Strategic level assignments in Operations Management / Risk Management / RCSA / Control Testing Location Preference: Bengaluru/PAN India
Overview
3
3
Languages
2
2
years of post-secondary education
12
12
years of professional experience
Work History
Team Lead - Audit, Risk & Compliance
Fidelity National Financial (FNF)
04.2024 - Current
Lead and drive RCSA assessments through execution, planning, substantiation/controls testing and issue/action plan reporting
Accomplished operational risk requirements by orienting, training, and scheduling audits for Risk Control Self-Assessment (RCSA)
Perform Risk and Control Self Assessments (RCSA) and Control Testing for Loan Care
Developed policies and procedures for operational risk management
Executed root-cause analysis and prepared write-off reports for management review, enhancing decision-making
Prepare reports & Deck and present it to management and clients
Develop and maintain reporting models using Excel and other statistical analysis software
Demonstrated business value through strategic initiatives.
Specialist - Audit, Risk & Compliance
Fidelity National Financial (FNF)
06.2021 - 04.2024
Spearheaded live projects based on client requirements on mortgage front while leveraging knowledge of loan care, loan sphere, msp, dlv live, and docvelocity applications.
Enhanced design documents to meet client requirements efficiently
Establishing effective business relationships within stakeholders and assisting management in the understanding and application of and adherence to internal controls, risk management
Spearheading Live Projects as per client requirements on mortgage front while leveraging working knowledge on Loan Care, Loan Sphere, MSP, DLV Live and DocVelocity applications
Delivering presentations to the clients and communicating with external / client parties to resolve enquiries
Preparing for an audit by researching available data vs. client SLAs and formulating a plan of action
Involved in proactively troubleshooting and solving problems with limited supervision by fostering collaboration and positive team environment
Established business relationships with stakeholders to support management in applying internal controls and risk management
Key Result Areas:
Senior Quality Analyst
Ocwen Financial Corporation
03.2015 - 06.2021
Wrote monthly, weekly, and daily performance reports, KPI reports, presentations, and meeting minutes.
Executed backlog management, provided on-the-job training for process improvement, and conducted pre-audits to ensure compliance.
Ensured on-time task completion by Analysts and worked closely with BU team to ensure compliance with quality
Provided value addition to process improvement; aware of the mortgage laws applicable to the US REAL ESTATE market
Audited business units to follow external and internal control laws binding the mortgage industry and provide audit details and precautionary steps to abide by business units
Conducted root cause analysis for hard-ship and client issues or facilitated modification requirements
Adhered to loan servicing disclosures, federal requirements, servicing compliance of state regulations
Conducting detail audit assessments of potential risk items; described and estimated the risks affecting the business
Classified, evaluated and monitored the companies risk
Created a training plan and tracked successful completion and certification for recruits
Independently reviewed, challenged and supported risk management activities
Facilitated Risk & Control Self-Assessment (RCSA) process to identify and mitigate potential operational risks.
Coordinated, organized and facilitated the risk trends happening across the respective BU
Identified operational risks and assessed control adequacy, recommending enhancements to strengthen risk management.
Worked with support areas such as operations, finance, settlements, risk management and technology in ensuring a high level of control is maintained
Identified key result areas for performance improvement.
Education
MBA - Finance
Sharda University
07.2024 - 09.2026
Bachelor of Business Management -
Venkateshwara College, Bangalore University
PUC/12th -
MES Pre-University, Karnataka P.U. Board
Skills
Operational Risk Management
RCSA
Control Testing
Compliance Auditing
Audit/Compliance
Risk mitigation
SLA and KPI management
Reporting/Documentation
Project Management
Vendor Management
Stakeholder engagement
Client Engagement
Cross-functional collaboration
Team training
Personal Information
Title: Strategic level assignments in Operations Management / Risk Management / RCSA / Control Testing
Date of Birth: 1987-01-09
PERSONAL DETAILS
Title: Strategic level assignments in Operations Management / Risk Management / RCSA / Control Testing
Date of Birth: 1987-01-09
PROJECT HANDLED
Title: Strategic level assignments in Operations Management / Risk Management / RCSA / Control Testing
Date of Birth: 1987-01-09
PROFESSIONAL SNAPSHOT
Title: Strategic level assignments in Operations Management / Risk Management / RCSA / Control Testing
<ul><li>Company Overview: Group Company of PUIG, Spain</li><li>Team Leadership & Process Excellence: Organised the transformation of the Finance & Accounts function, establishing performance-driven goals, and embedding a culture of accountability and continuous improvement. Drove operational efficiency through process redesigns, SOP implementation and optimal resource deployment, leading to measurable improvements in turnaround time and accuracy.</li><li>Strategic Partnering with CXOs: Acted as a key advisor to the CEO, CFO, and other CXOs on business planning, pricing strategies, and business model pivots to support scale-up and profitability. Contributed to investor communications with data-backed insights to enhance stakeholder confidence and secure strategic funding.</li><li>Cross-Functional & Global Stakeholder Management: Functioned as the strategic finance business partner to cross-functional heads and the PUIG global finance team, aligning local execution with global financial strategies and compliance requirements.</li><li>ERP Transformation & System Automation: Led end-to-end ERP reimplementation to address system gaps, enforce role-based controls, and automate core finance processes—resulting in enhanced data accuracy, faster reporting and improved internal controls.</li><li>Costing, Inventory & Profitability Optimization: Designed and implemented plant-level costing models to ensure accurate COGS determination. Improved inventory management across pricing, consumption tracking, and aging analysis—enabling better working capital control and cost efficiency.