Summary
Overview
Work History
Education
Skills
Overall Achievements
Work Availability
Timeline
PRATHAMESH SHRIKRISHNA UMRASKAR

PRATHAMESH SHRIKRISHNA UMRASKAR

Int Controls & Compliance Analyst And AML KYC Officer
Mumbai
Every problem is a gift—without problems we would not grow.
Tony Robbins

Summary

Career Objective To get challenging position where I get an opportunity to explore my capabilities to the maximum extent and contribute to the growth, goal and success of the organization.

To seek and maintain full-time position that offers professional challenges utilizing interpersonal skills, excellent time management and problem-solving skills.

Detail-oriented team player with strong organizational skills. Ability to handle multiple projects simultaneously with a high degree of accuracy.

Overview

6
6
years of professional experience
2
2
Languages

Work History

Int Control & Compliance KYC Associate

Accenture India / Deutsche Bank KYC Process
Mumbai
11.2022 - Current
  • Working on End to End KYC processing along with screening Related parties involved
  • Working on Regulatory, Commercial and Listed Entities
  • For screening Individuals or Entity we usually use Ficrosoft and RDC tool and if the related party comes under high risk we use Lexis Nexis as well
  • We follow Documents of Regulators such MCA, Bafin, RBI, IRDAI, SEBI, FCA as the client regulated according to Global policy.

Compliance Analyst/ RTS QC/ DGA, Analyst/ Remediation Analyst

Accenture India / Bank of America KYC Process, Int Controls
Mumbai
09.2019 - 11.2022


  • To perform Standard, Elevated and High-Risk Rating client for Enhanced due diligence and Document Gap Analysis KYC on new & existing customers depending upon risk factors involved in case
  • Perform Client Due Diligence to gather maximum information for entity before proceeding case in internal system, Information like- Registry Details, Annual Reports, Bloomberg Information, Orbis Report, Sanction Questionnaire, Issuance of Bearer Share details, Listing Proofs, Sec Edgar, LLC Agreements, Articles of Incorporation, Partnership Deed etc
  • Identifying the Ultimate Beneficial owners (UBO's) and Other Beneficial Ownership (OBO's) for Entities Reaching out to Outreach Team for the missing information like Sanction Questionnaire, Tax Form, Ownership, Nature of Business also for clarification on any contradictory information
  • Process the case in Bank of America’s application basis on research and availability in internal repository and chase to Outreach team for any pending response or confirmation to move ahead
  • Reach out to Inline M&I consultation if material hits identified and once approved upload final documents to system and move case to final stage for business approval
  • Working on clients which Cooperative entity, Partnership entity, Commercial bank, Pool investment entity, Trust, NPO/NGO, Financial Institution
  • Working on Jurisdiction such as US, UK, Ireland, Thailand, Canada, India SEBI, India BANA, Japan, Hong Kong etc
  • Worked in Remediation Project where QC was done on defects marked by M&I for another analyst
  • Providing escalation summary for the compliance team in short narration by Giving the inputs according for the type of news received
  • Perform sanctions searches and further analyst, quality control of escalations and data collected by analyst

AML KYC Screening Associate

Accenture India / Paycom Facebook Process (WhatsApp Payments)
Mumbai
09.2018 - 09.2019


  • Performing AML functions such as customer name & Transaction screening by applying critical thinking to interpret data and documentation to determine whether it adequately meets the policy and regulatory requirements, including documenting the rationale behind the decisions
  • Had collected Incarceration and Mortality Data from Tier 1 and Tier 2 news website for High-risk rating Individuals around of 100 Individual which had helped the other analyst
  • Maintain a close interaction with team in area of AML / Compliance and able to resolve any query / issues faced by the team
  • Performing sanction screening and WhatsApp screening for social media
  • Part of sanction screening team, where we reviewed sanctioned list to check if any fund is involved in financing crime or terrorism, so that we can take appropriate action
  • Platform: Trained and worked in multiple queues and multiple levels (L0,L2)
  • Played a role as a Mentor (worked with the management for process improvement
  • Ensuring the Production, Quality and Compliance parameters are achieved and maintained.

Data Analyst

Accenture India / Facebook
Mumbai
09.2017 - 10.2018
  • We use to review all details of Client and validate the Data.
  • We use to categories the client according to its business and so category tag is applied
  • We use to plot the location of client’s entity on client map Played a role as Policy expert within 2 months.
  • Responsible to look after the queries after achieving daily targets in half day.
  • Played a role as Idea validation Spoc, Fun Spoc and also ISO Spoc for entire floor.

Business Process Delivery Associate

Accenture India/ Data Analyst / Facebook India (FB/Instagram/WhatsApp)
Mumbai
09.2017 - 09.2018


  • We use to review all details of Client and validate the Data
  • We use to categories the client according to its business and so category tag is applied
  • We use to plot the location of client’s entity on client map
  • Played a role as Policy expert within 2 months, responsible to look after the queries after achieving daily targets in half day
  • Played a role as Idea validation Spoc, Fun Spoc and also ISO Spoc for entire floor
  • Co-ordinate with stakeholders for all business activities in absence of Team Leader
  • Work as a transport spokesperson for entire team to roster their transport on weekly basis
  • Prepare daily, weekly and monthly reporting trackers for smooth functioning of sub process.

Education

B. Com (A & F) - Accounting And Finance

M L Dahanukar College of Commerce, University of Mumbai, Mumbai

12th - Accounting And Finance

M L Dahanukar College Of Commerce, Mumbai
  • Member of Culture Department was elected as Head of Art Department

10th -

Our Lady Of Health High School, Mumbai

Passed as 1st

  • Elected Captain of Football team and was also a star player of Indoor game (Carromboard)

Skills

    Verbal and written communication

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Overall Achievements

Received 5 times Multi Task Award (Special Award)
Received 2 Encore Award (Annual Award)
Received 6 Recognition Award (Monthly Award)
Awarded as a best performer in Client town hall.

Work Availability

monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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Timeline

Int Control & Compliance KYC Associate - Accenture India / Deutsche Bank KYC Process
11.2022 - Current
Compliance Analyst/ RTS QC/ DGA, Analyst/ Remediation Analyst - Accenture India / Bank of America KYC Process, Int Controls
09.2019 - 11.2022
AML KYC Screening Associate - Accenture India / Paycom Facebook Process (WhatsApp Payments)
09.2018 - 09.2019
Business Process Delivery Associate - Accenture India/ Data Analyst / Facebook India (FB/Instagram/WhatsApp)
09.2017 - 09.2018
Data Analyst - Accenture India / Facebook
09.2017 - 10.2018
M L Dahanukar College of Commerce, University of Mumbai - B. Com (A & F), Accounting And Finance
M L Dahanukar College Of Commerce - 12th, Accounting And Finance
Our Lady Of Health High School - 10th,

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PRATHAMESH SHRIKRISHNA UMRASKARInt Controls & Compliance Analyst And AML KYC Officer