Santhosh P
Risk Consultant
Bangalore
Summary
Certified CRISC Professional with 11 years of expertise in Risk Management & Financial Services, specializing in Non-Financial Risk, Operational Risk, and Controls. Accomplished in driving risk culture, ensuring compliance, and providing strategic oversight across multinational organizations., and hands-on experience in steering Enterprise Risk Programs, HR Risk Management, Risk Reporting and Analytics, as well as Risk Strategy and Governance functions.
Overview
14
14
years of professional experience
3
3
Certifications
Work History
AVP HR Risk and Controls
Hongkong and Shanghai Banking Corporations (HSBC-HDPI)
09.2022 - Current
- Manage Non-Financial Risk specifically overseeing management of Operational Risk & People Risk across Global Service Centers (8 countries) for Human Resources Function
- Promptly Assess, escalate, and remediation of internal events and issues, minimizing potential impacts and facilitating timely resolutions
- Conduct thematic reviews and initiate self-assessments (includes review of design & operative effectiveness of control and validate policy compliance)
- Challenged and addressed poor or inefficient controls, tasks, and behaviors, driving continuous improvement in risk mitigation efforts
- Managed governance forums and facilitated country-level site governance, as well as other risk management meetings across functional areas and entities
- Present risk management reports (RCA, Events, Issues) at Risk Committees for approval and monitoring of emerging risks to ensure they are operating within risk appetite
- Strengthen risk culture and raise awareness across the region regarding the active management of non-financial risks
- Led and executed (RCSA) risk and control self-assessments, including identifying key risks, and assessing inherent and residual risks
- Managed regional governance forums and facilitated country-level site governance, as well as other risk management meetings across functional areas and entities.
Business Execution Consultant (Business Risk & Control Senior Associate)
WELLS FARGO - ENTERPRISE GLOBAL SERVICES
02.2019 - 09.2022
- Identify, assess, and mitigate Operations risks across all risk types across the line of business, consistent with the Risk Management Framework and policies
- Generated monthly risk management reports and presentations; presented findings and proposed solutions to the Senior Management
- Monitor, track and perform root cause analysis on incidents related to operational internal financial loss, data privacy and near misses assigned portfolio
- Review and provide guidance and feedback to help teams identify, define risks and controls, potential gaps in controls, monitoring activities and prioritize proposed risk mitigation
- Ensure adequate quality control over Operational risk events losses and reporting
- Ability to deliver training sessions / control awareness programs to internal teams and business groups
- Design/ development of training materials and procedure documents.
Operational Risk Consultant 3
WELLS FARGO - ENTERPRISE GLOBAL SERVICES
08.2013 - 02.2019
- Develop implement and monitor risk-based programs to identify assess and mitigate any operational risks that arises from inadequate or failed internal processes, people, system or external events
- Engage with the Control Executive teams, Function Heads and Independent Risk leaders to promote a strong operational risk culture
- Provides consulting to business on corrective action plans and effectively managing change
- Develop and deliver content to senior business, Independent Risk, Audit and Regulatory leaders summarizing the results of the independent risk assessment activities
- Perform independent oversight and credible challenge to front line operational risk management activities
- Engage with other region and US-based Operational Risk Business Oversight (ORBO) teams to ensure holistic oversight of the end-to-end business
- Successfully review and challenge business operational risk management practices and outcomes
- Prepare reports on operational and regulatory loss monitoring, risk controls and risk issues
- Oversee and challenge the front line across all operational risk routines including – plan, identify and assess, control and mitigate, test and validate, monitor and report.
Associate – Default Management Services
Altisource Portfolio SOLUTIONS
07.2010 - 05.2012
- Work with business partners to ensure proper follow up on Foreclosure proceedings
- Review and analyze lien positions pertaining to collateral secured by real estate
- Participate in and facilitate information sharing with manager, business partners and peers in a timely and efficient fashion to widespread communication
- Reporting the weekly/monthly & annual dashboard to the higher management and onshore partners.
Education
Bachelor of Commerce - Accounting
Kristu Jayanti College
Bangalore 04.2001 -
Skills
Risk Management
undefinedCertification
Certified in Risk and information systems Control - CRISC
Accomplishments
- Facilitated end-to-end transition of BPRM process & was the sole member in liaising with businesses, process mapping, process documentation and knowledge transfer.
- Completed 3 Process Improvement
- Ensured regulatory compliance, leading to successful audits and assessments
- Designed and implemented training programs, fostering a more risk-conscious culture
- Established performance metrics and KCIs, demonstrating continuous improvement in risk management
Educational Profile
- Bachelor of Commerce from Kristu Jayanti College
- PUC from St. Aloysius College
- Schooling from St. Aloysius High School
Timeline
AVP HR Risk and Controls
Hongkong and Shanghai Banking Corporations (HSBC-HDPI)
09.2022 - Current
Business Execution Consultant (Business Risk & Control Senior Associate)
WELLS FARGO - ENTERPRISE GLOBAL SERVICES
02.2019 - 09.2022
Operational Risk Consultant 3
WELLS FARGO - ENTERPRISE GLOBAL SERVICES
08.2013 - 02.2019
Associate – Default Management Services
Altisource Portfolio SOLUTIONS
07.2010 - 05.2012
Bachelor of Commerce - Accounting
Kristu Jayanti College
04.2001 -
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