</li><li>Manufacturing Finance & Statutory Compliance: Supervised end-to-end accounting for manufacturing operations and ensured full statutory compliance.</li><li>Financial Reporting, MIS & Profitability Analytics: Delivered accurate and timely monthly MIS reports, including P&L, Balance Sheet and KPI dashboards with deep-dive variance analysis across stores, business verticals, and geographies. Supported board-level decision-making through insightful presentations on financial health and business performance.</li><li>Budgeting, Forecasting & Business Planning: Led the Annual Operating Plan (AOP) and rolling forecasts, ensuring alignment with strategic objectives and market dynamics. Monitored key financial metrics to enable business decisions and proactive cost management.</li><li>Statutory, Internal & Tax Audit Management: Finalized standalone and consolidated financials under Ind AS and IFRS, ensured timely group reporting and compliance with international standards. Delivered clean and timely closures of statutory, tax, and internal audits in coordination with Big 4 auditors. Strengthened audit readiness through pre-audit diagnostics and rectification of recurring control gaps.</li><li>Regulatory Compliance & Risk Management: Ensured end-to-end compliance which includes ROC, RBI, FEMA, Income Tax, GST, Transfer Pricing, DTAA, and Customs. Reviewed cross-border contracts and transactions to ensure arm’s length pricing, accurate TDS application, and proper documentation under Transfer Pricing regulations.</li><li>Commercial Negotiation & Contract Governance: Led commercial negotiations and structured deals with vendors and franchisees. Reviewed key business contracts to ensure financial viability, risk protection, and compliance with regulatory standards.</li><li>Treasury & External Commercial Borrowing (ECB): Managed fund planning and liquidity management including ECB drawdowns, bank negotiations, and interest optimization. Improved working capital cycles through proactive cash flow forecasting and receivables control.</li><li>Internal Controls & Governance Framework: Led organization-wide reviews of internal control systems, identified process gaps, and redesigned or implemented over 40 SOPs and IFCs. Established a governance structure for financial discipline, risk mitigation, and policy compliance across departments.</li></ul> at Kama Ayurveda Pvt. Ltd. & PUIG India Pvt. Ltd.<ul><li>Company Overview: Group Company of PUIG, Spain</li><li>Team Leadership & Process Excellence: Organised the transformation of the Finance & Accounts function, establishing performance-driven goals, and embedding a culture of accountability and continuous improvement. Drove operational efficiency through process redesigns, SOP implementation and optimal resource deployment, leading to measurable improvements in turnaround time and accuracy.</li><li>Strategic Partnering with CXOs: Acted as a key advisor to the CEO, CFO, and other CXOs on business planning, pricing strategies, and business model pivots to support scale-up and profitability. Contributed to investor communications with data-backed insights to enhance stakeholder confidence and secure strategic funding.</li><li>Cross-Functional & Global Stakeholder Management: Functioned as the strategic finance business partner to cross-functional heads and the PUIG global finance team, aligning local execution with global financial strategies and compliance requirements.</li><li>ERP Transformation & System Automation: Led end-to-end ERP reimplementation to address system gaps, enforce role-based controls, and automate core finance processes—resulting in enhanced data accuracy, faster reporting and improved internal controls.</li><li>Costing, Inventory & Profitability Optimization: Designed and implemented plant-level costing models to ensure accurate COGS determination. Improved inventory management across pricing, consumption tracking, and aging analysis—enabling better working capital control and cost efficiency.</li><li>Manufacturing Finance & Statutory Compliance: Supervised end-to-end accounting for manufacturing operations and ensured full statutory compliance.</li><li>Financial Reporting, MIS & Profitability Analytics: Delivered accurate and timely monthly MIS reports, including P&L, Balance Sheet and KPI dashboards with deep-dive variance analysis across stores, business verticals, and geographies. Supported board-level decision-making through insightful presentations on financial health and business performance.</li><li>Budgeting, Forecasting & Business Planning: Led the Annual Operating Plan (AOP) and rolling forecasts, ensuring alignment with strategic objectives and market dynamics. Monitored key financial metrics to enable business decisions and proactive cost management.</li><li>Statutory, Internal & Tax Audit Management: Finalized standalone and consolidated financials under Ind AS and IFRS, ensured timely group reporting and compliance with international standards. Delivered clean and timely closures of statutory, tax, and internal audits in coordination with Big 4 auditors. Strengthened audit readiness through pre-audit diagnostics and rectification of recurring control gaps.</li><li>Regulatory Compliance & Risk Management: Ensured end-to-end compliance which includes ROC, RBI, FEMA, Income Tax, GST, Transfer Pricing, DTAA, and Customs. Reviewed cross-border contracts and transactions to ensure arm’s length pricing, accurate TDS application, and proper documentation under Transfer Pricing regulations.</li><li>Commercial Negotiation & Contract Governance: Led commercial negotiations and structured deals with vendors and franchisees. Reviewed key business contracts to ensure financial viability, risk protection, and compliance with regulatory standards.</li><li>Treasury & External Commercial Borrowing (ECB): Managed fund planning and liquidity management including ECB drawdowns, bank negotiations, and interest optimization. Improved working capital cycles through proactive cash flow forecasting and receivables control.</li><li>Internal Controls & Governance Framework: Led organization-wide reviews of internal control systems, identified process gaps, and redesigned or implemented over 40 SOPs and IFCs. Established a governance structure for financial discipline, risk mitigation, and policy compliance across departments.</li></ul> at Kama Ayurveda Pvt. Ltd. & PUIG India Pvt. Ltd.