Sankalp Pradeep
Mumbai
Summary
To seek a position which will help in value addition to the company and serve as a springboard to move ahead in my career whilst harnessing the best of my calibre.
Overview
12
12
years of professional experience
Work History
Manager
Morgan Stanley
07.2023 - Current
- Provide end-to-end AML support services to both fund managers and investors, ensuring compliance with internal policies and regulatory requirements.
- Lead weekly calls with internal stakeholders to provide detailed status updates, and address any escalations or process improvements.
- Manage the team mailboxes, and oversee day-to-day work allocation across the team to ensure timely and accurate processing.
- Act as the Subject Matter Expert (SME) for the process, offering guidance, resolving queries, and maintaining documentation standards. Mentor and train new joiners to ensure smooth onboarding and consistent adherence to AML policies and procedures.
Senior Consultant
Protiviti India Member Firm
02.2020 - 07.2023
- Performed KYC remediation for one of Europe's top investment banks.
- Responsible for hiring and onboarding new project members, and team management of the Mumbai location as team lead.
- Assisted one of Australia's top four banks with their Controls Uplift Project by developing detailed process maps based on the stakeholders' requirements. Assisted in developing a best practice approach by testing controls and implementing the best-suited one from the controls repository. Reviewed relevant obligations for the sanctioned process maps in order to mitigate any potential risks.
Senior Research Analyst
IIRIS Consulting Pvt Ltd
02.2018 - 04.2019
- Conducted Enhanced Due Diligence on targets and assisting the clients to mitigate the increased risks during the on-boarding of new customers
- Responsible for overseeing the daily activities of the due diligence team for the Mumbai Location
Executive
Deloitte India
06.2017 - 02.2018
- Analyzed potential conflict issues before acceptance of new or recurring proposals
- Co-ordinated with cross border member firms of various countries across the globe and collating detailed information about the client as per their respective jurisdiction
Mortgage Underwriter
The Royal Bank of Scotland Group
03.2013 - 06.2017
- To verify the income and KYC checks of the customers based on the documents provided by the seller
- Assessed affordability before moving through stages towards the release of funds
Education
Post-Graduation Program in Management Studies -
L.N. Welingkar Institute of Management Development & Research
Mumbai04.2017
Bachelor Of Science - Information Technology
S.M. Shetty College of Science, Commerce And Management Studies
Mumbai01.2013
Skills
- Anti-Money Laundering
- End to End KYC analysis
- Due Diligence
- Ability to work independently
- Team Management
- Controls Testing
- Flexibility
Accomplishments
- Above & Beyond, 07/2020- Awarded for outstanding performance and dedication in KYC Remediation Project at Protiviti India.
- Employee of the Month, 10/2018 - 11/2018- Awarded for outstanding performance in drafting detailed due diligence reports at IIRIS Consulting.
- Yes Check Award, 09/2016- Awarded for implementing an idea resulting in process improvement and simplifying customer life at RBS Group.
Timeline
Manager
Morgan Stanley
07.2023 - Current
Senior Consultant
Protiviti India Member Firm
02.2020 - 07.2023
Senior Research Analyst
IIRIS Consulting Pvt Ltd
02.2018 - 04.2019
Executive
Deloitte India
06.2017 - 02.2018
Mortgage Underwriter
The Royal Bank of Scotland Group
03.2013 - 06.2017
Post-Graduation Program in Management Studies -
L.N. Welingkar Institute of Management Development & Research
Bachelor Of Science - Information Technology
S.M. Shetty College of Science, Commerce And Management Studies
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