Summary
Overview
Work History
Education
Skills
Core Competencies
Awards Recognition
Timeline

Prakash Joshi

Chennai,Tamil Nadu

Summary

Accomplished Treasury & Regulatory Reporting Leader with 15+ years of global experience across HSBC, BNY, SVB, Credit Suisse, and Nomura. Specialist in liquidity, capital, and statistical reporting with deep expertise in risk management, compliance, automation, and regulatory transformation. Proven ability to build high-performing teams, drive process digitization, and ensure alignment with international regulatory standards (JFSA, FED, MAS, PRA, FCA, Basel). Recognized for delivering operational excellence, strengthening controls, and influencing senior leadership through clear insights and strategic guidance.

Overview

17
17
years of professional experience

Work History

Senior Vice President

BNY
Chennai, Tamil Nadu
01.2025 - Current
  • Developed reconciliation between FR Y-9C and FR 2052a at product level to ensure reporting consistency between different regulatory reports
  • Build control framework around multiple products like CVA calculation, firm shorts, cumulative liquidity gaps to strengthen liquidity reporting
  • Lead production of FR2052a regulatory reports and manage internal audit & SOX queries.
  • Drive regulatory change management, collaborating with BAs to design BRDs for counterparty & liquidity products.
  • Provide technical guidance on regulatory interpretations.
  • Developed key liquidity dashboards (funding profile, HQLA, loans & commitments) for management insights.

Vice President

HSBC
Bengaluru
08.2023 - 01.2025
  • Spearheaded SVB integration into HSBC within 3 months, ensuring zero disruption.
  • Created a Change Tracker tool, enhancing project monitoring & resolution timelines.
  • Produced critical regulatory reports (BoE returns, Large Exposures, Leverage Ratios).

Senior Manager

Silicon Valley Bank
Bengaluru
05.2022 - 08.2023
  • Designed KDEs, FRDs, SOPs & risk assessments, enhancing accuracy in liquidity & capital reporting.
  • Led UAT for regulatory returns (RWA, LCR, NSFR, AMM, PRA 110).
  • Advised leadership on liquidity planning, scenario analysis & deposit funding strategies.
  • Initiated talent development programs, strengthening reporting teams.

Associate Vice President

Credit Suisse
Pune
02.2019 - 05.2022
  • Established an internal compliance program, strengthening regulatory adherence.
  • Automated liquidity reporting with VBA, reducing turnaround time by 20%.
  • Optimized HQLA & OBS assessments, achieving ~3% savings in LCR.

Assistant Manager

Nomura
Mumbai
06.2017 - 02.2019
  • Led a team delivering daily RWA metrics for management review.
  • Prepared executive-level presentations for senior stakeholders.

ENO

Credit Suisse
Pune
10.2013 - 06.2017
  • Delivered Basel-compliant returns (LCR, NSFR, EMR).
  • Strengthened control environment through reconciliations & variance analysis.
  • Produced MIS using advanced database queries.

Consultant / Senior Consultant

PwC
Pune
11.2011 - 10.2013
  • Managed statutory/internal audits & due diligence for BFSI, Manufacturing & IT/ITeS clients.
  • Introduced process improvements, increasing audit efficiency.

Senior

Walker Chandiok & Co
Mumbai
11.2008 - 07.2011
  • Conducted financial audits & due diligence for BFSI and manufacturing clients.

Education

Chartered Accountant (CA) - undefined

ICAI
01.2011

B.Com (Hons.) - undefined

Delhi University
01.2008

Skills

  • Python
  • SQL
  • Advanced Excel
  • Power Query
  • VBA
  • LCR
  • NSFR
  • AMM
  • RWA
  • Large Exposures & Leverage Ratio
  • PRA 110
  • FR2052a
  • Recovery & Resolution Planning
  • BoE Statistical Reporting
  • Regulatory Change Management
  • Stakeholder Engagement
  • Change Management
  • Treasury & Capital Management
  • Risk & Compliance
  • MIS & Transfer Pricing

Core Competencies

Python, SQL, Advanced Excel, Power Query, VBA, LCR, NSFR, AMM, RWA, Large Exposures & Leverage Ratio, PRA 110, FR2052a, Recovery & Resolution Planning, BoE Statistical Reporting, Regulatory Change Management, Stakeholder Engagement, Change Management, Treasury & Capital Management, Risk & Compliance, MIS & Transfer Pricing

Awards Recognition

  • Excellence in Automation: Automated liquidity reporting ensuring PRA compliance.
  • Individual Excellence Award (2015): Resolved maturity mismatches of ~USD $9bn.
  • Team Excellence Awards: Recognized for leadership in liquidity management reporting.
  • Spot Award: Timely completion of critical assignments.

Timeline

Senior Vice President - BNY
01.2025 - Current
Vice President - HSBC
08.2023 - 01.2025
Senior Manager - Silicon Valley Bank
05.2022 - 08.2023
Associate Vice President - Credit Suisse
02.2019 - 05.2022
Assistant Manager - Nomura
06.2017 - 02.2019
ENO - Credit Suisse
10.2013 - 06.2017
Consultant / Senior Consultant - PwC
11.2011 - 10.2013
Senior - Walker Chandiok & Co
11.2008 - 07.2011
ICAI - Chartered Accountant (CA),
Delhi University - B.Com (Hons.),
Prakash Joshi