Prerana Raut

• Performed Enhanced Due Diligence (EDD) reviews across APAC, EMEA, LATAM, USA, and UK regions.
• Conducted a comprehensive analysis of customer profiles, ownership structures, Ultimate Beneficial Owners (UBOs), Source of Wealth (SOW), and Source of Funds (SOF).
• Executed adverse media, sanctions, and PEP screening using CLEAR (Thomson Reuters), and internal tools.
• Supported transaction monitoring by efficiently identifying and escalating suspicious activity alerts, including unusual transaction patterns and transaction spikes, contributing to a robust fraud detection framework.
• Drafted detailed, well-documented EDD reports with clear, evidence-based conclusions, and risk analysis.

Additional SME, Quality, and Training Support (Temporary)

• Provided SME, quality, and training support to training and QA teams during periods of workforce constraints.
• Delivered refresher and quality improvement sessions to over 250 analysts, including Training Needs Intervention (TNI) support.
• Monitored post-training performance of 50 to 60 analysts, supporting improvements in quality scores and compliance adherence.
• Conducted Process Knowledge Test (PKT) sessions for analysts and AMO teams.

Nesting Batch Support.

• Supported six nesting batches by performing quality checks and case reviews to ensure adherence to process and compliance standards.
• Led daily morning huddles for nesting batches to discuss performance, process updates, and quality expectations.
• Provided individual and batch-level feedback based on performance and quality outcomes.
• Prepared and shared end-of-day (EOD) reports and batch performance reports for management review.
• Ensured a smooth transition of nesting batches to production, with minimal quality deviations.

• Managed onboarding and relationship management for corporate and SME clients in compliance with bank regulations.
• Executed corporate KYC verification, reviewing legal entity documents and ownership structures.
• Conducted KYC onboarding and refresh for corporate accounts following regulatory guidelines.
• Reviewed and validated corporate KYC documentation, including Certificate of Incorporation and PAN.
• Performed risk-based customer profiling, identifying high-risk corporate clients for further escalation.
• Coordinated with compliance and operations teams to address KYC discrepancies and documentation issues.
• Maintained adherence to AML/KYC policies, RBI norms, and internal control procedures.
• Ensured accurate, audit-ready corporate KYC records for internal and regulatory audits.

• Executed comprehensive Know Your Customer (KYC) reviews for individual and corporate clients.
• Conducted Customer Due Diligence (CDD) to ensure compliance with regulatory standards.
• Verified customer identities, legal entity details, ownership structures, and Ultimate Beneficial Owners (UBO).
• Reviewed and validated KYC documentation, including identification proofs and incorporation documents.
• Achieved service level agreements (SLA), quality benchmarks, and productivity goals while managing high-volume case queues.