Summary
Overview
Work History
Education
Skills
Achievements:
Languages:
Declaration:
Timeline
BusinessAnalyst
Santosh Kumar Bada

Santosh Kumar Bada

Analyst
Hyderabad

Summary

Responsible for accurately researching, analyzing, evaluating and documenting AML Know Your Customer (KYC) information and taking appropriate action to protect the company against risk of money laundering activity and reputational risk in accordance with Global and Local Regulatory procedures and policies.

Overview

9
9
years of professional experience
11
11
years of post-secondary education

Work History

Analyst

HSBC Electronic Data Processing
Hyderabad
04.2014 - 04.2021
  • ROLES AND RESPONSIBILITIES:
  • Understanding and implementation of KYC standards, guidelines, policies and procedures.
  • Client on boarding and client ongoing Monitoring.
  • Checking KYC documents received from the clients for the account opening.
  • Working with the AML-KYC management team verifies all aspects of client identification Program (CIP) and necessary account opening documents are provided and in accordance with Know Your CUSTOMER (KYC-AML).
  • Transactions monitoring done for clients, checking any unauthorized transactions and collecting required documents for the purpose of transactions.
  • Performing End to End KYC of periodic review in Commercial Banking.
  • Reviewing all type of customer's risk categories like PEPs.
  • Transactions of customers are also being monitored when there is trigger being raised automatically.
  • Collecting the identification and verification of the customer and various legal documents of the entity and performing periodical reviews for Low, Medium and High risk Customers.
  • Preparation of the CDD report and processes to streamline customer risk assessment.
  • Preparation of Enhanced due Diligence (EDD) report in case of clients carrying High risk and process includes monitoring the Bank transactions of the client.
  • Conducting enhanced Due Diligence for various business lines on all high-risk accounts.
  • Screening is done towards customer's source of wealth and funds.
  • Customer's profile is being monitored from on boarding to ongoing.
  • Negative news screening is done towards the customer profile using various applications like World Check, Lexis Diligence and Google Search.
  • Performing the due diligence on new Clients, requesting the KYC information, documentation, review and verification of received documentation and making an analytical risk assessment for new Clients.
  • Provide support and guidance to the banks operational areas and assist with implementation of sanctions related programs.
  • Perform name screening of customers against sanctioned lists.
  • Sanctions Screening to handle all the activities performed in the transactions and stop the unusual activities.
  • Screening has been performed on adverse media, OFAC, PEP classification, Negative news mitigation has been done for individuals. accuracy of data.

ADDITIONAL RESPONSIBILITIES:

  • Analytical skills exhibited by ensuring Capacity plans for queues are in place on a daily basis.
  • Coordinating and maintaining the agreed SLA/PLA status in absence of the manager.
  • Supported, Guided and Trained team members.
  • Strong understanding of daily process updates and follows the updates as per Knowledge center. Point of Contact to process related queries for the team.
  • Conduct Audit on requests processed by the staff to ensure that they are Compliant to requirements and SOP (Standard operating procedures).
  • Prioritization of the work stream to ensure time critical work is actioned first.
  • Prepared a MI tracker to monitor trainee’s performance and shared best practices with the team to improve their performance.
  • Maintained the SOD and EOD reports.
  • Achieving targets on productivity and accuracy with stipulated deadlines and maintaining good Email ethics and communication skills.
  • Taking ownership of the assigned cases and completing the cases on time with 100% quality and creating Memos on customer profiles for missing information whichever not provided by the Relationship Manage.

SAP Basis Administrator

Foray Software Pvt Ltd
Hyderabad
02.2022 - 12.2022
  • Provide SAP Basis Administration Support, Performance monitoring & tuning, Problem analysis & resolution, and other activities required to maintain system integrity and maximize uptime.
  • Performed client copies and client administration.
  • Defining Operation Modes, System Profile Maintenance.
  • Monitoring Background Jobs, Updates, Lock entry and dump analysis.
  • Configured SAP Transport Management System and established Three System Landscape.
  • Client Administration.
  • Performing backup and restore, monitoring and administration.

Education

MBA - Finance & Marketing

Malla Reddy Group of Institutions (J.N.T.U)
India
07.2011 - 12.2013

B.Com - Accounting And Finance

A.V. College of Arts & Science (Osmania University)
India
06.2008 - 06.2011

M.E.C -

Narayana Junior College
India
04.2004 - 04.2008

S.S.C -

Holy Mary High School
India
03.2003 - 04.2004

Skills

    KYC and AML checks specifically to Commercial and Corporate

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Achievements:

• Accredited as auditor by the Business partners for efficient performance.

• Received Rising star Award for the October 2018 for the contribution towards completing the project within target deadlines.

• Received Super star Award's for the May 2019 and April 2020 (HSBC).

• Received appreciations from Business for showcasing excellent quality performance.

• Managed the team in the absence of AMO and ensured TAT and PLA were met. Received appreciation from the senior management for the same. 


Languages:

  • English
  • Hindi
  • Telugu

Declaration:

I hereby declare that the information furnished above is genuine and authentic to the best of my knowledge.


Place: Hyderabad

Date:

Timeline

SAP Basis Administrator

Foray Software Pvt Ltd
02.2022 - 12.2022

Analyst

HSBC Electronic Data Processing
04.2014 - 04.2021

MBA - Finance & Marketing

Malla Reddy Group of Institutions (J.N.T.U)
07.2011 - 12.2013

B.Com - Accounting And Finance

A.V. College of Arts & Science (Osmania University)
06.2008 - 06.2011

M.E.C -

Narayana Junior College
04.2004 - 04.2008

S.S.C -

Holy Mary High School
03.2003 - 04.2004
Santosh Kumar BadaAnalyst