Summary
Overview
Work History
Education
Skills
Timeline
Generic

Saloni

Summary

Detail-oriented and analytical trade surveillance professional with hands-on experience in monitoring trading activities across fixed income and FX asset classes, primarily within the AMRS region. Adept at identifying potential market abuse and regulatory breaches through deep-dive investigations and collaborative compliance efforts. Seeking to further develop my career in financial crime compliance and regulatory surveillance, contributing to market integrity through data-driven insights, cross-functional teamwork, and continuous process enhancement.

Overview

2
2
years of professional experience

Work History

Team Leader

Trade Surveillance - Bank of America
Gift City, Gandhinagar
07.2023 - Current
  • Monitored trading activity across Fixed Income and FX asset classes within the AMRS region to detect potential market abuse and manipulation in alignment with regulatory standards.
  • Analyzed trade alerts breaching threshold parameters to identify potential policy violations, performing in-depth reviews and documenting findings using internal tools and discretionary checks.
  • Investigated potential compliance issues in coordination with senior management, supporting appropriate disposition decisions and regulatory reporting requirements.
  • Delivered structured training sessions for new hires, enabling smooth onboarding and practical understanding of the firm’s surveillance framework and systems.
  • Partnered with global surveillance teams to reduce aging alerts and ensure timely resolution, while maintaining accuracy and efficiency.
  • Collaborated with onshore compliance and business line stakeholders on cross-functional projects and initiatives to strengthen surveillance effectiveness and process optimization

Education

MBA - Finance

Symbiosis Institute of Management Studies
Pune
04-2023

B.Com -

Thakur College of Science & Commerce
Mumbai
01-2021

High School Diploma -

Navy Children School
Mumabi
05-2016

Skills

  • MS Excel
  • Word
  • Communication Skill
  • Problem solving Skill
  • Creativity

Timeline

Team Leader

Trade Surveillance - Bank of America
07.2023 - Current

MBA - Finance

Symbiosis Institute of Management Studies

B.Com -

Thakur College of Science & Commerce

High School Diploma -

Navy Children School
Saloni