Prithvi Yadav PT

Senior Associate

Genpact Pvt Limited

Bangalore

01.2021 - Current

KYC, Transaction Monitoring & Sanctions Screening
End to end screening on SDN (Specially Designated Nationals and Blocked Persons List), handling real time screening alerts * Conducting exhaustive checks on Sanctioned entities / individuals and acquiring relevant profile and transactions details from primary and secondary data sources using the internal tools, application and open internet websites
Conduct screening/monitoring in conjunction with global regulators such as FATF, IMF, US patriot act, UK HMT and OFCA across the South America, US
Initially started AML career with Sanction screening for 9 months after which cross trained and working on transactions monitoring and PEP for the past year
Extensive research on alerts or risk events of different products and related transactions with a special focus on all the customer segments - FB payment systems
Assist the RFI Group (Red flag indicator) by providing reports on potential money laundering and suspicious activities to obtain appropriate customer explanation
Obtain regional AML compliance approval and ensure that all procedural aspects comply the within terms of regulations and internal policies and to ensure ongoing reviews are conducted for the clients as per the requirements to File SAR or Block list review subjects
Reviewing and drafting as per transaction monitoring guidelines and procedures and providing advice on completing internal suspicious activity reports to be brought up to compliance
Look for the red flags like transactions passing through sanctions and high risk countries and moving the transactions for further review.
Reviewing peers work on assigned tasks, monitoring their progress and growth by holding the role of SME
Leading the fun committee and organizing special events and fun activities for the team on regular intervals
Supporting TL and QC lead with peer reviewing of profiles
Lean six sigma Certified – worked on lean projects