Sayan Bag
Kolkata
Summary
Risk management professional with extensive experience at PricewaterhouseCoopers, specializing in compliance oversight and portfolio management. Demonstrated success in enhancing data governance and analytical research capabilities. Proven track record of delivering measurable results in risk mitigation and compliance efficiency.
Overview
6
6
years of professional experience
1
1
Certification
Work History
Associate 2 - Risk Control & Compliance
PricewaterhouseCoopers
Kolkata
09.2022 - Current
- Conducted comprehensive research on multiple financial instruments to guide strategic initiatives.
- Monitored regulatory compliance through rigorous oversight of transactions and investments.
- Utilized Bloomberg, Capital IQ, and SNL Financial for thorough company analysis.
- Created detailed Power BI reports to enhance ongoing oversight efforts.
- Maintained independence standards while supporting PwC personnel in various roles.
- Streamlined data management by preparing working files in Alteryx.
- Managed risk across financial operations to safeguard organizational interests.
- Registered investment accounts for precise real-time performance insights.
Assistant Manager- Equity & Derivative Dealing
Kotak Securities Ltd
Kolkata
09.2021 - 09.2022
- Managed client portfolio while advising on asset allocation strategies
- Executed trades in equity and derivative segments for clients
- Provided tax benefit guidance related to investment portfolios
- Enhanced investment decisions by guiding clients on various financial instruments
- Ensured accuracy by placing orders for trades on behalf of clients
- Efficiently processed applications for newly acquired clients
- Updated and maintained KYC records in accordance with regulatory standards
- Developed strong client relationships by understanding needs and delivering tailored services
Assistant Manager - Advisory
ICICI Securities Ltd
Kolkata
08.2020 - 05.2021
- Reactivated inactive clients in equity and derivative segments.
- Cultivated relationships to assess client needs and provide customized services.
- Managed client portfolios while advising on optimal asset allocation strategies.
- Executed trades for clients across equity and derivative segments.
Technical Analyst
Finvision Capital Market Pvt. Ltd.
Kolkata
05.2019 - 08.2019
- Analyzed charts and graphs of various stocks to inform investment strategies.
- Evaluated current economic conditions to assess market trends.
- Predicted future stock prices based on comprehensive data analysis.
Education
MBA - Finance
Eastern Institute For Integrated Learning in Management
Kolkata01-2020
M.COM - Finance
University of Calcutta
Kolkata01-2018
B.COM (Honours) - Accounting & Finance
Dinabandhu Andrews College
Kolkata01-2016
CLASS XII -
BDM International / CBSE
Kolkata01-2012
CLASS X -
BDM International / CBSE
Kolkata01-2010
Skills
- Risk management and compliance
- Portfolio management
- Data governance
- Risk assessment
- Client development
- KYC processes
- Analytical research skills
Certification
Alteryx Designer Core
Projects
Summer Internship Project, Technical Analyst, Finvision Capital Market Pvt. Ltd., 05/19, 08/19, Analyzed Charts, graphs of different stocks, Understanding the current economic scenario, Predicting future price of the stocks
Hobbies and Interests
- Motorcycle Touring
- Fish keeping
- Gardening
Languages
- English
- Bengali
- Hindi
Languages
English
First Language
Bengali
Proficient (C2)
C2
Hindi
Advanced (C1)
C1
Timeline
Associate 2 - Risk Control & Compliance
PricewaterhouseCoopers
09.2022 - Current
Assistant Manager- Equity & Derivative Dealing
Kotak Securities Ltd
09.2021 - 09.2022
Assistant Manager - Advisory
ICICI Securities Ltd
08.2020 - 05.2021
Technical Analyst
Finvision Capital Market Pvt. Ltd.
05.2019 - 08.2019
MBA - Finance
Eastern Institute For Integrated Learning in Management
M.COM - Finance
University of Calcutta
B.COM (Honours) - Accounting & Finance
Dinabandhu Andrews College
CLASS XII -
BDM International / CBSE
CLASS X -
BDM International / CBSE
Similar Profiles
Frederick EbertFrederick Ebert
Audit Associate at PricewaterhouseCoopersAudit Associate at PricewaterhouseCoopers
Brandon Shaun DanielsBrandon Shaun Daniels
IT Data Analyst, Internal Audit at PricewaterhouseCoopersIT Data Analyst, Internal Audit at PricewaterhouseCoopers
Zhao ZhaoZhao Zhao
Audit Intern at PricewaterhouseCoopersAudit Intern at PricewaterhouseCoopers