Rajesh P
KYC Asscoiate
Bangalore
Summary
Experienced Senior Associate driven to optimize processes and streamline operations for team efficiency. Decisive leader with an analytical and flexible approach to solving problems.
Overview
13
13
years of professional experience
5
5
years of post-secondary education
Work History
Associate
Deutsche Bank India Pvt Ltd
2022.09 - Current
- Managing and allocation of daily tasks to team members
- Training new team members on process and ensuring smooth transition to process onboarding
- Handling stakeholders over business calls for smooth business flow.
- Maintaining and updating KYC policy and process updates to team members
- Creating reports for higher managements for process tracking
- Providing feedback to team members and ensuring that the team's quality meets the company standards
- Ensuring to adhere to SLA standard for team members and self
- Analyzing the regulatory compliance standards and ensuring the adherence of the same regulatory standards by the client
- Conduct enhanced due diligence (EDD) on existing clients in accordance with Firm CIP policies and the USA Patriot Act for international clients and sensitive domestic clients such as PEPs or those associated with high-risk industries or countries.
- Perform Enhanced due diligence, customer due diligence, simple due diligence, Discounting of screening hits using various tools like RDC, Fircosoft and lexis nexus.
- Analyzing and discounting PEP hits and sanction hits and escalating the same to the respective Anti financial crime department on required basis.
- Analyzing the different KYC AML standards of entities like Trust foundation, Special purpose vehicles, Money service provider, Casino, Fintech, Regulated, listed and private entities and applying the right level of due diligence and KYC AML policies.
- Verified ownership and transaction information and dividend distribution instructions to check conformance with governmental regulations using stock records and reports.
- Performed duties in accordance with all applicable standards, policies and regulatory guidelines to promote safe working environment.
Senior Associate
Intertrust Group
2021.10 - 2022.08
- Served as keyholder, overseeing business opening and closing operations.
- Assigned tasks to lower-level personnel based on qualifications and skills set.
- Trained and supported new team members, maintaining culture of collaboration.
- Perform detailed data gathering and analyze the gathered data
- Responsible for ensuring KYC checks and completing Enhanced Due Diligence
- Conducting PEPs (Politically Exposed Persons) screening and adverse media checks
- Compliance with regulations and attainment of client specific processing requirements
- Analyzing the different KYC AML standards of entities like Trust foundation, Special purpose vehicles, Money service provider, Casino, Fintech, regulated, listed and private entities and applying the right level of due diligence and KYC AML policies.
- Handle smaller projects and drive the project to successful completion meeting the company’s standards.
Transaction Processing Analyst
Accenture Services Pvt Ltd
2014.11 - 2021.10
- Analyzing the regulatory compliance standards and ensuring the adherence of the same regulatory standards by the client
- Conduct enhanced due diligence (EDD) on existing clients in accordance with Firm CIP policies and the USA Patriot Act for international clients and sensitive domestic clients such as PEPs or those associated with high-risk industries or countries.
- Perform Enhanced due diligence, customer due diligence, simple due diligence, Discounting of screening hits using various tools like RDC, Fircosoft and lexis nexus.
- Analyzing and discounting PEP hits and sanction hits and escalating the same to the respective Anti financial crime department on required basis.
- Analyzing the different KYC AML standards of entities like Trust foundation, Special purpose vehicles, Money service provider, Casino, Fintech, Regulated, listed and private entities and applying the right level of due diligence and KYC AML policies.
- Verified ownership and transaction information and dividend distribution instructions to check conformance with governmental regulations using stock records and reports.
- Performed duties in accordance with all applicable standards, policies and regulatory guidelines to promote safe working environment.
Research Analyst
Daygains Services
2012.01 - 2013.12
- Used varied statistical and data analysis techniques to draw conclusions from research.
- Prepared detailed reports summarizing research findings and recommendations for further action.
- Conducted in-depth qualitative and quantitative research to identify trends and generate insights.
- Managed campaigns for various clients that consistently exceeded sales goals.
- Collected and analyzed data from variety of sources to create detailed market research reports for top-level decision makers.
- To generate calls on options(intraday/positional) Contact customers via calls when they had trade related issues and resolve their issues.
- Provide the trade calls provided research team and collect payments for the company.
Support Analyst
Spider Software Pvt Ltd
2010.10 - 2011.12
- To assist customers via calls, Chat, Email and resolve any technical issue faced by the customer.
- To Retain clients to enhance companies.
- Created user accounts and managed access control.
- Monitored helpdesk and responded to incoming tickets to address support needs.
- Answered customer support inquiries via specialized ticket tracking platforms, including Team viewer and Siebel
Education
Bachelor of Commerce - Commerce
Madurai Kamaraj University
Madurai 2016.08 - 2019.09
Pre University College - Computer Science
Seshadripuram PU College
Bangalore 2006.01 - 2007.05
High School Diploma -
Mec High School
Bangalore 2004.04 - 2005.03
Skills
KYC
undefinedTimeline
Associate
Deutsche Bank India Pvt Ltd
2022.09 - Current
Senior Associate
Intertrust Group
2021.10 - 2022.08
Bachelor of Commerce - Commerce
Madurai Kamaraj University
2016.08 - 2019.09
Transaction Processing Analyst
Accenture Services Pvt Ltd
2014.11 - 2021.10
Research Analyst
Daygains Services
2012.01 - 2013.12
Support Analyst
Spider Software Pvt Ltd
2010.10 - 2011.12
Pre University College - Computer Science
Seshadripuram PU College
2006.01 - 2007.05
High School Diploma -
Mec High School
2004.04 - 2005.03
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