SAKSHI SRIVASTAVA
Mumbai
Summary
Dynamic Senior Sanction Screening Analyst with extensive experience at PWC, excelling in customer due diligence and risk assessment. Proven ability to enhance compliance processes and effectively communicate findings. Skilled in sanction screening and cross-functional coordination, driving quality assurance and operational excellence in fast-paced environments.
Overview
5
5
years of professional experience
Work History
Senior Sanction Screening analyst
PWC
Mumbai
05.2024 - 10.2025
- Screened MTL using World compliance tool to ensure compliance with sanctions regulations.
- Conducted sanction screening across MailChimp, MTL, and PPO to identify potential risks.
- Hands-on tool experience Lexis Nexis, World compliance, Sales Force and internal tool includes RPS UI, OII and IP Check tool.
- Researched EC business connections and jurisdictions per internal standards using open-source information.
AML/KYC Analyst
Morgan Stanley
Mumbai
02.2023 - 10.2023
- Executed due diligence for existing clients in United States, covering diverse client types including private equity, government bodies, individuals, and special entities such as private investment vehicles and charities.
- Conducted customer due diligence by verifying client identities, assessing risk profiles, and maintaining accurate documentation to ensure compliance.
- Utilized various database checks including FINRA, NFA, and OFAC to ensure thorough client evaluations.
- Conducted PEP screening and sanction screening to identify potential risks associated with clients.
- Performing red flags check on individuals and corporate clients.
- Research using Bloomberg, RDC, Compliance link, World check, Lexis Nexis, Company House etc.
- Summarized and updated findings of screenings, reporting on firms' authorized portal to support business needs.
Analyst
BNY Mellon
Pune
03.2022 - 02.2023
- Collaborate with stakeholders, including legal, compliance, and regulatory teams, to understand the requirements and implications of FCPA, FinCEN and FATCA regulations.
- Identified gaps in compliance and proposed mitigation strategies to strengthen adherence to regulations.
- Collaborate with cross-functional teams to understand the existing CIP framework and identify areas for improvement.
- Documented requirements, analysis findings, and compliance recommendations clearly to facilitate stakeholder understanding.
- Communicate findings and recommendations to relevant stakeholders through presentations, reports, and other communication channels.
- Gathered requirements for screening process using LexisNexis, Google, and World Check to enhance compliance accuracy.
AML Analyst
IBM
Pune
04.2021 - 03.2022
- Conducted enhanced due diligence for high-risk clients by monitoring activities and identifying red flags for documentation in the SOF report.
- Monitored transactions on customer financial accounts using compliance tools to ensure adherence to UKBA regulations and identify potential illegal activities.
- Conducted customer due diligence for Barclays (EU region) clients, including sole traders, unregistered partnerships, and limited companies, to assess risk and ensure compliance.
- Thoroughly documented the research done from internal and external sources and analysis for internal and external compliance.
Education
MBA - Finance
ICFAI Business School
Mumbai, Maharashtra01-2020
B. Com - Bachelor of Commerce
Deen Dayal Upadhyaya University
Gorakhpur, U.P.01-2017
Skills
- AML compliance
- Due diligence
- Enhanced diligence
- CIP (Customer Identification Program)
- Transaction monitoring
- Regulatory investigations
- Compliance Monitoring
- Fraud risk assessment
- Tableau/ QlikView / MS Office
- Stakeholder Engagement
- Regulatory Collaboration
- Report writing
Languages
- English
- Hindi
Personal Information
- Date of Birth: 02/20/96
- Nationality: Indian
Profile Summary - Summary
- Result driven and detailed oriented compliance analyst with 4+ years of experience in financial crime prevention and regulatory compliance.
- Skilled in analyzing complex data, escalating potential matches and ensuring meticulous record keeping to meet regulatory standards.
- Proven expertise in conducting sanctions, politically exposed person and adverse media screening to identify and mitigate high-risk threats.
- Successfully enhanced screening accuracy and process efficiency through enhanced screening methodology and utilization of sanction screening software.
Timeline
Senior Sanction Screening analyst
PWC
05.2024 - 10.2025
AML/KYC Analyst
Morgan Stanley
02.2023 - 10.2023
Analyst
BNY Mellon
03.2022 - 02.2023
AML Analyst
IBM
04.2021 - 03.2022
MBA - Finance
ICFAI Business School
B. Com - Bachelor of Commerce
Deen Dayal Upadhyaya University