SAKSHI GUPTA
Securities And Derivatives Analyst- Middle Office Trade Processing
Gurgaon
Summary
Trade Processing Analyst with three years of Middle Office experience supporting front-office trading desks across multiple asset classes. Strong expertise in trade capture, validation, lifecycle management, reconciliations, exception handling, and risk controls. Proven ability to manage high trade volumes, resolve breaks, and ensure compliance with internal policies, and regulatory requirements. Collaborative professional experienced in working with Front Office, Risk, Back Office, and external counterparties.
Overview
3
3
years of professional experience
1
1
Certification
Work History
Securities&Derivatives Analyst-MO Trade Processing
Citicorp Finance
05.2023 - Current
- Supported Middle Office trade processing activities by processing and validating daily trade volumes across multiple asset classes, including equities, fixed income, and derivatives.
- Performed trade capture, validation, and enrichment to ensure the accuracy of trade details prior to downstream processing.
- Ensured timely trade confirmation, affirmation, and settlement in compliance with internal controls and market regulations.
- Conducted pre- and post-trade checks, including price, quantity, counterparty, SSI, and regulatory validations.
- Investigated and resolved trade breaks and exceptions, working closely with the Front Office, Risk, Finance, and Back Office teams.
- Investigated trade discrepancies by coordinating with the front office, counterparties, and custodians.
- Managed trade lifecycle events (amendments, cancellations, and lifecycle updates), and proactively monitored failed trades, implementing corrective actions to enhance settlement efficiency.
- Supported audits and regulatory reporting by maintaining accurate documentation and controls.
- Participated in process improvement initiatives to enhance control effectiveness and operational efficiency.
Equity Researcher-Summer Intern
Bajaj Allianz Life Insurance
02.2022 - 06.2022
- Understand the risk profile of different individuals, and analyze the market performance by using fundamental and technical analysis.
- Understand the role of fundamental analysis in building wealth and technical analysis in order to earn a profit from trading.
Education
PGPM -
ICFAI BUSINESS SCHOOL
Gurgaon01.2023
B.COM - undefined
RG(PG) COLLEGE
Meerut01.2021
XII - undefined
DAYAWATI MODI ACADEMY-1
01.2016
X - undefined
DAYAWATI MODI ACADEMY-1
01.2014
Skills
Trade Processing
Middle office operations
Trade capture and validation
Trade matching and confirmation
Client and counterparty communication
Trade lifecycle management
Exception management and break resolution
Failed trade monitoring and resolution
Certification
NISM- Research Analyst
Awards
- Received the Bronze Award in Citi for star performer of the month.
- Received Shout Outs from seniors for outstanding performances.
Applications
- Middle office monitor
- DTCC(CTM)
- MOTO
- EXCEL
Timeline
Securities&Derivatives Analyst-MO Trade Processing
Citicorp Finance
05.2023 - Current
Equity Researcher-Summer Intern
Bajaj Allianz Life Insurance
02.2022 - 06.2022
B.COM - undefined
RG(PG) COLLEGE
XII - undefined
DAYAWATI MODI ACADEMY-1
X - undefined
DAYAWATI MODI ACADEMY-1
PGPM -
ICFAI BUSINESS SCHOOL