Priya Pandya
Kyc Manager
Vadasinor
Summary
At Lakshmishree Investment & Securities Ltd, I spearheaded KYC compliance initiatives, significantly reducing risk exposure through meticulous client reviews and leveraging my expertise in AML Compliance and Teamwork. My proactive approach in adopting KYC technologies and enhancing onboarding processes underscored my commitment to regulatory excellence and operational efficiency. Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals. Fantastic critical thinker with great memory and efficiently organize vast amounts of data. Great at performing internal audits, conducting investigative reporting and transcribing information.
Overview
3
3
years of professional experience
3
3
Certifications
3
3
Languages
Work History
KYC Officer
Lakshmishree Investment & Securities Ltd
Varanasi
03.2021 - Current
- Reduced risk exposure by diligently reviewing client information for potential red flags and escalated issues as necessary.
- Kept up-to-date with industry best practices and emerging trends in AML/KYC regulations, sharing findings with team members for continuous improvement initiatives.
- Maintained accurate records of all client data, ensuring timely updates to reflect changes in risk profiles or regulatory requirements.
- Improved efficiency in customer due diligence procedures with thorough knowledge of regulatory requirements and standards.
- Provided valuable insights during the implementation of KYC technology solutions, ensuring seamless integration into existing workflows.
- Enhanced client onboarding process by streamlining KYC documentation collection and verification.
- Prepared and submitted regulatory filings in timely manner.
- Evaluated and monitored supplier and partner relationships to support compliance.
- Warned violators of infractions or penalties.
- Played a key role in audits by providing well-documented evidence of compliance with relevant regulations and policies.
Education
High School Diploma -
Vasant Kanya Mahavidyalaya
Varanasi, India 04.2001 -
Associate of Arts - Art
Mahatma Gandhi Kashi Vidyapith
Varanasi, India 04.2001 -
Skills
Transaction monitoring
Sanctions Screening
AML Compliance
Customer Identification
Document Verification
Auditing processes
Risk Management
Investigations skills
Account Onboarding
Internal Audits
Audit management
Teamwork and Collaboration
Audit Documentation
Time management abilities
Audit Coordination
Data Verification
Certification
NISMS06A-NISM Series VI: Depository Operations Certification Examination
Timeline
NISMS06A-NISM Series VI: Depository Operations Certification Examination
08-2023
NISM Series VII: Securities Operations and Risk Management Certification Examination
07-2023
NISM-Series-I: Currency Derivatives Certification Examination
04-2022
KYC Officer
Lakshmishree Investment & Securities Ltd
03.2021 - Current
High School Diploma -
Vasant Kanya Mahavidyalaya
04.2001 -
Associate of Arts - Art
Mahatma Gandhi Kashi Vidyapith
04.2001 -
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