Summary
Overview
Work History
Education
Skills
Certification
Timeline
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Rakesh Kumar. K

Rakesh Kumar. K

Bengaluru

Summary

Commitment to service excellence to Clients and stakeholders is reflected in my role as AVP for over 3 years now with expertise in Product consulting for Equity, Debt and Derivatives and its Trade life cycle management. The strategic approach towards understanding and solutioning has consistently yielded high client satisfaction and operational Initiatives/innovation. With a robust foundation in trade operations, I've cultivated a deep understanding of financial markets. My expertise in institutional relations and trade support has empowered the organization to enhance process efficiency, Controls and integrate industry updates effectively in the regulatory framework.

Overview

18
18
years of professional experience
1
1
Certification

Work History

AVP

Northern Trust Corporation
Bengaluru
03.2022 - Current
  • Working as Senior Client Service Manager for Key APAC Clients and Investment Management firms supporting their Middle office/back office and Custody services for Equity, Debt and Derivatives products.
  • Point of contact for Client escalations and service management and Consultant for industry updates and implementation of regulatory initiatives like EMIR REFIT and MAS, ASIC Rewrite Changes for Compliance.

Associate/Manager

Deutsche Bank
Bengaluru
09.2018 - 03.2022
  • FX Derivatives Trade Support - Middle office Book management for Trading/ Sales desk & Trade enrichment services for desk.
  • Trade Fixing with Vendor Prices and Book risk management.
  • Trade settlement issues/dispute resolution and Aged Rec break items fixation and reporting to leadership as part if Monthly MI.

Team Leader

Accenture
Bengaluru
09.2013 - 09.2018
  • Managed a team supporting Equity Trade settlements and migrated critical Stock loan/Collateral processes from Client location and stabilized seamlessly
  • Responsible for building SME base for the migrated processes in high Attrition Vendor environment and developed process management skills also honed Client management services and initiated Controls in the process for Governance.

Senior Analyst

Barclays
Chennai
09.2012 - 09.2013
  • Worked for Prime brokerage process of Synthetic OTC derivatives MO team and was responsible for Trade position management and Corporate actions processing for the underlying Equity Swap Derivative contracts.

Process Supervisor

Infosys
Bengaluru
03.2007 - 09.2012
  • Exposure to Listed/Exchange Traded Derivatives world as a beginner and learnt all the trade support activities like clearing, settlements, client services, brokerage, Recs for the major IB client for Infosys and opportunity to have a complete BO view of the Trade lifecycle, worked as Supervisor for the global markets listed derivatives team.

Education

Bachelor of Business Administration - BBA, Finance, General

Sri Adi Chunchanagiri College of Business Management
04.2005

Master of Business Administration - MBA, Finance

Institute of Management Technology
Ghaziabad

Master in Business laws, Banking, Corporate, Finance, and Securities Law -

National Law School of India University

Skills

  • Trade process enrichment
  • Risk Management
  • Client Relations
  • Financial markets expertise

Certification

  • Securities Investment Certificate(CISI)
  • Investment Foundations Certificate (CISI)

Timeline

AVP

Northern Trust Corporation
03.2022 - Current

Associate/Manager

Deutsche Bank
09.2018 - 03.2022

Team Leader

Accenture
09.2013 - 09.2018

Senior Analyst

Barclays
09.2012 - 09.2013

Process Supervisor

Infosys
03.2007 - 09.2012

Bachelor of Business Administration - BBA, Finance, General

Sri Adi Chunchanagiri College of Business Management

Master of Business Administration - MBA, Finance

Institute of Management Technology

Master in Business laws, Banking, Corporate, Finance, and Securities Law -

National Law School of India University

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