted financial audits and due diligence assignments for BFSI and manufacturing clients.
Education
Chartered Accountant (CA) -
ICAI
Mumbai01.2011
B.Com (Hons.) -
Delhi University
01.2008
Skills
- Python and SQL
- Power Query and VBA
- Advanced Excel proficiency
- Liquidity coverage ratio (LCR)
- Net stable funding ratio (NSFR)
- Asset management metrics (AMM)
- Risk-weighted assets (RWA)
- Large exposures and leverage ratio
- PRA 110 compliance
- FR2052a reporting
- Recovery and resolution planning
- Bank of England statistical reporting
- Regulatory change management
- Stakeholder engagement strategies
- Change management processes
- Treasury and capital management
- Risk and compliance oversight
- Management information systems and transfer pricing
Awards Recognition
- Excellence in Automation - Delivered PRA-compliant automation for liquidity reporting.
- Individual Excellence Award (2015) - Resolved maturity mismatches of ~USD 9 billion.
- Team Excellence Awards - Recognized for leadership in liquidity management reporting.
- Spot Award - For timely completion of complex, business-critical assignments.
Core Competencies
Python, SQL, Power Query, VBA, Advanced Excel, LCR, NSFR, AMM, RWA, Large Exposures & Leverage Ratio, PRA 110, FR2052a, Recovery & Resolution Planning, BoE Statistical Reporting, Regulatory Change Management, Stakeholder Engagement, Change Management, Treasury & Capital Management, Risk & Compliance, MIS & Transfer Pricing
Timeline
Senior Vice President
BNY
01.2025 - Current
Vice President
HSBC
08.2023 - 01.2025
Senior Manager
Silicon Valley Bank
05.2022 - 08.2023
Associate Vice President
Credit Suisse
02.2019 - 05.2022
Assistant Manager
Nomura
06.2017 - 02.2019
ENO
Credit Suisse
10.2013 - 06.2017
Consultant / Senior Consultant
PwC
11.2011 - 10.2013
Senior
Walker Chandiok & Co
11.2008 - 07.2011
Chartered Accountant (CA) -
ICAI
B.Com (Hons.) -
Delhi University