PUSHPA SHINDE
Mumbai
Summary
Results-driven Operations & Finance Leader with 19 years of experience across Capital Markets, RMS, DP/KYC, Settlement, Accounts, Compliance and Implementation. Expert in process optimization, automation (RPA), regulatory compliance, and team leadership. Proven record of driving operational efficiency, ensuring risk management, and implementing enterprise-level technology solutions.
Overview
18
18
years of professional experience
1
1
Certification
Work History
Assistant Vice President – Operations
Bigul.co – Bonanza Portfolio Pvt. Ltd.
03.2025 - Current
- Lead end-to-end operations across RMS, DP, KYC, Settlement, and Accounts functions.
- Drive large-scale automation initiatives, implementing RPA solutions across multiple functions.
- Oversee RMS activities including BOD/Intraday/EOD checks, limits, margins, and pay-in controls.
- Manage DP account/KYC account onboarding, modifications, and compliance with regulatory and exchange guidelines.
- Supervise client fund management, AP payouts, and ledger reconciliation.
- Coordinate with exchanges, depositories, banks, and vendors for seamless operations.
- Lead team development, training, and regulatory circular implementation.
Manager – Software Implementation
Tech Excel Software Solution Pvt. Ltd.
04.2023 - 03.2024
- Gathered client requirements and ensured software solutions aligned with business objectives.
- Developed project plans, timelines, and risk mitigation strategies.
- Oversaw software installation, configuration, customization, and integration.
- Managed UAT, bug tracking, client training, and post-implementation support.
Head of Department – Accounts & Finance, RMS & Compliance
ISS Enterprises Ltd.
Navi Mumbai
11.2022 - 01.2024
- Managed daily fund operations, upstream/downstream transfers, and MIS reporting.
- Oversaw RMS allocations, client limits, and exposure monitoring across CM, FO, and CD segments.
- Executed FD operations, margin pledging, and quarterly settlements.
- Handled exchange portal operations (ABC requests, EPI/OFS, FD lien management).
- Prepared and verified obligation sheets, segregation files, bank balances, and weekly reports.
- Managed brokerage/AP payouts, late payment charges, short margin penalties, and client fund settlements.
- Lead NSE & BSE inspections and compliance reporting.
- Coordinated with banks, auditors, vendors, and exchanges for compliance and reporting.
- Ensured regulatory compliance and implemented software/process updates per exchange circulars.
- Conducted team training and knowledge transfer sessions.
Manager – Accounts Department
Choice Equity Broking Pvt Ltd.
05.2018 - 09.2022
- Managed daily client fund pay-ins/pay-out and exchange settlements (Obligation).
- Performed bank and exchange reconciliations, F&O margin entries, and compliance reporting.
- Released monthly AP/franchise payments and prepared compliance reports.
- Released Quarterly/Retention payout of client and monitoring client statement.
- Managing Fund Flow.
- Manage Team, handling exchange queries, manage with vendors.
Senior Test Lead
AQM Technologies Pvt Ltd
05.2018 - 05.2019
- Lead testing for Capital Markets software (Front & Back Office, Web, Mobile, EXE).
- Executed Manual, Functional, Integration, Regression, Sanity, and UAT testing.
- Verified RMS, OMS, Backoffice processes, fund & securities settlement, and client registration workflows.
Lead – Technical/Backoffice Software Support
TechExcel Software Solutions Pvt Ltd
02.2014 - 04.2018
- Managed UAT testing: identified errors, coordinated with technical team, and communicated resolutions to clients.
- Implemented exchange circular updates on UAT and live systems, ensuring accurate client-wise deployment.
- Supported clients with training and issue resolution for reports, compliance, billing, and reconciliation queries.
- Oversaw backoffice operations including billing, settlement, pay-in/pay-out, and collateral share processing across Equity, Derivatives, Commodities, Mutual Funds, and Currency segments.
- Facilitated smooth settlement processes for BSE & NSE demat transactions, including on/off market and early/direct payouts.
Manager – Operations
Ravechi Securities
12.2007 - 01.2014
- Managed accounting & finance, KYC, DP and RMS operations daily, weekly and monthly activity.
- Managed compliance processes including margin reporting (NSE CIM), Digital ECN, PMLA checks, high-risk due diligence, and periodic regulatory submissions.
- Manage trade settlement – Billing process of all segment, Securities Payin and payout, Stock reco and corporate action.
Education
MBA - Finance
Arunachal University of Studies
01.2022
B-com -
N.K.K.T College
Thane01.2007
Skills
- Operations & Process Management
- RMS & Risk Monitoring
- DP/KYC & Regulatory Compliance
- Accounts & Fund Management
- Settlement & Billing Operations
- RPA & Automation Implementation
- Software Implementation & UAT
- Team Leadership & Training
Certification
- NISM Series VIII – Equity Derivatives
- NCFM – Capital Market Dealer Module
- AMFI – Mutual Fund Advisors Module
- NISM – Depository Operations
- ISTQB Certified Tester
Accomplishments
- Successfully handled NSE inspections 4 times.
- Implemented RPA-based automations reducing manual workload significantly.
- Trained teams on regulatory changes, operations, and workflow enhancements.
Disclaimer
I hereby declare that the information provided above is true to the best of my knowledge.
Timeline
Assistant Vice President – Operations
Bigul.co – Bonanza Portfolio Pvt. Ltd.
03.2025 - Current
Manager – Software Implementation
Tech Excel Software Solution Pvt. Ltd.
04.2023 - 03.2024
Head of Department – Accounts & Finance, RMS & Compliance
ISS Enterprises Ltd.
11.2022 - 01.2024
Manager – Accounts Department
Choice Equity Broking Pvt Ltd.
05.2018 - 09.2022
Senior Test Lead
AQM Technologies Pvt Ltd
05.2018 - 05.2019
Lead – Technical/Backoffice Software Support
TechExcel Software Solutions Pvt Ltd
02.2014 - 04.2018
Manager – Operations
Ravechi Securities
12.2007 - 01.2014
MBA - Finance
Arunachal University of Studies
B-com -
N.K.K.T College