Priyanka R

• Participate in moderate to high risk or complex review( Internal Audit) activities of Regulatory reports filed with SEC (loan report, Mortgage report, Financial Statements, liquidity report, Environmental Accounting Reports and Non numerical disclosures etc.,) in terms of their compliance, accuracy and completeness.
• Contribute to large scale planning related to Independent Testing deliverables.
• Review and research moderately complex potential corrective actions, and follow through on reporting, escalation, and resolution.
• Ensure effective and appropriate testing, validation, and documentation of review activities for risk programs and controls according to standards and other applicable policies.
• Resolve moderately complex issues and lead team to meet Independent Testing deliverables while leveraging solid understanding of risk management framework and the risk and control environment.
• Collaborate and consult with colleagues, internal partners, management and lines of business regarding risk management.

• Preparation, review and timely delivery of accurate periodic Financial Statements ( Core: Balance Sheet, P&L, SCNA,Cash Flow Statement, SOI, Supporting Schedules FIHi, Derivative disclosure, levelling table, offsetting table etc) with high degree of auditable controls for Fund of Funds (IFRS), Private Equity, Hedge Funds (US GAAP) on annual and semi-annual basis.
• Preparation of regulatory reports such as quarterly CPO(commodity pool operators), AFMD(earnings), 39 items, Total Return calculation for RICS funds.
• Preparing new templates and contributing to the consolidation of financial statements.
• Confirming reporting is in compliance with relevant accounting standards and regulations.
• Ensure all SOPs (standard operating procedures) are in place and updated appropriately year to year basis for any changes or improvements occurred during the year.
• Utilising automation tools and systems to enhance efficiency and streamline reporting processes in Mosiki, ERP, Geneva, Altrex for bulk report download.
• Collaborating with cross-functional teams (Fund Accounting Team) to achieve project objectives, adhering to timelines and quality standards.
• Acting as the primary contact for onshore team for our respective funds and confirming availability of all necessary supporting documentation, facilitate effective communication and collaboration within the team to achieve quality results.

• Managing a Team of 8 to 10 members engaged in 'Industrial Market, Power and Mineral sector as well as the Investment Banking clients'.
• Assisting onshore US Engagement team in conducting Statutory Audit which includes substantive testing such as 'Revenue Testing, Expense Testing, Testing related to Assets and cash etc', FSMA, Financial statement related work such as audit of 10Q and 10K as per the US GAAP.
• Preparation and review of 'Lead sheet and FS' from trial balance and also involved in performing Internal and External 'Tie-outs'.
• Also involved in preparation/review of Flowchart from the available supports provided by the client/Process narrative and helping the US team in updating the Internal control work paper.
• Preparation of Cash, Bank, AP/AR, Debt confirmations and other US standard confirmations letters for the clients and also creating the 'Client Profile' along with initiating the accounts on Capital Confirmation Inc.(CCI) and tracking the responses as well.
• Performing the confirmation Tie-outs.
• Also working on KPMG internal documentation tool KcW, management rep letter etc.
• My role as a Associate 2 also involved:- (a) Coordination with the Resource Management Team and the US Team in terms of the work and the resources available.
• (b)Understanding of new work Request and training the resources available in the team for effective and efficient resource utilisation.

Prepare and review monthly, quarterly, semi annual, annual Financial Statements and relevant schedules required for Regulatory reporting and NAV Calculations.

• Assisting the Audit engagement teams as a quality checker for Financial Statements in terms of:
• accuracy of numbers (Footing, Internal consistency of numbers, previous year number check as per audited financial Statements).
• verification of final account balances shown in the Financial statements by reperformance in excel macros by obtaining external third parties documents received from Audit Engagement team and obtaining ledger balances and other account balance confirmation from the fund accounting team of the client.
• Updation of recent accounting pronouncements in notes to financial statements and checking the template to check if any additional disclosures are required to be presented in FS.
• Check if all relevant changes (retirement and appointment of new director, change in Statutory Auditor, Company Secretary, Change of Address, Person responsible to sign the FS etc) if any are correctly updated in Financial Statements.

• Book Keeping in Tally, Finalisation of books of accounts and preparation of Financial Statements as per Schedule IV of Indian Companies Act.
• Tax office for settlement of Demand notice and other claims, MS Office, Income Tax return - Individual & Company, Statutory Audit, Tax Audit etc.