Rohan Vazapully
Bengaluru
Summary
I have substantial experience in global risk management and due diligence, specifically leading client and partner engagements in the Eastern Southern African (ESA) region. My role involves global onboarding, performing AML checks, and executing KYC procedures. I am adept at both standard and enhanced due diligence (CDD/EDD), sanctions and negative news screening, and identifying risks related to money laundering and sanctions. I conduct extensive research, prepare detailed escalation reports for Money Laundering Reporting Officers (MLROs), and ensure the accuracy of due diligence reports through rigorous quality checks. Additionally, I manage periodic trigger reviews and provide weekly reports to Regional Directors (RDs) and Business Directors (BDs) on due diligence clients.
Overview
4
4
years of professional experience
1
1
Certification
Work History
Senior Associate - EDD Team
TerraPay
Bengaluru
01.2024 - Current
- Leading the Eastern & Southern African client onboarding
- Enhanced Due Diligence (EDD) processes, where I conduct advanced research, prepare various escalation reports (such as PEP Reports, Adverse Media Reports, Country Risk Reports, and EDD Reports), and review complex ownership structures
Associate - Compliance Onboarding Team
TerraPay
Bengaluru
08.2022 - 01.2024
- I oversee the partner onboarding process, beginning with screening and document verification
- I handle the documentation phase and conduct thorough customer due diligence, which includes enhanced due diligence when necessary
- I manage the annual and periodic review processes to ensure ongoing compliance and accuracy
Compliance Analyst
NTT DATA Services
Chennai
10.2021 - 08.2022
- Responsible for creating reviews and conducting customer due diligence
- This includes performing annual and enhanced due diligence as needed, verifying documents, and managing periodic trigger reviews
Billing Specialist
GreenMart Supermarket
Ottappalam
08.2020 - 07.2021
- Billing and Invoice Entries including GST bills
Education
Bachelor of Commerce - BCom - Commerce
University of Calicut
Kerala01.2020
Higher Secondary Schooling - Commerce
Bharatiya Vidya Bhavan's
Kerala04.2017
Skills
- Investigation
- Global regulatory compliance
- Enhanced due diligence
- Training and mentoring
- Process implementation
Certification
- What is Compliance?
- Privacy Law and Data Protection
- Six Sigma and the Organization (Advanced)
- Six Sigma Advanced Analyze Phase
- Six Sigma Advanced Define and Measure Phases
References
References available upon request.
Timeline
Senior Associate - EDD Team
TerraPay
01.2024 - Current
Associate - Compliance Onboarding Team
TerraPay
08.2022 - 01.2024
Compliance Analyst
NTT DATA Services
10.2021 - 08.2022
Billing Specialist
GreenMart Supermarket
08.2020 - 07.2021
- What is Compliance?
- Privacy Law and Data Protection
- Six Sigma and the Organization (Advanced)
- Six Sigma Advanced Analyze Phase
- Six Sigma Advanced Define and Measure Phases
Bachelor of Commerce - BCom - Commerce
University of Calicut
Higher Secondary Schooling - Commerce
Bharatiya Vidya Bhavan's
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