Rathnam Bala
Internal Audit & Risk Management Professional
Bangalore
Summary
Highly organized and self-motivated professional experienced in project management, team development and process improvement. Skilled in developing and implementing strategies to increase efficiency and performance. Passionate about driving business growth and creating positive work environment.
Overview
18
18
years of professional experience
Work History
Associate Director
KPMG Global Services Pvt Ltd
2022.03 - Current
- Led teams up to 30 personnel, on a project for a Global bank and supported in managing data governance controls for client.
- Mentored junior staff members, providing guidance on professional development opportunities and career progression paths within company.
- Fostered culture of continuous improvement by encouraging staff to share innovative ideas and providing resources for professional development.
- Assisted senior leadership in managing all aspects of operations.
- Tracked and reported key business metrics to Senior management.
Finance Manager
Team Lease Digital Pvt Ltd
2021.09 - 2022.03
- Responsible for implementation of SOX Compliance readiness for client
- Performing interim reviews to assess Design and Operational effectiveness of Controls within Finance and business functions
- Responsible for ensuring entity wide Policies and SOP's are in place
- Front end SOX Audits for client for completion of engagement
Manager Finance
DXC Technology India Pvt. Ltd
2019.02 - 2021.04
- Managed Closing & Reporting, and facilitating internal and external audit activities for India entities
- Led a team of 13 members with providing Guidance and Coaching for their professional development
- Managed review of Delegation of Authority (DOA) Matrix for enhancements to payments authorizations and PO creation for PAN India across 3 Entities
- Key Point of Contact for Senior Stakeholders in Other Finance Teams
- Part of India entity Budget reviews to monitor monthly budget spend & variances
Advisor / Sr. Prof Finance
DXC Technology India Pvt Ltd
2014.03 - 2019.01
- Independently managed Sarbanes Oxley reviews and providing assurance to senior management on Internal Controls over Financial Reporting (ICFR) for India Entities
- Championed a project around system changes in SAP (local ERP) tool as a part of Facility Restructuring Activities
- Managed special reviews for Contract Labor management process and recommended process improvement around PO renewals & Time Tracking
- Planned & Led projects on Physical Verification of Fixed assets Activity (>200k assets) for PAN India locations that enhanced controls on asset management process.
- Led review of Delegation of Authority (DOA) Matrix for enhancements to payments authorizations and PO creation
- Promoted to Advisor Finance in Feb 2017 and Manager Finance in Feb 2019
Associate - Internal Audit
BlackRock Service India Pvt Ltd
2012.09 - 2013.12
- Performed Internal Audit reviews per plan approved by Audit Committee for Business Functions (Client onboarding, Trade Operations) and Enabler Functions (Travel & Payroll, Facilities, Compliance)
- Performed business reviews in Australia & Finance process Reviews in Singapore locations
- Ensured adherence to company policies by reviewing employee expense reports for accuracy.
- Contributed to the development of annual audit plans based on risk assessments and management priorities.
- Streamlined internal communication processes between departments in order to expedite audit completion times.
Auditor- Corporate Audit
Bank of America - BA Continuum India Pvt Ltd.
2008.03 - 2012.08
- Performed Internal Audit Reviews as per plan approved by Audit Committee for Business Functions (Global Markets, Home Loans, Regulatory Reviews for US regulations, ) Enabler Functions (Order 2 Cash, Procure 2 Pay, and 3rd Party Supplier Reviews
- Performed Sarbanes Oxley (SOX) reviews for 404 and 302 certification working with global audit teams and Part of SOX testing team and performed a review for Global Markets Business in London
- Identified Process Improvements Opportunities (PIO) within functions such as Supply chain management, Contracts management for discussion with stakeholders and making recommendations to Senior Management.
- Managed multiple concurrent audit engagements, prioritizing tasks to meet deadlines without compromising quality.
- Mentored junior auditors, sharing knowledge and best practices to foster their professional growth within the team.
Executive Internal Audit
Exl Service India Pt Ltd
2006.09 - 2008.03
- Prepared audit program and conducting audits for Business functions BFSI Clients and Enabler functions (Payroll, Accounts Payables Facilities, Human Resources & Recruitment)
- Performed Sarbanes Oxley (SOX) compliance testing for Entity level and Financial controls
- Involved in testing Design and Operating effectiveness of internal controls
- Identified areas of improvements in areas related to HR & Payroll
- Discussed audit observations and recommendations with Senior management
- Collaborated with senior executives to develop effective internal controls for mitigating risks.
Education
Some College (No Degree) - Financial Accounting
Institute of Chartered Accountants of India
New Delhi 2001.05 - 2006.05
B.Com -
Delhi University
New Delhi 2000.08 - 2004.04
Skills
Internal Auditsundefined
Csr Initiatives
Volunteered for NGO visits as a part of Corporate Social Responsibility initiatives within Organization
Timeline
Associate Director
KPMG Global Services Pvt Ltd
2022.03 - Current
Finance Manager
Team Lease Digital Pvt Ltd
2021.09 - 2022.03
Manager Finance
DXC Technology India Pvt. Ltd
2019.02 - 2021.04
Advisor / Sr. Prof Finance
DXC Technology India Pvt Ltd
2014.03 - 2019.01
Associate - Internal Audit
BlackRock Service India Pvt Ltd
2012.09 - 2013.12
Auditor- Corporate Audit
Bank of America - BA Continuum India Pvt Ltd.
2008.03 - 2012.08
Executive Internal Audit
Exl Service India Pt Ltd
2006.09 - 2008.03
Some College (No Degree) - Financial Accounting
Institute of Chartered Accountants of India
2001.05 - 2006.05
B.Com -
Delhi University
2000.08 - 2004.04
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