RAJESH DOMINIC D’SA
Bangalore,Karnataka
Summary
Experience as a Senior Analyst Operations in Quality Assurance. Brokerage Reconciliation and Client onboarding post KYC.
Overview
15
15
years of professional experience
Work History
Senior Analyst Operations
DEUTSCHE BANK OPERATIONS INDIA
03.2015 - 04.2026
- Track client onboarding checks daily to verify Entity, Ownership, AML, CDD, and EDD completion before account opening.
- Handle client onboarding, trade operations, and reference data to maintain data quality and reduce control gaps.
- Support Equity QA and Loans Static reviews by checking records before account opening and validating static data updates in LS2.
- Review vendor procedures against static data requirements to confirm steps remain current and aligned to control standards.
- Communicate progress and plans to business stakeholders, manage expectations, and escalate risks or issues at the appropriate level.
- Build and maintain customer static data in Loan System (LS2) while supporting investment banking operations.
Senior Process Executive
ENVOY MORTGAGE INDIA (P) LTD
06.2012 - 11.2013
- Route appraisal orders per day to licensed appraisers or AMCs, supporting timely mortgage processing.
- Assign appraisal orders to licensed and certified appraisers or AMCs based on case requirements and workload.
- Coordinate with appraisers and loan officers to complete valuations in line with U.S. mortgage guidelines.
- Review appraiser profiles for accuracy and turn time, using quality assurance checks to support reliable assignments.
Senior Process Executive
UBS SERVICES SERVICE CENTER INDIA
11.2010 - 01.2012
- Booked equity, bond, and options trades from client instructions while supporting post-KYC operations for hedge fund accounts.
- Investigated trade rejects and auto-feed failures, identified root causes, and corrected issues to restore processing flow.
- Supported hedge fund clients across multi-product, regional markets by handling trade operations with strong attention to detail.
Team Member - Investment Banking Brokerage
JP MORGAN INDIA PVT. LTD
02.2007 - 09.2009
- Reconciled execution brokerage payments across NY, LDN, and Asia brokers to support timely settlement.
- Matched Tranche, Fed Funds, and Interest Rate Swaps records against clearing data to confirm product-level accuracy.
- Reviewed clearing payments for discrepancies and corrected settlement issues before final processing.
- Protected client confidentiality while handling sensitive brokerage information and maintaining non-disclosure standards.
Education
Master of Business Administration - Finance
Symbiosis Skills and Professional University
09-2026
Bachelors - Commerce
ST. ALOYSIUS COLLEGE, (Autonomous) Mangalore
Mangalore01-2006
Diploma - Office Management
MANIPAL COMPUTER ACADEMY
01-2001
Skills
Quality assurance
Operations
Investment banking
Post KYC
AML
Client onboarding
Trade operations
Reference data management
Data quality control
Management reporting
Timeline
Senior Analyst Operations
DEUTSCHE BANK OPERATIONS INDIA
03.2015 - 04.2026
Senior Process Executive
ENVOY MORTGAGE INDIA (P) LTD
06.2012 - 11.2013
Senior Process Executive
UBS SERVICES SERVICE CENTER INDIA
11.2010 - 01.2012
Team Member - Investment Banking Brokerage
JP MORGAN INDIA PVT. LTD
02.2007 - 09.2009
Diploma - Office Management
MANIPAL COMPUTER ACADEMY
Bachelors - Commerce
ST. ALOYSIUS COLLEGE, (Autonomous) Mangalore
Master of Business Administration - Finance
Symbiosis Skills and Professional University