Rama Pathak
Gorakhpur
Summary
Professional with strong background in financial compliance and transaction monitoring. Well-versed in identifying suspicious activity and ensuring adherence to regulatory standards. Skilled in data analysis, risk assessment, and investigative techniques. Known for fostering team collaboration and adapting to evolving requirements. Reliable, results-driven, and prepared to make significant impact.
Overview
3
3
years of professional experience
Work History
Associate Analyst
AML RightSource India Pvt Ltd
04.2024 - Current
- Identifying and escalating suspicious activities in the alerted transaction, Including predicate offenses of money laundering and terrorist funding
- Performed sanction screening process leveraging advanced tools, resulting in enhanced efficiency and accuracy in identifying individuals or entities on watchlists, thereby ensuring compliance with regulatory requirements and minimizing the risk of financial sanctions violations
- Conducted complex case investigations, alert clearing, Negative news, and Sanction Screening and reviews under the bank's policies and procedures
- Write a narrative about the activities in the account and why these appear to be reasonable/Not reasonable
- Experienced in monitoring transactions, recognizing red flags, and managing fraud trends to effectively address and mitigate potential risk in financial activities.
- Served as a subject matter expert within the organization for all matters related to transaction monitoring, providing guidance and support to colleagues as needed.
Associate
Genpact India Pvt Ltd
02.2022 - 04.2024
- Reviewed and analyzed underlying data related to Anti-Money Laundering (AML), Terrorist Financing (TF), Human Trafficking, and other red flags, making informed decisions on whether alerts should be escalated or closed with no further action
- Conducted periodic reviews to ensure compliance with regulatory requirements and the bank's internal policies, maintaining the integrity of the AML-KYC processes and protocols
- Conducted thorough investigations on employees, consultants, vendors, contractors, and third-party advisers against regulatory watchlists such as RDC, OFAC Specially Designated Nationals List (SDN), and Blocked Person list, ensuring compliance with regulatory standards
- Ensured compliance with financial regulations by monitoring and analyzing transactions for suspicious activity, preparing detailed reports for regulatory bodies, and coordinating with legal and compliance teams to resolve flagged transactions
- Supported compliance team in meeting regulatory requirements by conducting thorough investigations on flagged transactions.
Education
BBA -
MODERN GIRLS COLLEGE OF PROFESSIONAL STUDIES
2019
HIGHER SECONDARY CERTIFICATE -
SVM BALIKA VIDYALA
2015
SECONDARY SCHOOL CERTIFICATE -
SVM BALIKA VIDYALA
2013
Skills
- Transaction Monitoring
- Sanction Screening
- Negative News
- Leadership
- AML compliance
- Financial crime prevention
- Adverse Media/Negative News
Timeline
Associate Analyst
AML RightSource India Pvt Ltd
04.2024 - Current
Associate
Genpact India Pvt Ltd
02.2022 - 04.2024
BBA -
MODERN GIRLS COLLEGE OF PROFESSIONAL STUDIES
HIGHER SECONDARY CERTIFICATE -
SVM BALIKA VIDYALA
SECONDARY SCHOOL CERTIFICATE -
SVM BALIKA VIDYALA
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