Puneet Yadav
Gurugram
Summary
Detail-oriented and analytical professional with over 3 years of experience in financial operations, fraud prevention, and AML compliance. Skilled in transaction monitoring, risk analysis, and process control to detect and prevent financial crimes. Strong understanding of KYC, AML, and regulatory frameworks (FATF, RBI, FIU-IND) with a proven ability to ensure compliance and operational efficiency. Adept at leveraging data analysis tools to identify suspicious patterns and mitigate potential risks.
Overview
4
4
years of professional experience
1
1
Certification
Work History
Management Trainee - Fraud & Risk Operations
Kapston Services Ltd
New Delhi
05.2024 - Current
- Monitored daily transactions to detect unusual or suspicious activities aligned with AML and fraud risk indicators.
- Conducted reviews and investigations of system-generated alerts; escalated confirmed cases for SAR/STR filing.
- Assisted in periodic KYC and enhanced due diligence (EDD) reviews for high-risk accounts and corporate clients.
- Collaborated with compliance and internal audit teams to ensure adherence to RBI and FIU-IND reporting standards.
- Utilized Excel and SQL for data extraction and fraud trend analysis, contributing to risk-based control enhancements.
- Supported internal audits, compliance reviews, and process improvements for fraud prevention.
Accounts Assistant - Fraud Risk Support
Kanishk Global IT Solutions
Gurgaon
11.2021 - 05.2024
- Processed financial transactions while monitoring anomalies in payment patterns and customer activities.
- Conducted preliminary fraud checks and supported transaction validation for online and vendor payments.
- Prepared and reconciled accounting data used in AML and audit reports.
- Assisted compliance teams with documentation for suspicious activity reviews.
- Maintained accurate records of payables and receivables to ensure transparency and traceability of financial data.
- Contributed to process improvements for early detection of potential fraud indicators.
Education
MBA - Finance & Marketing
Maharshi Dayanand University
RohtakB.Com -
Delhi University
12th -
CBSE
10th -
CBSE
Skills
- Fraud Detection & Prevention
- Transaction Monitoring (TM)
- Suspicious Activity Reporting (SAR/STR)
- Anti-Money Laundering (AML) & KYC Compliance
- Risk Assessment & Mitigation
- Data Analysis & Pattern Recognition
- Regulatory Reporting (FIU, RBI, FATCA)
- Customer Due Diligence (CDD/EDD)
- Financial Crime Investigation
- Actimize
- SAS AML
- Oracle FCCM
- Excel
- SQL
- Oracle NetSuite
- Tally
- Microsoft Office Suite (Word, Outlook, PowerPoint)
Certification
- Certificate Course in Equity Derivatives Market - International School of Financial Market
- NISM-Series-VIII Equity Derivatives Certification - National Institute of Securities Markets
Languages
Hindi
First Language
English
Proficient
C2
Timeline
Management Trainee - Fraud & Risk Operations
Kapston Services Ltd
05.2024 - Current
Accounts Assistant - Fraud Risk Support
Kanishk Global IT Solutions
11.2021 - 05.2024
MBA - Finance & Marketing
Maharshi Dayanand University
B.Com -
Delhi University
12th -
CBSE
10th -
CBSE