Sakshi D Jaiswal
Pune
Summary
Meticulous Investment Banking Operations Analyst with a robust analytical foundation. Demonstrated mastery in transaction processing, Global operations, risk management, and regulatory compliance. Proficient in enhancing operational efficacy and facilitating smooth financial transactions. Possesses superb communication and collaborative abilities, thriving in dynamic and fast-paced environments.
Overview
3
3
years of professional experience
1
1
Certification
Work History
Intermediate Representative
BNY Mellon International Ops India Ltd
Pune
12.2022 - Current
- Managed benefit disbursement for US clients, as part of Global Treasury Payment Services Operations.
- · Handled Participant maintenance (PM2) tasks, including entering details into the BenPay system.
- · Processing Non-financial changes, setting up new setups and managing payments such as ACH, stop payments, Money Movement ,CDA Balancing, Off cycle and FICA Funding. Processed reclaims and reissues of overpayments using ACH (Automated Clearing House) database, check payment reissue, reversal, and purge requests.
- · Transferred to the reporting team as a verifier, Q’Cer, and Reconciliation analyst role, ensuring accuracy and completeness of data in reports extracted from BenPay using Mobius app.
- · Prepared MIS trackers, identified & escalated discrepancies & performed bank, Payment and cash reconciliations.
- · Tax form reissuance and verification of federal and state taxes.
- · Implemented processes like file deletion, reclaim, and reversal of payments, and released stop payments via Nexen-Treasury Edge portal.
- · Process IRS Form W-4 (Employee's Withholding Allowance Certificate) for tax withholding purposes.
- · Handle W-4P forms (Withholding Certificates for Pension and Annuity Payments) to manage tax withholdings for pension and annuity payments. Expertise in navigating IRS regulations and IRS forms including W-8, W-9, W-4, and W-4P.
- · Reissue & sending 1099-R tax forms to participants for previous year as needed for reissue purposes.
- · Work Allocation and ensure adherence to SLAs, BAU requirements, and conducting client reporting.
- ·Awareness of and adherence to audit & risk controls.
- · Manage the reporting team as a pioneer, Provide training to new joiners overseeing tasks such as indexing, uploading documents received via different portals such as Lockbox and Pension phone. Document and payment validation. Manage accounts payable by processing invoices, verifying transactions, Creating Funding memos and handling vendor payments. Handle accounts receivable tasks including invoicing, tracking payments, and following up on over dues
Associate
Angel One Ltd
Mumbai
09.2021 - 09.2022
- · Daily monitoring of account opening activity to ensure all regulatory/document requirements are met.
- · Placed equity and derivatives orders on behalf of clients, including trade placing, trade confirmation and booking. Conducted front office and back-office operations, including personal details updating,
- stock transfer, segment activation, dormant account activation, bank addition, and other KYC operations.
- · Addressed general queries related to the product basket, including equity IPO, derivatives, bonds, commodities, mutual funds, overseas investment, and corporate actions such as Voluntary and Involuntary for ex,dividend, Right issues ,Buy back ,stock bonus, stock split, merger, and demergers.
- · Responsible for capturing, scrubbing and capturing the Corporate Actions Data
- · Provided documentation to support financial transactions and global reports for filing ITR.Assisted with Demat and trading account opening, MTF (Margin Trading Facility) and margin trading. Resolved queries related to customer accounts, cash, stock balance, charges, fund processing, NAVs (Net Asset Values), and margin penalties.
- · Provided statements, bills, tax details, ledger, and contract notes to clients, ensuring timely delivery of financial report
Education
Bachelor of Computer Applications -
International School of Management Excellence
06-2021
GED -
Kendriya Vidyalaya Sangathan
05-2018
High School Diploma -
Mahatma Gandhi C S High School
05-2016
Skills
- Corporate Actions Expertise
- Data Management
- Fixed Income Analysis
- Bloomberg Terminal Usage
- Team building
- Microsoft Excel
Certification
- April 2022 NISM Series – 7(Securities operation) & 8(Equity Derivatives) Certified
- Nov 2023 Certified in KYC/AML
- May 2021 Certified in Indian Stock & Forex Market
- April 2024 Certificate in Trade Life Cycle Management
- April 2024 Certificate in Investment Banking Operations
Languages
Hindi
First Language
English
Advanced (C1)
C1
Marathi
Advanced (C1)
C1
Timeline
Intermediate Representative
BNY Mellon International Ops India Ltd
12.2022 - Current
Associate
Angel One Ltd
09.2021 - 09.2022
Bachelor of Computer Applications -
International School of Management Excellence
GED -
Kendriya Vidyalaya Sangathan
High School Diploma -
Mahatma Gandhi C S High School
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