Pramod Dahiya

Achievements/Tasks

• Reviewing transactions flagged by automated monitoring systems to determine if they warrant further investigation.
• Conduct Quality Checks(QC) in timely fashion output of other team members and resolve queued transactions within service level agreement(SLA) to reduce potential revenue losses.
• Preparing detailed reports of findings, including recommendations for action such as filing suspicious activity reports(SARs) or further internal reviews.
• Ensuring all investigative activities comply with AML regulations and internal policies.
• Providing training and guidance to junior team members on AML investigation techniques and regulatory requirements.

Achievements/Tasks

• End to End Periodic Corporate KYC of client from APAC, EMEA and North America region.
• Ensuring that entire CDD/EDD information approved in accordance with regulatory requirements and bank internal policies.
• Self -Sourcing Client information from reliable approved portals, public domain or regulatory website.
• Most commonly used portals for self - sourcing information - ORBIS, Lexis Nexis, Bankers Almanac, EDGAR, Company House and FCA.
• Working knowledge of entity type/products e.g. Correspondent Banking/relationship, Funds, NGO, Trust, SPV, PIV, MSB &RDC.
• Aware of OFAC, USA Patriot - Act, AML Wolfsburg, FATCA, EU Directive & FATF.
• Leveraged industry expertise to provide valuable insights during internal discussions, contributing to development of innovative solutions for clients

Achievements/Tasks

• As credit fraud analyst monitoring suspicious transactions, activities and resolving fraudulent activities.
• Daily handling high volumes of claims to save bank from financial losses as well as merchants.
• Monitor fraud claims to ensure validity of claims which may include contacting merchant's financial institutions and clarifying customer statements as necessary.
• Ability to create case files with documentation to support final decision.