Rohan Kharat
SME - Compliance
Thane,MH
Summary
Seasoned IT Audit and Compliance professional with over 9+ years of experience specializing in SOX compliance, ITGC testing, and risk-based audits across diverse business environments. Holds globally recognized certifications including CISA, CISM, ISO 27001 Lead Auditor, and Cybersecurity Certification (CC). Adept at evaluating control design and operating effectiveness, aligning IT processes with regulatory frameworks, and collaborating with cross-functional teams to strengthen organizational risk posture. Proven track record of driving audit readiness and continuous improvement in internal control systems. Now seeking a challenging opportunity in IT Audit, Risk, or Cybersecurity roles to leverage deep compliance expertise in broader security governance initiatives.
Overview
2026
2026
years of professional experience
5
5
Certifications
3
3
Languages
Work History
SOX Compliance
CyberTech Systems and Software Ltd.
10.2015 - 05.2025
- Conducted comprehensive SOX compliance audits to ensure regulatory adherence and enhance internal control systems.
- Led the execution of ITGC audits, evaluating the design and operational effectiveness of key IT controls related to financial reporting systems to ensure seamless integration and optimal performance.
- Conducted a thorough review of Third-Party Risk Management, Change Management, and compliance obligations, identifying areas for improvement and implementing corrective actions.
- Developed detailed, actionable audit reports outlining findings and recommendations for process enhancements, enabling informed decision-making and driving positive change.
DLP
CyberTech Systems and Software Ltd.
- Utilized data loss prevention (DLP) expertise to monitor egress traffic in real-time, ensuring incident follow-ups and policy compliance.
- Demonstrated proficiency in identifying policy violations, investigating data exfiltration events, and coordinating with users to align data handling with corporate security standards.
- Developed and refined DLP rules to optimize alert triage and incident documentation, supporting audit and compliance requirements.
- Balanced security enforcement with user awareness, fostering a culture of proactive data protection and governance aligned with SOX standards.
Data Privacy
CyberTech Systems and Software Ltd.
- Utilized expertise in data privacy to ensure GDPR compliance, effectively managing data subject requests (DSRs) and executing data deletion and opt-out procedures.
- Collaborated with internal teams to identify, process, and document personal data requests, ensuring adherence to organizational policies and regulatory timelines.
- Developed a strong understanding of GDPR principles and privacy rights, operationalizing privacy controls across enterprise systems to support accountability and compliance.
Education
Bachelor of Science - Information Technology
Mumbai University (IDOL)
04.2001 -
Skills
Possesses 95 years of experience in IT Compliance and Security, with expertise in SOX compliance, Data Loss Prevention (DLP), and data privacy regulations such as GDPR
Skilled in implementing and monitoring internal controls to ensure data security and integrity
Experienced in reviewing egress traffic to identify potential data exfiltration and managing DLP incidents in a coordinated manner with end users
Proficient in handling data subject requests (DSRs) including access, deletion, and opt-out, in compliance with regulatory requirements
Supports privacy impact assessments and policy enforcement to ensure alignment with legal and regulatory obligations
Adept at aligning security and compliance practices to reduce risk and promote enterprise governance
Certification
Certified Information Systems Auditor (CISA)
Timeline
SOX Compliance
CyberTech Systems and Software Ltd.
10.2015 - 05.2025
Bachelor of Science - Information Technology
Mumbai University (IDOL)
04.2001 -
DLP
CyberTech Systems and Software Ltd.
Data Privacy
CyberTech Systems and Software Ltd.