Saloni
Summary
Detail-oriented and analytical trade surveillance professional with hands-on experience in monitoring trading activities across fixed income and FX asset classes, primarily within the AMRS region. Adept at identifying potential market abuse and regulatory breaches through deep-dive investigations and collaborative compliance efforts. Seeking to further develop my career in financial crime compliance and regulatory surveillance, contributing to market integrity through data-driven insights, cross-functional teamwork, and continuous process enhancement.
Overview
2
2
years of professional experience
Work History
Team Leader
Trade Surveillance - Bank of America
Gift City, Gandhinagar
2023.07 - Current
- Monitored trading activity across Fixed Income and FX asset classes within the AMRS region to detect potential market abuse and manipulation in alignment with regulatory standards.
- Analyzed trade alerts breaching threshold parameters to identify potential policy violations, performing in-depth reviews and documenting findings using internal tools and discretionary checks.
- Investigated potential compliance issues in coordination with senior management, supporting appropriate disposition decisions and regulatory reporting requirements.
- Delivered structured training sessions for new hires, enabling smooth onboarding and practical understanding of the firm’s surveillance framework and systems.
- Partnered with global surveillance teams to reduce aging alerts and ensure timely resolution, while maintaining accuracy and efficiency.
- Collaborated with onshore compliance and business line stakeholders on cross-functional projects and initiatives to strengthen surveillance effectiveness and process optimization
Education
MBA - Finance
Symbiosis Institute of Management Studies
Pune2023-04
B.Com -
Thakur College of Science & Commerce
Mumbai2021-01
High School Diploma -
Navy Children School
Mumabi2016-05
Skills
- MS Excel
- Word
- Communication Skill
- Problem solving Skill
- Creativity
Timeline
Team Leader
Trade Surveillance - Bank of America
2023.07 - Current
MBA - Finance
Symbiosis Institute of Management Studies
B.Com -
Thakur College of Science & Commerce
High School Diploma -
Navy Children School