Work Preference
Summary
Overview
Work History
Education
Skills
Accomplishments
Key Search Words
Timeline
Generic
Open To Work

Bhavin Shah

Prime Brokerage Sales And Institutional Client Coverage Leader
Mumbai,Maharashtra

Work Preference

Job Search Status

Open to work

Desired Job Title

Senior Executive DirectorClient Relationship Manager

Work Type

Full Time

Location Preference

On-Site
Location: Mumbai, Maharashtra, IN
Open to relocation: Yes

Important To Me

Career advancementCompany CulturePersonal development programs

Summary

Accomplished Executive Director recognized for leveraging strong team leadership and development to drive forward progress. Highly organized, detail-oriented leader skilled in directing high-performing teams to develop solutions and solve operational and technical problems. Success in implementing systems across multiple operations with superior organizational and communication skills.

Overview

20
20
years of professional experience
3
3
Languages

Work History

Executive Director-Prime Brokerage

Morgan Stanley
Mumbai, Maharashtra
02.2007 - Current
  • Leadership and management
  • Senior member of Prime Brokerage Mumbai team
  • Involved in strategy making and execution, driving automation across processes, developing key relationships across globe and involved in transition
  • Motivating and guiding team, leveraging skills for productivity, providing career opportunity for growth and leading from front
  • Fostering firm culture across larger team through training and open discussions ensuring alignment with firm’s core values
  • Part of Recruitment, Campus hiring, Learning and development of team and responsible for talent ranking
  • Drove strategic improvements to enhance operational and organizational efficiencies
  • Functional Excellence
  • Heading key functional areas of Prime Brokerage Division which spreads across different areas of business covering spectrum of financial products

Client coverage

  • Managing a team of account managers that act as Primary contact for client based in Asia region - overseeing the client’s accounts and involved in all client issues including, but not limited to: financing, margin, trade clearing and settlement, cash management, new market access and corporate events.
  • Deep understanding of Asian market nuances and have conducted multiple teach in sessions for hedge fund and institutional clients. Acting as escalation contact for clients trading in Asian markets facing buy-ins, fails and penalties. SME for India offering with assistance in understanding market requirements as well as ways to access Indian markets.

Onboarding - Managing the team responsible for end-to-end process of onboarding new and organic clients. Includes co-ordination with clients and internal teams on various regulatory, KYC, AML, documentation, trade execution/allocation and operational requirements

Product Development - Acting as business analyst to gather requirements for system/report development and renovation; co-ordinate with technology team for development and test it in UAT environment before rolling out into production

Education

Master of Management Studies - undefined

Guru Nanak Institute of Management Studies
Mumbai
06.2007

Bachelor of Commerce - undefined

R A Podar College of Commerce and Economics
Mumbai
03.2004

Skills

Staff Management

Performance feedback

Policy and procedure adherence

Relationship and collaboration

Accomplishments

  • Awarded business principal award “Keeping Client First”
  • International Exposure: Short term assignment to Hong Kong and Glasgow for work transition
  • Built and maintained systems for 1099-B reporting including new wash sales engine for cost accounting

Key Search Words

Prime Brokerage, Hedge Funds, Institutional equities, Client services, account manager, relationship, stake holder management, listed derivatives, OTC, equity swaps, Margin, collateral, risk and controls, custody, reporting etc.

Timeline

Executive Director-Prime Brokerage

Morgan Stanley
02.2007 - Current

Master of Management Studies - undefined

Guru Nanak Institute of Management Studies

Bachelor of Commerce - undefined

R A Podar College of Commerce and Economics
Bhavin ShahPrime Brokerage Sales And Institutional Client Coverage Leader