Summary
Overview
Work History
Education
Skills
Projects
Timeline
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Prakash S

Prakash S

Operations Management & Business Analysis
Chennai

Summary

Professional Summary:

  • Expertise in Operations Management and Business Analysis with 16 Years of experience in Investment Banking.
  • Adept at implementing process improvement initiatives to optimize operations.
  • Proven track record of success in leading operations and managing cross functional teams.
  • Experience in developing and executing operational procedures to improve efficiency, productivity and customer service.
  • Highly organized, with the ability to prioritize and manage multiple projects simultaneously.

Overview

18
18
years of professional experience
6
6
years of post-secondary education
1
1
Language

Work History

Associate Vice President

SIPFund Pvt. Ltd.
05.2022 - 03.2023
  • Responsible Mutual Fund and Insurance Operations.
  • Owned MF Web and Mobile Application for Client KYC and Onboarding.
  • Gathering Requirements and Creating Documents (BRD, FSD and User Stories).
  • Responsible for Revenue Reconciliation.
  • Responsible for Business tie ups with partners for both MF and Insurance.

Business Architect

Wealth India financial services private limited
02.2018 - 09.2021
  • Responsible for complete client onboarding (Equity, Mutual Funds, Insurance and NPS).
  • Handled new requirements and enhancements for wealth management and NPS products.
  • Handled Mandate Integration (eNACH, NACH, ECS and DD), Mandate Registrations and monthly debit instructions for SIPs.
  • Responsible for Revenue Sharing to Business Partners.
  • Responsible for Vendor shortlists, Tie ups and Implementation.

Senior Associate

DBS Bank
08.2017 - 02.2018
  • Handled Mutual fund Operations with Mobile App testing for wealth management.
  • Handled the Implementation of mutual fund transactions in Mobile Application.
  • Gathered requirements for various core banking applications, Fintech platforms (Investments, Insurance, Home loans, etc.,) and converted them as documents and process flow.

Deputy Manager

Wealthindia Financial Services Pvt Ltd
10.2014 - 06.2016
  • Reconciliation of all revenues accounts relating to mutual funds & insurance business like, advisory fee, commissions, and brokerage
  • Handled Mutual Fund daily transaction uploads to R&T and Fund Transfer to AMCs
  • Handled KYC operations and Implemented FATCA, eKYC and AADHAAR Based KYC at Fundsindia.com.

Senior Associate

3i Infotech Ltd.
05.2013 - 10.2014
  • Understanding the Functional Specification and analyzing the Requirements
  • Responsible for documentation of UAT Test Scenarios, Test Design, Test Cases and Test Execution
  • Perform User Acceptance Testing of the Functional Requirements of the Finacle system and business processes.

Team Leader

Scope International
12.2009 - 08.2012
  • Reconciliation of all revenues accounts relating to mutual funds & insurance business like, advisory fee, commissions, and brokerage
  • Preparation of monthly accruals and forecasts, and the interpretation of variances from a financial, commercial and delivery perspective
  • Responsible for release of score cards to regional Manager and investment advisors
  • Analyzing the individual performance of each team member and motivating them to perform even better
  • Organized training workshops to improve the performance of the members who were lagging behind in terms of performance.

Senior Process Associate

Computer Age Management Services Pvt. Ltd.
10.2004 - 12.2009
  • Handled transaction processing and back office operations including Redemptions, Purchases, Settlement of Claims, Funding, and Processing of Dividend
  • Cross Functional processing and troubleshooting Wealth Management system application for new enhancements
  • Established and implemented the departmental policies, goals, objectives, and procedures.

Education

Bachelor's Degree - Computer Science

Thiruvalluvar Arts &Science College
01.1999 - 01.2002

Master's Degree - Computer Science

Bharathidasan University
Chennai
01.2005 - 01.2008

Skills

    Investment Banking Operations

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Projects

Project#2: Digital Banking-Wealth Management Solution Client: DBS Bank Ltd, India

Role: Team Lead

Project Description:

Introducing Mutual Fund transactions in Mobile Application and integration of mobile app with Finacle. Finacle wealth management is an end-to-end processing of investment products across asset classes including structured products, equities, mutual funds, insurance, bonds, futures and options. Finacle is a unified solution for wealth management needs of front office, mid office and back office.

Contribution:

  • Understanding the Functional Specification and analyzing the Requirements from mobile application.
  • Responsible for documentation of UAT Test Scenarios, Test Design, Test Cases and Test Execution
  • Coordinating with tech team for development, UAT release and Production Release.
  • Coordinating with business, finance, operations and support team for UAT.
  • Assist in the transaction placing in mobile application and ensured that the system (Finacle) captured the details with all the validation as per regulatory requirement.
  • Identification and analysis of software defects during transaction placed by the internal customers.
  • Effectively used JIRA tool during the testing process for test result analyses, defect reporting and tracking.
  • Ensured that the end to end processing of all transactions placed which including submission of transactions to RTA and getting reverse feed updated in the system.


Project#1: Mutual Fund Transaction upload Module Client: NSE / BSE

Role: Tester

Project Description:

The objective of the project is that CAMS systems should accept the mutual fund transactions (Purchase and Redemptions) submitted by NSE / BSE through upload module.

Contribution:

  • Gathered requirements from the client and deliver to the project team to ensure the end product is the right solution.
  • Prepared FSD, project plan implementation plan and traceability matrix.
  • Coordinated with project teams for development and testing cycle.
  • Engaged with all the resources for implementation.
  • Monitored project status and communicated to both business and technical teams.

Timeline

Associate Vice President

SIPFund Pvt. Ltd.
05.2022 - 03.2023

Business Architect

Wealth India financial services private limited
02.2018 - 09.2021

Senior Associate

DBS Bank
08.2017 - 02.2018

Deputy Manager

Wealthindia Financial Services Pvt Ltd
10.2014 - 06.2016

Senior Associate

3i Infotech Ltd.
05.2013 - 10.2014

Team Leader

Scope International
12.2009 - 08.2012

Master's Degree - Computer Science

Bharathidasan University
01.2005 - 01.2008

Senior Process Associate

Computer Age Management Services Pvt. Ltd.
10.2004 - 12.2009

Bachelor's Degree - Computer Science

Thiruvalluvar Arts &Science College
01.1999 - 01.2002
Prakash SOperations Management & Business Analysis