Harsh Rajput
Pune
Summary
I am a highly motivated Trade support Analyst polished in middle office operations in Asset management field. My experience spans across trade settlement and middle office operations for both Equity and Fixed Income for the global markets. Proactive at heading off issues in operations, workflow and production by uncovering trends affecting business success. More than 2 years of experience in Asset Management industry.
Overview
4
4
years of professional experience
Work History
Analyst
Teachers Insurance and Annuity Association of
Pune
06.2021 - Current
- Ensuring that the trades are matched/confirmed on CTM/Email (T+0) for APAC, EMEA and LATAM/CAD markets across Equity and Fixed Income for the good settlement.
- Assisted in allocating trades across Equity and Fixed Income in the relevant order management systems.
- Worked with traders to ensure trade details are entered accurately in the OMS.
- Handled the migration of India T+1 settlement cycle in our system.
- Ensuring the trades are out to custody on T+0 for the smooth settlement for both Equity and Fixed Income.
- Handling Escalations and monitoring the performance of the brokers.
- Responsible for ensuring that all settlement issues are handled properly.
- Resolving claims issued by brokers and custodians.
- Proactively identify production issues.
- Identify trade breaks like commission/fees/Sd/price in confirmation process.
- Manage exception queues to facilitate trades downstream to custodians.
- Learn, implement, and possibly develop changes to existing processes.
- Responsible for testing of any new development or migration in the process.
- Responsible for document changes to existing standard operating procedures.
- Responsible for identifying trades that require rebooking due to discrepancies in commission, fees, SD, etc.
- Responsible for managing the communication between the counter parties and the custodians.
- Following up on the process where the shares are on loan in sensitive markets.
- Co-ordinating with onshore team on the roles and responsibilities for the offshore team.
- Handling Buy-In emails of critical markets and where broker provides a Buy-In notice.
- Ensuring that FX is booked on all the trades within respective market deadlines.
- Co-ordinating with the traders so that the trades are booked correctly with respective market guidelines.
- Ensuring trades are settled on settlement date and following up with the brokers on failed trades.
- Training the team member and assisting them in their queries.
- Keeping a track of broker SSI on Alert and updating them when required.
Trainee
S&P Global Capital IQ (India) Pvt. Ltd
Ahmedabad
03.2021 - 06.2021
- To ensure that adequate training is received for satisfactory delivery on workflow
- Understand the working of the dataset, be aware of the workflows and have good working knowledge of work tools
- Contact
- Skills, Deliver as per pre-defined team targets
- Add/edit data as per process guidelines
- Fix errors as per quality feedback within specified time and report back after completion
- Research and validate required information for
- Entity status and attributes from sources available in public domain
- High consciousness towards attention to detail; drive and commitment towards delivering high quality service
- Daily reporting of work performed during the day in the reporting tools.
Customer Relationship Trainee
IIFL Securities Limited
Pune
05.2020 - 07.2020
- Sales for Demat & Trading A/c opening process
- Maintaining client relationship and provide them best service
- To ensure complete and accurate resolutions within defined TATs
- Calling to potential customers to prospect for new business
- To ensure quality parameters are met.
Education
MBA - Finance
Lexicon Mile
Pune06.2021
B.Tech - Mechanical Engineering
ABES Engineering College
Ghaziabad08.2018
Skills
- Trade settlement/Support
- Central Trade Manager
- Charles River Investment Management Solutions
- Middle Office Operations
- Microsoft Office
- Bloomberg Terminal/AIM
- Quick Learner
- Alert
- Swift Messages
Accomplishments
- Received silver and gold award for the quick learning.
- Appreciated many times with the awards from onshore management.
- Completed one-month internship with HCIL (Honda Cars India Limited)
- Successfully completed Winter Internship Project (with Maharashtra government)
- Published research paper in International Journal of Trend in Scientific Research and Development (IJTSRD) with title “Design and Fabrication of a Foot Operated Washing Machine”
- Skill Development program on “Familiarization of Power Generation”.
Languages
English, Hindi
First Language
Timeline
Analyst
Teachers Insurance and Annuity Association of
06.2021 - Current
Trainee
S&P Global Capital IQ (India) Pvt. Ltd
03.2021 - 06.2021
Customer Relationship Trainee
IIFL Securities Limited
05.2020 - 07.2020
MBA - Finance
Lexicon Mile
B.Tech - Mechanical Engineering
ABES Engineering College
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