Rajath Nayak
Benguluru
Summary
Seeking a dynamic role within an organization that values high performance, fosters a competitive atmosphere and offers opportunities for professional growth. I aim to contribute over 9 years of expertise in Anti-money laundering, Know Your Customer and Customer Surveillance Transaction monitoring across various positions to excel in the departments to ensure adherence to compliance policies, procedures and regulatory obligations.
Overview
9
9
years of professional experience
1
1
Certification
Work History
Associate
Deutsche India Pvt Ltd, Bangalore
11.2022 - Current
- Led User Acceptance Testing (UAT) for system improvements, delivering comprehensive Management Information (MI) reports and ensuring proper reconciliation.
- Oversaw and mentored KYC team, managing workload and ensuring alignment with business priorities and compliance requirements.
- Led cross-functional teams, facilitating business calls, resolving queries, and sharing best practices across departments.
- Identified and implemented process improvements, reducing turnaround times (TAT) and minimizing operational errors.
- Produced accurate MI reports, tracked trends, and recommended process improvements to enhance monitoring efficiency and ensure compliance.
Customer Surveillance Analyst
HSBC Electronic Data Processing India Pvt Ltd, Bangalore
11.2021 - 11.2022
- Led AML and fraud investigations, including Trade-Based Money Laundering (TBML) cases across multiple regions, identifying anomalies in transaction patterns.
- Conducted post-transaction monitoring, ensuring adherence to KYC/CDD protocols and leveraging sophisticated bank systems for risk assessments.
- Produced detailed reports on surveillance alerts, red flags, and investigations, and provided clear, actionable recommendations for resolution.
- Managed surveillance systems, identifying market abuse risks and ensuring compliance with financial crime regulations.
- Applied expertise in analyzing trade/electronic communications for market abuse detection and ensuring adherence to internal control standards.
- Analyzed transaction data and customer profiles to identify unusual activities, assess financial crime risks, and support informed risk-based decisions.
Production and Quality Controller
HSBC Electronic Data Processing India Pvt Ltd
04.2019 - 11.2021
- Effectively overseeing and providing guidance to a team as a POD PQC, including workflow planning and addressing training requirements
- Managed time-sensitive projects, consistently meeting deadlines while maintaining compliance with regulatory standards and internal policies.
- Served as Subject Matter Expert (SME) on AML/KYC practices, providing mentorship and training across teams to ensure compliance with regulations.
- Facilitating business calls and holding regular meetings to impart best practices, offer guidance, and resolve queries
- Performing root cause analyses and communicating process-related updates to relevant stakeholders
- Conducting reviews of diverse customer profiles, encompassing public corporate entities, funds, joint ventures, financial institutions, and foundations
- Managed the review of diverse client profiles, including corporate entities, joint ventures, and financial institutions, ensuring compliance with KYC/AML guidelines.
- Led root cause analyses and communicated process-related updates to stakeholders to drive continuous improvements.
SWAT Analyst
HSBC Electronic Data Processing India Pvt Ltd
11.2017 - 04.2019
- Led User Acceptance Testing (UAT) for system improvements, producing accurate Management Information (MI) reports.
- Led the escalation of complex issues, offering clear, persuasive recommendations to senior management.
- Conducted reviews of high-risk, time sensitive and confidential client profiles and ensured compliance with KYC/AML guidelines.
- Skilled in utilizing global screening tools to assess financial crime risks, ensuring thorough risk management and control.
- Contributed to system enhancements by testing due diligence software and identifying areas for improvement in monitoring tools.
Associate
HSBC Electronic Data Processing India Pvt Ltd
03.2016 - 11.2017
- Conducted AML checks, refreshed client information, and screened transactions to ensure compliance with regulatory standards.
- Responded to client and internal inquiries, identifying risks and escalating issues for timely resolution.
- Collaborated with management, compliance, and quality assurance teams to optimize workflows and maintain strong relationships across departments.
- Utilized global screening tools to assess financial crime risks, ensuring adherence to internal control standards.
- Demonstrated strong communication, interpersonal, and organizational skills, collaborating effectively with global stakeholders.
Business Development Executive
Smollan India Pvt Ltd, Bangalore
10.2015 - 03.2016
- Engaged in client acquisition and direct company promotion
- Provided comprehensive after-sales service and meticulously documented client requirements in detailed reports
- Cultivated and sustained highly productive relationships with clients and industry partners, facilitating business growth
Education
Masters in Business Administration - Finance
JNNCE
Karnataka01.2015
Bachelors in Business Management -
SDMCBM
Karnataka01.2013
Skills
- Risk management and control
- Ability to handle a team
- Expertise in utilizing and analyzing screening hits from various global tools
- Attention to detail and strong analytical skills
- Excellent communication, interpersonal and teamwork skills
- Ability to adapt to change, work under pressure and maintain accuracy
- Strong knowledge of AML regulations and industry developments
Certification
Certified Anti-Money Laundering Specialist (ACAMS)
Key responsibilities
- Conducted AML checks and refreshed client information and screened to ensure accuracy and compliance
- Responded to client and internal queries, identifying and escalating risks and issues
- Collaborated with management, compliance, and quality assurance teams to maintain strong relationships
- Participated in onboarding projects and identified process efficiencies
- Worked in a fast-paced environment, prioritizing projects to meet tight deadlines
Accomplishments
Received Rising star, Best team, Dream team, Top Performer awards
Timeline
Associate
Deutsche India Pvt Ltd, Bangalore
11.2022 - Current
Customer Surveillance Analyst
HSBC Electronic Data Processing India Pvt Ltd, Bangalore
11.2021 - 11.2022
Production and Quality Controller
HSBC Electronic Data Processing India Pvt Ltd
04.2019 - 11.2021
SWAT Analyst
HSBC Electronic Data Processing India Pvt Ltd
11.2017 - 04.2019
Associate
HSBC Electronic Data Processing India Pvt Ltd
03.2016 - 11.2017
Business Development Executive
Smollan India Pvt Ltd, Bangalore
10.2015 - 03.2016
Certified Anti-Money Laundering Specialist (ACAMS)
Masters in Business Administration - Finance
JNNCE
Bachelors in Business Management -
SDMCBM
Similar Profiles
Amit KulkarniAmit Kulkarni
Vice President at Deutsche India Pvt. Ltd, Deutsche Bank of India, DBOIVice President at Deutsche India Pvt. Ltd, Deutsche Bank of India, DBOI
Manoj Singh SolankiManoj Singh Solanki
Senior Analyst at Deutsche India Pvt. Ltd- Deutsche Bank GroupSenior Analyst at Deutsche India Pvt. Ltd- Deutsche Bank Group
SANDHYA N RSANDHYA N R
Business Process Analyst at Autodesk India Pvt Ltd, Bangalore, IndiaBusiness Process Analyst at Autodesk India Pvt Ltd, Bangalore, India