Rajkumar Ramasamy

Bank OF NEW YORK - TRADE CAPTURE:

• Working under Asset management – Trade Capture, Trade Processing Involved directly in
handling client instruction with Accuracy, Quality, Prioritization and in a timely manner
• Delivery Vs Payment, Delivery Vs Free, Receive Vs Payment, Receive Vs Free, SPO’s (Special Payment Order), Tri party REPO, REPO, Reverse REPO, Agent Lending, Cancellation – Domestic & Global, Cross Borders, Pledge & Release, Segregation & Segregation release, Reversals, Amendments, Delivery & shipment, Internal & External Account swings are booked/processed manually on the daily basis
• Performing the cancellation which was sent by the client via SWIFT, LASER, DTC & INFORM and making sure the account will get balanced while cancelling the trade
• Processing External & Internal transfer BT & BLOCK trades
• Sending MT599 SWIFT Messages to the SUB
• Responsible for Trade Capturing & setting up MT540, MT541, MT542, MT543, MT210, MT202, MT599 etc
• Processing Executed & Unexecuted Mutual Funds
• Repairing trades failing STP with market specifications and cancellation of trades
• Collaborated with Client Service Representatives to resolve their trade related issues and working with the trade settlement team to ensure that trades are settled in the market
• Monitoring market and client cut off time of Global markets to ensure trades are delivered/ settled on time
• Audit the work of others at the end of the day to ensure quality and risk
• Expertly re-delivering the trades as per client request in domestic market (US) as well as Global markets and made the funding on Russian & China funding
• Reconciling the FX information on trades new instruction as well as cancellation
• Reconcile the Securities and work with setup team to make the eligible the based on the issuer
• Reconciling the cross-currency trades whether the trades are Settled/Delivered in the market properly
• Investigation on cancellation and that was processed with coursing the settle but short.
• Provide quality client service and support to internal clients and occasionally external clients on a dailybasis, including phone interaction, problem resolution and account transaction processing in a timely manner
• Market handling – US, UK, European, Fareast, Americas.
• Providing training and guidance to 8 individuals, including three from Pune and five from Chennai

BANK OF NEW YORK - IVC:

• Working under Asset management – handling Trade, Cash, Foreign exchange, Derivatives, Corporate action, IPO’s, Mutual funds, SWIFT Instructions, STIF Instructions and Time deposits.
• Provide quality client service and support to internal clients and occasionally external clients on a daily basis, including phone interaction, problem resolution and account transaction processing in a timely manner
• Performs routine operational tasks in a product or functional area, processing updates to client accounts or company records and ensuring that data is feeding into the right system
• Enters data, keying information from checks, interpreting payee information and transcribing into on-line system
• Investigates and corrects errors in company records and client accounts
• Provides product knowledge, market nuances and requirements and technical assistance, as necessary
• We interact with record keepers to verify that client records are in sync with the fund company or another custodian
• Executes all correspondent requisites in a timely and accurate manner with an understanding of the underlying business and specific client need
• Accurately opens and updates accounts or company records

BANK OF NEW YORK - Trade Settlements:

• Running macro for same day and past date trades in order to confirm the settlement
• Collaborated with Client Service Representatives to resolve their trade related issues
• Working with the trade capture team to ensure that trades are processed and verified correctly in order to meet settlement.
• Sending MT599 SWIFT Messages to the SUB