Summary
Overview
Work History
Education
Skills
KEY STRENGTHS
CLIENTS HANDLED
Accomplishments
Hobbies and Interests
Timeline
Generic
PRIYANKA SHARMA

PRIYANKA SHARMA

Mumbai

Summary

To achieve career growth in a competitive and challenging work environment where I can continuously learn and contribute to the growth of the organization by leveraging my knowledge and skills.

Overview

10
10
years of professional experience

Work History

Assistant Manager – Internal Audit

NeoGrowth Credit Pvt Ltd
Mumbai
03.2025 - Current
  • Developed and implemented a risk-based internal audit plan aligned with organizational strategy, covering operational, financial, and compliance areas.
  • Drafted detailed audit scopes, including the regulatory compliance covered, and coordinated with external auditors to ensure coverage and timely execution.
  • Reviewed the monthly RCSA (Risk and Control Self-Assessment) testing across departments.
  • Led and executed ad-hoc assignments initiated by management or the Internal Audit head.
  • Finalized audit reports, and facilitated discussions with stakeholders and the Audit Committee.
  • Ensured timely closure of audit issues through proactive stakeholder engagement and follow-up.
  • Conducted monthly risk assessments to identify high, medium, and low-risk branches, and developed a branch visit plan accordingly.
  • Performed branch audits to evaluate adherence to regulatory compliance, including customer interactions and vendor assessments, ensuring that all on-ground activities aligned with internal policies and standard operating procedures.

Senior Manager – Internal Auditor

Aneja Associates, Chartered Accountants
Mumbai
05.2017 - 02.2025
  • Defined audit scopes, performed detailed testing, and developed actionable findings.
  • Communicated with management to plan and perform the audit activities.
  • Managed audit mandates, including planning, execution, cost control, and time management.
  • Designed and implemented audit tests to evaluate internal controls.
  • Prepared audit documentation and working papers to support conclusions.
  • Drafted and presented audit reports, highlighting actionable findings and recommendations to address control gaps.
  • Reviewed and updated departmental SOPs to align with regulatory and internal control requirements.
  • Prepared and performed compliance testing in accordance with applicable RBI regulations and circulars.
  • Prepare detailed checklists and internal guidance notes based on newly issued RBI regulations, circulars, directions, notifications, and press releases.
  • Trained, supervised, and mentored new joiners and junior audit staff on audit methodology and client expectations.
  • Performed special assignments as directed by audit senior management.

Trainee Auditor / Audit Assistant – Concurrent Audit

Suresh Surana & Associates LLP
Mumbai
10.2015 - 04.2017
  • Conducted concurrent audits in accordance with project SLAs for timeliness, accuracy, and compliance, documenting findings.
  • Maintained internal audit controls, and promptly flagged compliance issues.
  • Assisted senior auditors with audit execution and reporting processes.

Education

Bachelor of Commerce (B.Com) - Accounts & Finance

Mumbai University
Mumbai, India
07-2015

Higher Secondary Certificate (HSC) -

Mumbai Board
Mumbai, India
02-2012

Secondary School Certificate (SSC) -

Mumbai Board
Mumbai, India
03-2010

Skills

  • Proficient in MS Excel, Word, PowerPoint, and Oracle Database
  • Skilled in auditing, accounting, spreadsheet tools, and reporting
  • Regulatory compliance
  • Internal auditing
  • Compliance testing
  • Decision-making
  • Audit reporting

KEY STRENGTHS

  • - Strong analytical and problem-solving abilities
  • - Effective stakeholder communication
  • - Time management and multitasking
  • - Adaptability and continuous learning

CLIENTS HANDLED

Aditya Birla Finance Ltd, Tata Capital Housing Finance Ltd, NaviFinserv Pvt Ltd, Piramal Capital and Housing Finance Ltd, Motilal Oswal Housing Finance, IREP Credit Capital, JM Financial Credit Solutions Ltd, 360 One Wealth Ltd, Axis Bank Ltd, Kotak Mahindra Bank Ltd

Accomplishments

  • Best Report Award for design-level review of KYC/AML compliance at ICICI Home Finance Ltd – 2024
  • Certificate of Appreciation for excellence in Compliance testing review at Tata Capital Housing Finance Ltd – 2024
  • Certificate of Appreciation for high-quality Internal audit reporting at Aditya Birla Finance Ltd – 2023
  • Certificate of Appreciation for preparing Standard Operating Procedures (SOPs) at Bhanix Finance and Investment Ltd – 2022

Hobbies and Interests

Hobbies: Drawing, listening to music, watching movies

Timeline

Assistant Manager – Internal Audit

NeoGrowth Credit Pvt Ltd
03.2025 - Current

Senior Manager – Internal Auditor

Aneja Associates, Chartered Accountants
05.2017 - 02.2025

Trainee Auditor / Audit Assistant – Concurrent Audit

Suresh Surana & Associates LLP
10.2015 - 04.2017

Bachelor of Commerce (B.Com) - Accounts & Finance

Mumbai University

Higher Secondary Certificate (HSC) -

Mumbai Board

Secondary School Certificate (SSC) -

Mumbai Board

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PRIYANKA SHARMA