SATYAM JAIN

• Spearhead end-to-end internal audit functions from planning to execution.
• Understanding different businesses and assessing the processes/controls used to produce financial statements.
• Assigning review areas to team as applicable
• At this stage itself, evaluate applicability of additional regulations on auditee, research and interpretation of such laws and regulations and include compliance review in scope of audit
• Carry out Risk & controls based audit testing, preparing risk control matrix for various processes and making checklist thereafter.
• Evaluate impact and relevance of results on the audited departments to ensure a clear and correct representation of findings.
• Report writing, discussions with auditee, holding conclusive discussions on corrective action plans to mitigate risks and gaps before the release of the report, if possible.
• Developed recommendations in line with the best industry practices which embody direct benefits to the Organization and can be applied practically
• Post release of report, continual tracking of audit observations to ensure timely closures
• Proposed new risks and controls for Risk and Control Matrices (RCM).
• Conducting different process audits like Inventory, Procurement, HR, F&A
• Ensure that adequate SOD, proper approval mechanism is maintained and adhered to.

Evaluate compliance with relevant regulations and interpret laws for inclusion in audit scopes.

Conducted detailed audits, identified gaps, and ensured adherence to internal controls.

Monitor audit observations for timely closures and validate implementation against evidence.

Review and validation of existing internal controls and what is documented in RCM.