PUSHKAR SHARMA
CHARTERED ACCOUNTANT
New Delhi
Overview
9
9
years of professional experience
Work History
Manager - Regulatory Compliance
National Stock Exchange, NSE
09.2023 - Current
- Conducted comprehensive on-site and off-site inspections of trading and clearing members to ensure compliance with NSE and SEBI regulations; identified operational, financial, and procedural lapses, and recommended corrective actions.
- Managing and overseeing disciplinary actions against stockbrokers, ensuring strict adherence to regulatory frameworks and organizational procedures.
- Prepared formal communications for trading members, including show-cause notices and action letters, to enforce regulatory compliance.
- Reviewed responses to compliance inquiries and show-cause notices to ensure accurate evaluation and appropriate regulatory action.
- Analyzing responses to show-cause notices, letters of observation, and review requests to ensure accurate assessment and appropriate action.
- Preparation and consolidation of relevant data, coordination with internal departments, SEBI, internal auditors, and other key stakeholders to facilitate efficient processes.
- Collaborating with the legal team on litigation matters and other related tasks to ensure timely and effective resolution of legal issues.
- Coordinated with various departments within the Exchange to streamline internal processes and improve system efficiencies.
Audit Executive
V. Sankar & Aiyar Co.
12.2022 - Current
AUDIT ASSITANT
V.YADAV & CO.
12.2022 - 08.2023
- Independently prepared GST Returns GSTR 3B, GSTR 1, and Comp 08.
- GST registrations of corporate and non-corporate entities.
- Independently prepared GSTR 9 preparation and GSTR 9C of clients having a turnover of more than 50 cr. Like TRX Logistics Private Limited, SRC Fleet Management Services Private Limited has more than 35 crore.
- Involved in company incorporation, including handling various cases with respect to compliance with MCA-21 requirements, with the ROC officer in face-to-face interaction.
- Filing of annual returns related forms (AOC-4, MGT-7, AOC-4 CFS, MGT-8, MGT-9) and other forms like DIR-3, DIR-3 KYC, CHG-1, CHG-4, ADT-1, INC-22, SH-7, INC-22A, AOC-5, DIR-11, DIR-12, DIR-6, etc.
Article Assistant
APMG and Associates
06.2017 - 06.2020
- Conducted statutory and internal audits of private companies.
- Preparing TDS, TCS, and other income tax returns, with responses to authorities in various cases, including Sec-148.
- Prepared Tax Audit Report and its enclosures based on the clauses of Form 3CD required in furnishing Forms 3CA and 3CB.
- Prepared income tax returns for corporate and non-corporate entities, including ITR 1, 2, 3, 4, 5, 6, and 7.
Education
DATA ANYALYICS - PYTHON - DATA ANAYLYTICS
Analytical Edupoint
Saket - Delhi 04.2001 -
CA Final (Both Group) -
ICAI
New Delhi05-2022
IPCC (Group II) - undefined
ICAI
New Delhi11-2018
IPCC (Group I) - undefined
ICAI
New Delhi05-2016
CPT - undefined
ICAI
New Delhi06-2014
B.COM - undefined
School of Open Learning
New Delhi01-2017
XII Class - Commerce
Bal Niketan Public School
New Delhi01-2014
X Class - undefined
Bal Niketan Public School
New Delhi01-2012
Skills
- MS Office
- Balance Sheet Preparation Linking with Trial Balance
- Tally
- SAP
- Python
- ENIT Portal(NSE)
Timeline
Manager - Regulatory Compliance
National Stock Exchange, NSE
09.2023 - Current
AUDIT ASSITANT
V.YADAV & CO.
12.2022 - 08.2023
Audit Executive
V. Sankar & Aiyar Co.
12.2022 - Current
Article Assistant
APMG and Associates
06.2017 - 06.2020
DATA ANYALYICS - PYTHON - DATA ANAYLYTICS
Analytical Edupoint
04.2001 -
IPCC (Group II) - undefined
ICAI
IPCC (Group I) - undefined
ICAI
CPT - undefined
ICAI
B.COM - undefined
School of Open Learning
XII Class - Commerce
Bal Niketan Public School
X Class - undefined
Bal Niketan Public School
CA Final (Both Group) -
ICAI
INDUSTRY SERVED
- STOCK BROKING INDUSTRY (Zerodha Broking Ltd, Globe Capital Pvt Ltd, SMC Global Pvt Ltd, DAM Capital Ltd, etc)
- HOTEL INDUSTRY (Jaypee Hotels)
- MANUFACTURING INDUSTRY (KSS Abhishek Safety System Private Limited (Seat belt Manufacturer of Maruti Suzuki))
- TRADING INDUSTRY
- TRANSPORTATION INDUSTRY (SRC Fleet Management Pvt. Ltd, TRX Logistics Private Limited)
- REAL ESTATE INDUSTRY
- BANKING INDUSTRY (Indian Overseas Bank (Internal Audit), Oriental Bank of Commer (Internal Audit))
- Medical INDUSTRY (A.Meenarani India Private Limited(Stock Audit))
- EDUCATION INDUSTRY (The GANGA International School, The Heritage School(Gurgaon))
- Power and Fuel Industry (Petronet LNG Limited)
Declaration
I hereby, declare that the information furnished above is true to the best of my knowledge. (Signature)