Prasad Khati
Manager
Bengaluru,Karnataka
Summary
Dynamic professional with profound knowledge in financial products across various asset classes. With experience in trading Short term Interest rates, FX, Treasury Bonds, Energy and Commodities in prominent exchanges such as CME, LIFFE, ICE & Eurex. Currently utilizing the knowledge to manage risk in AML and KYC for trades across several assets such a FX, Equity and derivatives within Trade Surveillance and compliance.
Overview
12
12
years of professional experience
3
3
years of post-secondary education
3
3
Certifications
Work History
Manager
HSBC Electronic Data Processing Limited
7 2021 - Current
- Conducting thorough risk assessments to identify potential money laundering threats in EMEA region.
- Developing and implementing effective strategies and controls to mitigate AML risks within organization using tools such as Qlikview to understand and present data.
- Ensuring adherence to AML regulations and standards, keeping policies and procedures updated
- Collaborating with regulatory bodies to address compliance requirements and maintain robust program
- Developing and implementing processes for customer due diligence, ensuring thorough verification of customer identities
- Integrating advanced technologies like data analytics to enhance KYC processes and improve efficiency using various tools such as Bloomberg, Refinitiv Eikon
- Establishing and maintaining trust with key stakeholders through transparent communication and meticulously managing accurate and achievable projected roadmap
Market Research Analyst
Estire Research and Analytics
02.2019 - 06.2021
- Understanding Market sentiments based on news/information/data.
- Deciding and implementing strategies to carry out trades in different asset classes such as STIRs, commodities, derivatives.
- Implementing strategies and observing for potential risks and ideate risk mitigation strategies on making using Technical and Fundamental analysis on products.
- Worked in Energy, Commodities, Government Bonds, Short term interest rates dealt in exchanges spread over CBOT, NYMEX, and COMEX.
Research Associate and Advisory
Cheers Interactive (I) Pvt. Ltd.
07.2017 - 10.2018
- Led 4-member team and engaged with clients to grasp requirements for improved functionality
- Collaborated with Product Managers to innovate and implement product enhancements, resulting in significant 27% boost in client satisfaction
- Examined and addressed defects discovered during project test phases, providing appropriate workarounds
- Worked with cross-functional teams to organise global training sessions for candidates, ensuring efficient dissemination of knowledge
- Recognized operational gaps and formulated extensive process improvement plans with leadership team.
Associate
Clarivate Analytics (formerly Thomson Reuters)
07.2014 - 06.2017
Subject Matter Expert
Dragonfly Edu. Pvt. Ltd.
01.2013 - 06.2014
Education
Masters of Technology -
Indian Institute of Technology, Kharagpur
Kharagpur 01.2010 - 04.2012
Bachelor of Engineering -
Rungta College of Engineering & Technology
06.2010 - 03.2011
Skills
Risk Analysis & Mitigation
Market Trend Analysis
Data Analysis and Interpretation
Process Optimization
Operational Efficiency
Stakeholder Management
Analytical Thinking
Communication
Trading (Commodities and STIR products)
Bloomberg
Refinitiv Eikon
Murex
SOPHIS
River
Qlikview
DataVisa
Confluence
SharePoint
Python
Power BI
SQL
Certification
Project Management Professional (PMP), 09/2022
Previous Experience
- Associate, Clarivate Analytics (formerly Thomson Reuters), Noida, 07/2014 - 06/2017
- Subject Matter Expert, Dragonfly Edu. Pvt. Ltd., Noida, 01/2013 - 06/2014
Personal Information
Date of Birth: 02/25/1988
Languages
English
Hindi
Timeline
Market Research Analyst
Estire Research and Analytics
02.2019 - 06.2021
Research Associate and Advisory
Cheers Interactive (I) Pvt. Ltd.
07.2017 - 10.2018
Associate
Clarivate Analytics (formerly Thomson Reuters)
07.2014 - 06.2017
Subject Matter Expert
Dragonfly Edu. Pvt. Ltd.
01.2013 - 06.2014
Bachelor of Engineering -
Rungta College of Engineering & Technology
06.2010 - 03.2011
Masters of Technology -
Indian Institute of Technology, Kharagpur
01.2010 - 04.2012
Manager
HSBC Electronic Data Processing Limited
7 2021 - Current